OXPS » Topics » (Exact name of registrant as specified in its charter)

These excerpts taken from the OXPS 10-K filed Mar 2, 2009.
(Exact name of registrant as specified in its charter)
 
     
Delaware
  20-1444525
(State or other jurisdiction of
incorporation or organization)
  (I.R.S. Employer
Identification No.)
     
311 W. Monroe St., Suite 1000
Chicago, Illinois 60606
(Address of Principal Executive Offices,
including Zip Code)
  (312) 630-3300
(Registrant’s Telephone Number,
Including Area Code)
 
(Exact name of registrant as
specified in its charter)



 






























     


Delaware


 

20-1444525

(State or other jurisdiction
of

incorporation or organization)


 

(I.R.S. Employer

Identification No.)


 

 

 


311 W. Monroe St., Suite 1000

Chicago, Illinois 60606

(Address of Principal
Executive Offices,

including Zip Code)



 

(312) 630-3300

(Registrant’s Telephone
Number,

Including Area Code)







 




These excerpts taken from the OXPS 10-K filed Feb 29, 2008.
(Exact name of registrant as specified in its charter)
 
     
Delaware   20-1444525
(State or other jurisdiction of
incorporation or organization)
  (I.R.S. Employer
Identification No.)
     
311 W. Monroe St., Suite 1000
Chicago, Illinois 60606
(Address of Principal Executive Offices,
including Zip Code)
  (312) 630-3300
(Registrant’s Telephone Number,
Including Area Code)
 
Securities Registered Pursuant to Section 12(b) of the Act:
 
     
Title of Each Class
 
Name of Each Exchange on Which Registered
 
Common Stock — $0.0001 par value
  The NASDAQ Stock Market LLC
 
Securities Registered Pursuant to Section 12(g) of the Act:
None
 
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.  Yes þ     No o
 
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.  Yes o     No þ
 
Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that it was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.  Yes þ     No o
 
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of the Registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K.  o
 
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
 
             
Large accelerated filer þ
  Accelerated filer o   Non-accelerated filer o
(Do not check if a smaller reporting company)
  Smaller reporting company o
 
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act.  Yes o     No þ
 
As of February 20, 2008, there were 63,032,338 shares of optionsXpress Common Stock, $0.0001 par value per share outstanding. The aggregate market value of the voting stock held by non-affiliates of the registrant was approximately $1,186 million based on the closing sale price of such stock as reported by the Nasdaq Global Market on February 20, 2008, assuming that all shares beneficially held by executive officers and members of the registrant’s Board of Directors are shares owned by “affiliates,” a status which each of the executive officers and directors may individually disclaim.
 
(Exact name of registrant as
specified in its charter)



 






























     

Delaware

 

20-1444525


(State or other jurisdiction
of

incorporation or organization)



 

(I.R.S. Employer

Identification No.)


 

 

 


311 W. Monroe St., Suite 1000

Chicago, Illinois 60606

(Address of Principal
Executive Offices,

including Zip Code)



 

(312) 630-3300

(Registrant’s Telephone
Number,

Including Area Code)








 



Securities Registered Pursuant to Section 12(b) of the
Act:



 























     


Title of Each Class


 


Name of Each Exchange on Which Registered

 


Common Stock — $0.0001 par value


 

The NASDAQ Stock Market LLC






 



Securities Registered Pursuant to Section 12(g) of the
Act:




None


 



Indicate by check mark if the registrant is a well-known
seasoned issuer, as defined in Rule 405 of the Securities
Act.  Yes þ     No o



 



Indicate by check mark if the registrant is not required to file
reports pursuant to Section 13 or Section 15(d) of the
Act.  Yes o     No þ



 



Indicate by check mark whether the Registrant (1) has filed
all reports required to be filed by Section 13 or 15(d) of
the Securities Exchange Act of 1934 during the preceding
12 months (or for such shorter period that it was required
to file such reports), and (2) has been subject to such
filing requirements for the past
90 days.  Yes þ     No o



 



Indicate by check mark if disclosure of delinquent filers
pursuant to Item 405 of
Regulation S-K
is not contained herein, and will not be contained, to the best
of the Registrant’s knowledge, in definitive proxy or
information statements incorporated by reference in
Part III of this
Form 10-K
or any amendment to this
Form 10-K.  o



 



Indicate by check mark whether the registrant is a large
accelerated filer, an accelerated filer, a non-accelerated
filer, or a smaller reporting company. See the definitions of
“large accelerated filer,” “accelerated
filer” and “smaller reporting company” in
Rule 12b-2
of the Exchange Act. (Check one):


 























             


Large accelerated
filer þ



 

Accelerated
filer o


 

Non-accelerated
filer o

(Do not check if a smaller reporting company)

 

Smaller reporting
company o






 



Indicate by check mark whether the registrant is a shell company
(as defined in
Rule 12b-2
of the Exchange
Act.  Yes o     No þ



 



As of February 20, 2008, there were 63,032,338 shares of
optionsXpress Common Stock, $0.0001 par value per share
outstanding. The aggregate market value of the voting stock held
by non-affiliates of the registrant was approximately
$1,186 million based on the closing sale price of such
stock as reported by the Nasdaq Global Market on
February 20, 2008, assuming that all shares beneficially
held by executive officers and members of the registrant’s
Board of Directors are shares owned by “affiliates,” a
status which each of the executive officers and directors may
individually disclaim.


 




This excerpt taken from the OXPS 10-K filed Mar 1, 2007.
(Exact name of registrant as specified in its charter)
 
     
Delaware   20-1444525
(State or other jurisdiction of
incorporation or organization)
  (I.R.S. Employer
Identification No.)
     
39 S. LaSalle, Suite 220
Chicago, Illinois 60603
(Address of Principal Executive Offices,
including Zip Code)
  (312) 630-3300
(Registrant’s Telephone Number,
Including Area Code)
 
Securities Registered Pursuant to Section 12(b) of the Act:
 
     
Title of Each Class
 
Name of Each Exchange on Which Registered
 
Common Stock — $0.0001 par value
  The NASDAQ Stock Market LLC
 
Wikinvest © 2006, 2007, 2008, 2009, 2010, 2011, 2012. Use of this site is subject to express Terms of Service, Privacy Policy, and Disclaimer. By continuing past this page, you agree to abide by these terms. Any information provided by Wikinvest, including but not limited to company data, competitors, business analysis, market share, sales revenues and other operating metrics, earnings call analysis, conference call transcripts, industry information, or price targets should not be construed as research, trading tips or recommendations, or investment advice and is provided with no warrants as to its accuracy. Stock market data, including US and International equity symbols, stock quotes, share prices, earnings ratios, and other fundamental data is provided by data partners. Stock market quotes delayed at least 15 minutes for NASDAQ, 20 mins for NYSE and AMEX. Market data by Xignite. See data providers for more details. Company names, products, services and branding cited herein may be trademarks or registered trademarks of their respective owners. The use of trademarks or service marks of another is not a representation that the other is affiliated with, sponsors, is sponsored by, endorses, or is endorsed by Wikinvest.
Powered by MediaWiki