PNC » Topics » Item 9.01. Financial Statements and Exhibits.

This excerpt taken from the PNC 8-K filed Oct 22, 2009.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits. The exhibit listed on the Exhibit Index accompanying this Form 8-K is furnished herewith.

 

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    THE PNC FINANCIAL SERVICES GROUP, INC.
    (Registrant)
Date: October 22, 2009     By:   /S/    SAMUEL R. PATTERSON        
      Samuel R. Patterson
      Controller

 

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EXHIBIT INDEX

 

Number

  

Description

  

Method of Filing

99.1    Press Release dated October 22, 2009    Furnished herewith

 

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This excerpt taken from the PNC 8-K filed Sep 15, 2009.

Item 9.01. Financial Statements and Exhibits.

 

(d)    Exhibits.    The exhibit listed on the Exhibit Index accompanying this Form 8-K is furnished herewith.

 

2


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

THE PNC FINANCIAL SERVICES GROUP, INC.

(Registrant)

Date: September 15, 2009

  By:  

/s/    Samuel R. Patterson

    Samuel R. Patterson
    Controller

 

3


EXHIBIT INDEX

 

Number

  

Description

  

Method of Filing

99.1    Electronic presentation slides and related material for the Barclays Capital Global Financial Services Conference on September 15, 2009    Furnished herewith.

 

4

This excerpt taken from the PNC 8-K filed Oct 30, 2008.

Item     9.01 Financial Statements and Exhibits.

                     (d) Exhibits  
 
  2.1 Agreement and Plan of Merger, dated as of October 24, 2008, between 
The PNC Financial Services Group, Inc. and National City Corporation 
 
                      99.1 Option Agreement, dated as of October 24, 2008, between The PNC 
Financial Services Group, Inc. and National City Corporation 


SIGNATURE

     Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

    THE PNC FINANCIAL SERVICES GROUP, INC. 
 
 
October 30, 2008    By: /s/ Samuel R. Patterson                                            
               Samuel R. Patterson 
               Controller 


EXHIBIT INDEX     
 
Number    Description    Method of Filing 
 
2.1    Agreement and Plan of Merger, dated as    Filed herewith 
    of October 24, 2008, between The PNC     
    Financial Services Group, Inc. and     
    National City Corporation     
 
99.1    Option Agreement, dated as of October    Filed herewith 
    24, 2008, between The PNC Financial     
    Services Group, Inc. and National City     
    Corporation     


This excerpt taken from the PNC 8-K filed Jul 19, 2007.

Item 9.01.    Financial Statements and Exhibits

(c) Exhibits

Exhibit No.    Description
 
99.1    Press Release issued by The PNC Financial Services Group, Inc., dated July 19, 
    2007. 

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SIGNATURE

     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: July 19, 2007

THE PNC FINANCIAL SERVICES GROUP, INC. 
(Registrant) 
 
By: /s/ Samuel R. Patterson 

Samuel R. Patterson 
Controller 

-4-


EXHIBIT INDEX

Exhibit No.    Description
 
99.1    Press Release issued by The PNC Financial Services Group, Inc., dated July 19, 
    2007. 

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This excerpt taken from the PNC 8-K filed Apr 30, 2007.

Item 9.01. Financial Statements and Exhibits.

 

  (d) Exhibits. The exhibit listed on the Exhibit Index accompanying this Form 8-K is filed herewith.


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  THE PNC FINANCIAL SERVICES GROUP, INC.
  (Registrant)

    Date: April 30, 2007

  By:  

/s/ Samuel R. Patterson

   

Samuel R. Patterson

Controller


EXHIBIT INDEX

 

Number  

Description

 

Method of Filing

99.1   The PNC Financial Services Group, Inc. 1996 Executive Incentive Award Plan, as amended and restated effective as of January 1, 2007   Incorporated by reference to Exhibit A to PNC’s definitive proxy statement for its 2007 Annual Meeting of Shareholders, filed March 23, 2007
This excerpt taken from the PNC 8-K filed Feb 2, 2007.

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits.

The following exhibits are filed herewith:

 

Exhibit No.

 

Description

1.1

  Underwriting Agreement dated January 25, 2007 by and among PNC Funding Corp, The PNC Financial Services Group, Inc., and Citigroup Global Markets, Inc. and Goldman Sachs & Co., as representatives of the several underwriters

1.2

  Amended and Restated Underwriting Agreement dated January 26, 2007 by and among PNC Funding Corp, The PNC Financial Services Group, Inc., and Citigroup Global Markets, Inc. and Goldman Sachs & Co., as representatives of the several underwriters

4.1

  Form of Floating Rate Senior Notes due 2012 No. 1


4.2   Form of Floating Rate Senior Notes due 2012 No. 2

4.3

  Form of Floating Rate Senior Notes due 2014 No. 1

4.4

  Form of Guarantee related to Floating Rate Senior Notes due 2012 No. 1

4.5

  Form of Guarantee related to Floating Rate Senior Notes due 2012 No. 2

4.6

  Form of Guarantee related to Floating Rate Senior Notes due 2014 No. 1

 


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  THE PNC FINANCIAL SERVICES GROUP, INC.
  (Registrant)
  By:  

/s/ Samuel R. Patterson

  Name:   Samuel R. Patterson
Date: February 2, 2007   Title:   Controller

 


EXHIBIT INDEX

 

Number

 

Description

   Method of Filing

1.1

  Underwriting Agreement dated January 25, 2007 by and among PNC Funding Corp, The PNC Financial Services Group, Inc., and Citigroup Global Markets, Inc. and Goldman Sachs & Co., as representatives of the several underwriters    Filed herewith.

1.2

  Amended and Restated Underwriting Agreement dated January 26, 2007 by and among PNC Funding Corp, The PNC Financial Services Group, Inc., and Citigroup Global Markets, Inc. and Goldman Sachs & Co., as representatives of the several underwriters    Filed herewith.

4.1

  Form of Floating Rate Senior Notes due 2012 No. 1    Filed herewith.

4.2

  Form of Floating Rate Senior Notes due 2012 No. 2    Filed herewith.

4.3

  Form of Floating Rate Senior Notes due 2014 No. 1    Filed herewith

4.4

  Form of Guarantee related to Floating Rate Senior Notes due 2012 No. 1    Filed herewith.

4.5

  Form of Guarantee related to Floating Rate Senior Notes due 2012 No. 2    Filed herewith.

4.6

  Form of Guarantee related to Floating Rate Senior Notes due 2014 No. 1    Filed herewith.
This excerpt taken from the PNC 8-K filed Jan 24, 2007.
Item 9.01       Financial Statements and Exhibits.

 

(d)        Exhibits.

 

The exhibits listed on the Exhibit Index accompanying this Form 8-K are furnished or filed herewith as indicated thereon.

 

2



 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

THE PNC FINANCIAL SERVICES

 

GROUP, INC.

 

(Registrant)

 

 

 

By: 

/s/ Samuel R. Patterson

 

Name:  Samuel R. Patterson

Date: January 24, 2007

Title:  Controller

 

3



 

EXHIBIT INDEX

 

Number

 

Description

 

Method of Filing

 

 

 

 

 

23.1

 

Consent of PricewaterhouseCoopers LLP

 

Filed herewith.

99.1

 

Audited Financial Statements of Mercantile Bankshares Corporation

 

Furnished herewith.

 

4


This excerpt taken from the PNC 8-K filed Jan 23, 2007.

Item 9.01 Financial Statements and Exhibits.

(c) Exhibits. The exhibits listed on the Exhibit Index accompanying this Form 8-K are furnished herewith.

 

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    THE PNC FINANCIAL SERVICES GROUP, INC.
  (Registrant)

Date: January 23, 2007

  By:  

/s/ Samuel R. Patterson

    Samuel R. Patterson
    Controller

 

- 3 -


EXHIBIT INDEX

 

Number   

Description

   Method of Filing
99.1   

Financial Supplement (unaudited) for

Fourth Quarter 2006

   Furnished herewith
99.2    Electronic presentation slides for earnings release conference call    Furnished herewith

 

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This excerpt taken from the PNC 8-K filed Jan 23, 2007.

Item 9.01 Financial Statements and Exhibits.

 

  (c) Exhibits. The exhibit listed on the Exhibit Index accompanying this Form 8-K is furnished herewith.

 

- 2 -


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  THE PNC FINANCIAL SERVICES GROUP, INC.
  (Registrant)

Date: January 23, 2007

  By:  

/s/ Samuel R. Patterson

    Samuel R. Patterson
    Controller

 

- 3 -


EXHIBIT INDEX

 

Number       

Description

  

Method of Filing

99.1      Press Release dated January 23, 2007    Furnished herewith

 

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This excerpt taken from the PNC 8-K filed Dec 8, 2006.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

99.1 Replacement Capital Covenant dated December 6, 2006, by The PNC Financial Services Group, Inc. in favor of specified debtholders.


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  THE PNC FINANCIAL SERVICES GROUP, INC.
December 8, 2006   By:  

/s/ Samuel R. Patterson

    Samuel R. Patterson
    Controller
This excerpt taken from the PNC 8-K filed Nov 21, 2006.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits. The exhibit listed on the Exhibit Index accompanying this Form 8-K is filed herewith.

 

-2-


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

   

THE PNC FINANCIAL SERVICES GROUP, INC.

(Registrant)

Date: November 21, 2006

   

By:

 

/s/ Samuel R. Patterson

     

Controller

 

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EXHIBIT INDEX

 

Number   

Description

   Method of Filing
16    Letter dated November 20, 2006 from Deloitte & Touche LLP    Filed herewith

 

-4-

This excerpt taken from the PNC 8-K filed Nov 16, 2006.

Item 9.01 Financial Statements and Exhibits.

(c) Exhibits. The exhibit listed on the Exhibit Index accompanying this Form 8-K is furnished herewith.

 

- 2 -


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

THE PNC FINANCIAL SERVICES GROUP, INC.

(Registrant)

Date: November 16, 2006   By:  

/s/ Samuel R. Patterson

    Samuel R. Patterson
    Controller

 

- 3 -


EXHIBIT INDEX

 

Number  

Description

  Method of Filing
99.1   Slide presentation and related material for the Merrill Lynch Banking & Financial Services Conference on November 16, 2006   Furnished herewith

 

- 4 -

This excerpt taken from the PNC 8-K filed Nov 3, 2006.

Item 9.01 Financial Statements and Exhibits.

(c)  Exhibits. The exhibit listed on the Exhibit Index accompanying this Form 8-K is furnished herewith.

 

- 2 -


SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

   THE PNC FINANCIAL SERVICES GROUP, INC.
   (Registrant)

Date:  November 3, 2006

   By:      /s/ Samuel R. Patterson                        
        Samuel R. Patterson
        Controller

 

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EXHIBIT INDEX

 

 

Number      Description    Method of Filing
99.1      Slide presentation and related material for the BancAnalysts Association of Boston Conference on November 3, 2006    Furnished herewith

 

- 4 -

This excerpt taken from the PNC 8-K filed Oct 31, 2006.

Item 9.01 Financial Statements and Exhibits.

 

  (c) Exhibits. The exhibit listed on the Exhibit Index accompanying this Form 8-K is furnished herewith.

 

- 2 -


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

THE PNC FINANCIAL SERVICES GROUP, INC.

(Registrant)

Date: October 31, 2006

  By:  

/s/ Samuel R. Patterson

    Samuel R. Patterson
    Controller

 

- 3 -


EXHIBIT INDEX

 

Number

  

Description

   Method of Filing
99.1    Press Release dated October 31, 2006    Furnished herewith

 

- 4 -

This excerpt taken from the PNC 8-K filed Oct 31, 2006.

Item 9.01 Financial Statements and Exhibits.

(c) Exhibits. The exhibits listed on the Exhibit Index accompanying this Form 8-K are furnished herewith.

 

- 2 -


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    THE PNC FINANCIAL SERVICES GROUP, INC.
  (Registrant)
Date: October 31, 2006   By:  

/s/ Samuel R. Patterson

    Samuel R. Patterson
    Controller

 

- 3 -


EXHIBIT INDEX

 

Number   

Description

   Method of Filing
99.1    Financial Supplement (unaudited) for Third Quarter 2006    Furnished herewith
99.2    Electronic presentation slides for earnings release conference call    Furnished herewith

 

- 4 -

This excerpt taken from the PNC 8-K filed Oct 10, 2006.

Item 9.01. Financial Statements and Exhibits.

 

(d) Exhibits.

The following exhibits are filed herewith:

 

Exhibit No.  

Description

1.1   Underwriting Agreement, dated September 29, 2006 by and among PNC Funding Corp, The PNC Financial Services Group, Inc., J.P. Morgan Securities Inc., Banc of America Securities, LLC, and PNC Capital Markets, LLC
4.1   Form of Floating Rate Senior Notes
4.2   Form of Guarantee related to Floating Rate Senior Notes


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  THE PNC FINANCIAL SERVICES GROUP, INC.
 
  (Registrant)
  By:  

/s/ Samuel R. Patterson

  Name:   Samuel R. Patterson
Date: October 10, 2006   Title:   Controller


EXHIBIT INDEX

 

Number  

Description

  

Method of Filing

1.1   Underwriting Agreement, dated September 29, 2006 by and among PNC Funding Corp, The PNC Financial Services Group, Inc., J.P. Morgan Securities Inc., Banc of America Securities, LLC, and PNC Capital Markets, LLC    Filed herewith.
4.1   Form of Floating Rate Senior Notes    Filed herewith.
4.2   Form of Guarantee related to Floating Rate Senior Notes    Filed herewith.
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