PLUG » Topics » PLUG POWER INC.

This excerpt taken from the PLUG 8-K filed Nov 2, 2009.

PLUG POWER INC.

(Exact Name of Registrant as Specified in Charter)

 

 

                 Delaware                                      000-27527                                     22-3672377

(State or Other Jurisdiction                 (Commission File Number)                      (IRS Employer

       of Incorporation)                                                                                       Identification No.)

 

 

968 Albany Shaker Road, Latham, New York  12110

 (Address of Principal Executive Offices) (Zip Code)

 

 

Registrant's telephone number, including area code: (518) 782-7700

 

_____________________________________________________

 (Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

      o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

      o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

      o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

      o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 



 

This excerpt taken from the PLUG 8-K filed Oct 23, 2009.

PLUG POWER INC.

(Exact Name of Registrant as Specified in Charter)

 

 

Delaware

000-27527

22-3672377

(State or Other Jurisdiction

(Commission File Number)

(IRS Employer

of Incorporation)

 

 Identification No.)

 

 

968 Albany-Shaker Road, Latham, New York  12110

 (Address of Principal Executive Offices) (Zip Code)

 

 

Registrant's telephone number, including area code: (518) 782-7700

 

_____________________________________________________

 (Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

      o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

      o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

      o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

      o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 


 


 

 

 

 

This excerpt taken from the PLUG 8-K filed Oct 23, 2009.

PLUG POWER INC.

(Exact Name of Registrant as Specified in Charter)

 

 

Delaware

000-27527

22-3672377

(State or Other Jurisdiction

(Commission File Number)

(IRS Employer

of Incorporation)

 

 Identification No.)

 

968 Albany Shaker Road, Latham, New York  12110

 (Address of Principal Executive Offices) (Zip Code)

 

 

Registrant's telephone number, including area code: (518) 782-7700

 

_____________________________________________________

 (Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

      o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

      o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

      o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

      o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 


 


 

 

 

 

This amended report on Form 8-K/A is filed to correct an error in the description of the letter received from The Nasdaq Stock Market.

 

These excerpts taken from the PLUG 8-K filed Sep 18, 2009.

PLUG POWER INC.

(Exact Name of Registrant as Specified in Charter)

 

 

                 Delaware                                      000-27527                                     22-3672377

(State or Other Jurisdiction                 (Commission File Number)                      (IRS Employer

       of Incorporation)                                                                                       Identification No.)

 

 

968 Albany Shaker Road, Latham, New York  12110

 (Address of Principal Executive Offices) (Zip Code)

 

 

Registrant's telephone number, including area code: (518) 782-7700

 

_____________________________________________________

 (Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

       o  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

      o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

      o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

      o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 


 


 

Item 3.01        Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. 

 

On September 15, 2009, Plug Power Inc. (the “Company”) received a deficiency notice from The Nasdaq Stock Market (“Nasdaq”) stating that it no longer complies with Nasdaq Marketplace Rule 5450(a)(1) because the bid price of the Company’s common stock closed below the required minimum $1.00 per share for the previous 30 consecutive business days.

 

The notice also indicated that, in accordance with Marketplace Rule 5810(c)(3)(A), Plug Power has a period of 180 calendar days, until March 15, 2010, to regain compliance with Rule 5450(a)(1).  If at any time before March 15, 2010, the bid price of the Company’s common stock closes at $1.00 per share or more for a minimum of 10 consecutive business days, Nasdaq will notify the Company that it has regained compliance with Rule 5450(a)(1).  In the event the Company does not regain compliance with Rule 5450(a)(1) prior to the expiration of the 180-day period, Nasdaq will notify the Company that its common stock is subject to delisting.  The Company may appeal the delisting determination to a Nasdaq hearing panel and the delisting will be stayed pending the panel’s determination. At such hearing, the Company would present a plan to regain compliance and Nasdaq would then subsequently render a decision,. The Company is currently evaluating its alternatives to resolve the listing deficiency.

 

About Plug Power Inc.

Plug Power Inc. (NASDAQ: PLUG), an established leader in the development and deployment of clean, reliable energy solutions, integrates fuel cell technology into motive and continuous power products. The Company is actively engaged with private and public customers in targeted markets throughout the world. For more information about how to join Plug Power’s energy revolution as an investor, customer, supplier or strategic partner, please visit www.plugpower.com.

 

###

 

These excerpts taken from the PLUG 10-K filed Mar 16, 2009.

PLUG POWER INC.

PLUG POWER INC., a corporation organized and existing under the laws of the State of Delaware (the "Corporation"), hereby certifies as follows:

1. The name of the Corporation is Plug Power Inc. The date of the filing of its original Certificate of Incorporation (the "Original Certificate") with the Secretary of State of the State of Delaware was August 13, 1999.

2. This Amended and Restated Certificate of Incorporation amends, restates and integrates the provisions of the Original Certificate, and (i) was duly adopted by the Board of Directors in accordance with the provisions of Sections 242 and 245 of the Delaware General Corporation Law (the "DGCL"),
(ii) was declared by the Board of Directors of the Corporation (the "Board of Directors") to be advisable and in the best interests of the Corporation and was directed by the Board of Directors to be submitted to and be considered by the stockholders of the Corporation entitled to vote thereon for approval by the affirmative vote of such stockholders in accordance with Section 242 of the DGCL and (iii) was duly adopted by the stockholders, with the holders of a majority of the outstanding shares of the Company's common stock, par value $.01 per share (the "Common Stock"), adopting this Amended and Restated Certificate of Incorporation in accordance with the provisions of Section 242 of the DGCL and the terms of the Original Certificate.

3. The text of the Original Certificate is hereby amended and restated in its entirety to provide as herein set forth in full.

PLUG POWER INC.



PLUG POWER INC., a corporation organized and existing
under the laws of the State of Delaware (the "Corporation"), hereby
certifies as follows:



1. The name of the Corporation is Plug Power Inc. The
date of the filing of its original Certificate of Incorporation (the
"Original Certificate") with the Secretary of State of the State of
Delaware was August 13, 1999.



2. This Amended and Restated Certificate of
Incorporation amends, restates and integrates the provisions of the Original
Certificate, and (i) was duly adopted by the Board of Directors in accordance
with the provisions of Sections 242 and 245 of the Delaware General Corporation
Law (the "DGCL"),
(ii) was declared by the Board of Directors of the Corporation (the "Board
of Directors") to be advisable and in the best interests of the
Corporation and was directed by the Board of Directors to be submitted to and
be considered by the stockholders of the Corporation entitled to vote thereon
for approval by the affirmative vote of such stockholders in accordance with
Section 242 of the DGCL and (iii) was duly adopted by the stockholders, with
the holders of a majority of the outstanding shares of the Company's common
stock, par value $.01 per share (the "Common Stock"), adopting this
Amended and Restated Certificate of Incorporation in accordance with the
provisions of Section 242 of the DGCL and the terms of the Original
Certificate.



3. The text of the Original Certificate is hereby
amended and restated in its entirety to provide as herein set forth in full.


This excerpt taken from the PLUG 8-K filed Dec 23, 2008.

About Plug Power Inc.

Plug Power Inc. (NASDAQ: PLUG), an established leader in the development and deployment of clean, reliable energy solutions, integrates fuel cell technology into motive, continuous and backup power products. The Company is actively engaged with private and public customers in targeted markets throughout the world. For more information about how to join Plug Power's energy revolution as an investor, customer, supplier or strategic partner, please visit

This excerpt taken from the PLUG 8-K filed Jan 4, 2008.

PLUG POWER INC.

 

By:            
 

Roger Saillant

President & CEO

      Date

Enclosure (Exhibits A and B)

You are advised to consult with an attorney before signing this Agreement. The foregoing is agreed to and accepted by:

 

         
John F. Elter     Date


John F. Elter

December 21, 2007

Page 11

Exhibit A

Consulting Services

Consultant shall be available for the following Consulting Services:

1. Consultant will be primarily responsible for the Russian Statement’s of Work (SOWs) coordinating activities with the appropriate Company employee in the Advanced Concepts business unit. Such responsibilities for the SOWs may include travel to Russia to represent the Company, such travel and expenses to be reimbursed per the Agreement and the Company’s Travel and Expense Policy.

2. Consultant will represent the Company at and in important national and international technical forums upon reasonable request of the Company. Such representation will include representing the interests of the Company as a Board member of the National Hydrogen Association. Travel and expenses for such representation shall be reimbursed per the Agreement and the Company’s Travel and Expense Policy.

3. Consultant will evaluate potential new technologies that may be of interest to the Company and will file reports on his findings with the Company on no less than a monthly basis.

4. Consultant will provide technical assistance in the area of the Company’s intellectual property, know how, and other reformer based knowledge, including, but not limited to, the potential transfer of such intellectual property to third parties. Consultant will work with and advise the Company’s Patent Counsel on intellectual property matters and provide input to the development of an intellectual property strategy.

5. Consultant will assist the Chief Executive Office (CEO) and his or her staff, at the reasonable request of the CEO and his or her staff, to advise of technical decisions related to the programs and products being pursued by the Company.

6. Consultant will manage and maintain the Company’s relationship with the Scientific Advisory Board (SAB) during the ongoing transition to the new CEO. Once the new CEO is selected, a decision on the viability of the SAB will be determined by the new CEO with input from the Consultant and such Company executives as may be appropriate. Thereafter, the Consultant will cooperate with the Company in communicating the Company’s position to the SAB.

This excerpt taken from the PLUG 8-K filed Aug 5, 2005.

PLUG POWER INC.


(Exact Name of Registrant as Specified in Its Charter)

 

Delaware   0-27527   22-3672377

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

968 Albany-Shaker Road, Latham, New York

  12110

(Address of Principal Executive Offices)   (Zip Code)

 

Registrant’s telephone number, including area code (518) 782-7700

 

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