PTA » Topics » Compensation Committee Interlocks and Insider Participation

These excerpts taken from the PTA 10-K filed Apr 2, 2008.

Compensation Committee Interlocks and Insider Participation

 

The members of the Compensation Committee of the Board of Directors during 2006 were Mr. Falconio, Mr. Grebe and Mr. Ross. None of the directors were an executive officer of an entity of which an executive officer of the Company was a director.

 

Item 12.

Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters  

Compensation Committee Interlocks and Insider Participation



 



The members of the Compensation Committee of the Board of Directors during 2006 were Mr. Falconio, Mr. Grebe and Mr. Ross. None of the directors were an executive officer of an entity of which an executive officer of the Company was a director.



 










Item 12.


Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters  





This excerpt taken from the PTA 8-K filed Feb 15, 2008.

Compensation Committee Interlocks and Insider Participation

 

The members of the Compensation Committee of the Board of Directors during 2006 were Mr. Falconio, Mr. Grebe Mr. Ross. None of the directors was an executive officer of an entity of which an executive officer of the Company was a director.

 

Item 12.

Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters  

This excerpt taken from the PTA 10-K filed Mar 29, 2007.

Compensation Committee Interlocks and Insider Participation

 

The current members of the Compensation Committee of the Board of Directors are Mr. Falconio, Mr. Ross and Mr. Woznicki, who are independent, non-employee directors. The members of the Compensation Committee of the Board of Directors at December 31, 2005 were Mr. Falconio, Mr. Grebe and Mr. Ross, who are independent, non-employee directors.

 

Until February 2006, Mr. Clark served as a Managing Director with Advest, Inc. Advest, Inc. has in the past engaged in investment banking and other commercial dealings in the ordinary course of business with Penn Treaty. Advest, Inc. has received customary fees for these transactions.

Item 12.

Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters  

This excerpt taken from the PTA 10-K filed Mar 26, 2007.

Compensation Committee Interlocks and Insider Participation

 

The current members of the Compensation Committee of the Board of Directors are Mr. Falconio, Mr. Ross and Mr. Woznicki, who are independent, non-employee directors. The members of the Compensation Committee of the Board of Directors at December 31, 2005 were Mr. Falconio, Mr. Grebe and Mr. Ross, who are independent, non-employee directors.

 

Until February 2006, Mr. Clark served as a Managing Director with Advest, Inc. Advest, Inc. has in the past engaged in investment banking and other commercial dealings in the ordinary course of business with Penn Treaty. Advest, Inc. has received customary fees for these transactions.

Item 12.

Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters  

This excerpt taken from the PTA 8-K filed Mar 16, 2007.

Compensation Committee Interlocks and Insider Participation

 

The current members of the Compensation Committee of the Board of Directors are Mr. Falconio, Mr. Ross and Mr. Woznicki, who are non-employee directors. The members of the Compensation Committee of the Board of Directors at December 31, 2005 were Mr. Falconio, Mr. Grebe and Mr. Ross, who are non-employee directors.

 

Until February 2006, Mr. Clark served as a Managing Director with Advest, Inc. Advest, Inc. has in the past engaged in, and may in the future engage in, investment banking and other commercial dealings in the ordinary course of business with Penn Treaty. Advest, Inc. has received customary fees for these transactions.

Item 12.

Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters  

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