TIS » Topics » Section 16(a) Beneficial Ownership Reporting Compliance

This excerpt taken from the TIS DEF 14A filed Apr 15, 2008.
Section 16(a) Beneficial Ownership Reporting Compliance
 
Section 16(a) of the Securities Exchange Act of 1934 requires the Company’s directors and executive officers, persons who beneficially own more than ten percent of a registered class of the Company’s equity securities, and certain other persons to file reports of ownership and changes in ownership on Forms 3, 4 and 5 with the SEC, and to furnish the Company with copies of the forms. Based solely on its review of the forms it received, or written representations from reporting persons, the Company believes that all of its directors, executive officers and beneficial owners of greater than ten percent of the outstanding Common Stock complied with all such filing requirements during 2007 except that John C. Guttilla purchased 2,000 shares of Common Stock on November 14, 2007 that was reported on Form 4 on November 19, 2007.
 
This excerpt taken from the TIS DEF 14A filed Apr 30, 2007.
Section 16(a) Beneficial Ownership Reporting Compliance
 
Section 16(a) of the Securities Exchange Act of 1934 requires the Company’s directors and executive officers, persons who beneficially own more than ten percent of a registered class of the Company’s equity securities, and certain other persons to file reports of ownership and changes in ownership on Forms 3, 4 and 5 with the SEC, and to furnish the Company with copies of the forms. Based solely on its review of the forms it received, or written representations from reporting persons, the Company believes that all of its directors, executive officers and beneficial owners of greater than ten percent of the outstanding Common Stock complied with all such filing requirements during 2006.
 
Section 16(a) Beneficial Ownership Reporting Compliance
 
Section 16(a) of the Securities Exchange Act of 1934 requires the Company’s directors and executive officers, persons who beneficially own more than ten percent of a registered class of the Company’s equity securities, and certain other persons to file reports of ownership and changes in ownership on Forms 3, 4 and 5 with the SEC, and to furnish the Company with copies of the forms. Based solely on its review of the forms it received, or written representations from reporting persons, the Company believes that all of its directors, executive officers and beneficial owners of greater than ten percent of the outstanding Common Stock complied with all such filing requirements during 2005, except that (i) B. Kent Garlinghouse, Gary P. Arnold and John C. Guttilla each filed a Form 5 reporting transactions that occurred on September  8, 2005 that should have instead been reported on Form 4, and (ii) Douglas E. Hailey initially failed to report in his Form 3 his receipt of warrants in connection with our initial public offering. An amendment to Mr. Hailey’s Form 3 was subsequently filed with the SEC.
 
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