PIR » Topics » Security Ownership of Management

This excerpt taken from the PIR DEF 14A filed May 9, 2008.
Security Ownership of Management
 
The following table indicates the ownership of Pier 1 Imports’ common stock by each director and nominee, each executive officer named in the Summary Compensation Table below, and all directors and executive officers as a group, as of April 21, 2008, unless otherwise indicated below:
 
                 
    Common
       
    Shares
    Percent
 
    Beneficially
    of
 
Name of Beneficial Owner
  Owned(1)(2)     Class  
 
John H. Burgoyne
    135,512       *  
Michael R. Ferrari
    123,145       *  
Robert B. Holland, III
    59,722       *  
Gregory S. Humenesky
    100,869       *  
Jay R. Jacobs
    547,887       *  
Karen W. Katz
    124,232       *  
Terry E. London
    64,586       *  
Phil E. Schneider
    704,036 (3)     *  
Alexander W. Smith
    1,075,000       1.19 %
Cece Smith
    44,722       *  
Tom M. Thomas
    208,397       *  
Charles H. Turner
    564,808       *  
David A. Walker
    609,143       *  
All directors and executive officers as a group
    4,522,953       4.87 %
 
 
Represents less than 1% of the outstanding shares of the class.
 
(1) The table includes shares acquired through and held by the Pier 1 Imports, Inc. Stock Purchase Plan as of April 21, 2008 for Mr. Humenesky (961 shares), Mr. Jacobs (8,214 shares), Mr. Turner (9,051 shares), and Mr. Walker (1,815 shares). The table also includes shares issuable within 60 days of April 21, 2008 to Mr. Burgoyne (53,000 shares), Mr. Ferrari (53,000 shares), Mr. Holland (0 shares), Mr. Humenesky (36,250 shares), Mr. Jacobs (460,000 shares), Mrs. Katz (41,000 shares), Mr. London (23,000 shares), Mr. Schneider (650,000 shares), Mr. Smith (1,000,000 shares), Ms. Smith (0 shares), Mr. Thomas (24,000 shares), Mr. Turner (467,500 shares), Mr. Walker (527,000 shares), and to all directors and executive officers as a group (3,423,500 shares) upon the exercise of stock options granted pursuant to Pier 1 Imports’ stock option plans.
 
(2) The table includes DSU’s as of April 21, 2008 for Mr. Burgoyne (78,075 DSU’s), Mr. Ferrari (67,245 DSU’s), Mr. Holland (44,722 DSU’s), Mrs. Katz (83,232 DSU’s), Mr. London (41,586 DSU’s), Ms. Smith (44,722 DSU’s), and Mr. Thomas (134,397 DSU’s). The DSU’s will be exchanged one-for-one for shares


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of Pier 1 Imports’ common stock within 30 days after the director ceases to be a member of the board of directors. A DSU is the economic equivalent of one share of Pier 1 Imports’ common stock.
 
(3) Mr. Schneider’s employment ended on August 6, 2007. At that time, Mr. Schneider directly owned 54,036 shares of Pier 1 Imports’ common stock, and non-qualified stock options totaling 650,000 shares. The options are fully vested and exercisable until the earlier of the expiration date of the grant or August 6, 2010.
 
This excerpt taken from the PIR DEF 14A filed May 24, 2007.
Security Ownership of Management
 
The following table indicates the ownership of Pier 1’s common stock by each director and nominee, each executive officer named in the Summary Compensation Table below, and all directors and executive officers as a group, as of April 30, 2007:
 
                 
    Shares
    Percent
 
    Beneficially
    of
 
Name
  Owned(1)     Class  
 
John H. Burgoyne
    57,437       *  
Michael R. Ferrari
    55,900       *  
Marvin J. Girouard
    3,343,302       3.69 %
Robert B. Holland, III
    0       *  
James M. Hoak, Jr. 
    170,939       *  
Jay R. Jacobs
    507,095       *  
Karen W. Katz
    41,000       *  
Terry E. London
    23,000       *  
Phil E. Schneider
    681,614       *  
Alexander W. Smith
    0       *  
Cece Smith
    0       *  
Tom M. Thomas
    24,000       *  
Charles H. Turner
    598,560       *  
David A. Walker
    582,450       *  
E. Mitchell Weatherly
    662,949       *  
All directors and executive officers as a group
    6,918,644       7.38 %
 
 
Represents less than 1% of the outstanding shares of the class.
 
(1) The table includes shares acquired through and held by the Pier 1 Imports, Inc. Stock Purchase Plan as of April 30, 2007 for Mr. Jacobs (7,279 shares), Mr. Schneider (3,264 shares), Mr. Turner (7,264 shares), and Mr. Walker (1,640 shares). The table also includes shares issuable within 60 days of April 30, 2007 to Mr. Burgoyne (53,000 shares), Mr. Ferrari (53,000 shares), Mr. Girouard (2,380,000 shares), Mr. Hoak (61,500 shares), Mr. Jacobs (440,000 shares), Mrs. Katz (41,000 shares), Mr. London (23,000 shares), Mr. Schneider (588,500 shares), Mr. Thomas (24,000 shares), Mr. Turner (519,500 shares), Mr. Walker (508,800 shares), Mr. Weatherly (662,000 shares) and to all directors and executive officers as a group (5,449,300 shares) upon the exercise of stock options granted pursuant to Pier 1’s stock option plans. The table also includes shares issuable to Mr. Girouard (79,713 shares) on June 1, 2007 pursuant to Mr. Girouard’s Deferred Compensation Agreement dated June 26, 1997.


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