PWAV » Topics » Securities Authorized for Issuance Under Equity Compensation Plans

These excerpts taken from the PWAV 10-K filed Apr 24, 2009.

Securities Authorized for Issuance Under Equity Compensation Plans

All stock-based award plans under which our Common Stock is reserved for issuance have previously been approved by our shareholders. We have no other equity compensation plans other than our stock-based award plans. The following table provides summary information as of December 28, 2008 for all of our stock-based award plans:

 

     Number of Shares
of Common Stock
to be Issued upon
Exercise of
Outstanding
Options, Warrants
and Rights
   Weighted
Average
Exercise Price
of Outstanding
Options,
Warrants and
Rights
   Number of Shares of
Common Stock
Remaining Available
for Future Issuance
under our Stock-Based
Awards Plans
(Excluding Shares
Reflected in Column 1)
 

Equity compensation plans approved by Shareholders

   6,840,921    $ 8.34    5,981,935 (1)

Equity compensation plans not approved by Shareholders

   —        —      —    
                  

Total

   6,840,921    $ 8.34    5,981,935  
                  

 

(1)

The number of securities remaining available for future issuance has also been reduced to reflect 380,000 shares of restricted stock issued under the 2005 Stock Incentive Plan.

 

ITEM 13. Certain Relationships and Related Transactions, and Director Independence

Securities Authorized for Issuance Under Equity Compensation Plans

STYLE="margin-top:6px;margin-bottom:0px; text-indent:4%">All stock-based award plans under which our Common Stock is reserved for issuance have previously been approved by our shareholders. We have no other
equity compensation plans other than our stock-based award plans. The following table provides summary information as of December 28, 2008 for all of our stock-based award plans:

STYLE="font-size:12px;margin-top:0px;margin-bottom:0px"> 









































































   Number of Shares
of Common Stock
to be Issued upon
Exercise
of
Outstanding
Options, Warrants
and Rights
  Weighted
Average
SIZE="1">Exercise Price
of Outstanding
Options,
Warrants and
Rights
  Number of Shares of
Common Stock
Remaining Available
for Future
Issuance
under our Stock-Based
Awards Plans
(Excluding Shares
Reflected in Column 1)
 

Equity compensation plans approved by Shareholders

  6,840,921  $8.34  5,981,935(1)

Equity compensation plans not approved by Shareholders

  —     —    —   
           

Total

  6,840,921  $8.34  5,981,935 
           

 





(1)

The number of securities remaining available for future issuance has also been reduced to reflect 380,000 shares of
restricted stock issued under the 2005 Stock Incentive Plan.

 





ITEM 13.Certain Relationships and Related Transactions, and Director Independence

SIZE="2">Certain Relationships and Related Transactions

Since the beginning of fiscal year 2008, there have been no transactions in
which the Company was or is a participant in which the amount involved exceeded $120,000 and in which any related person (as that term is defined for purposes of Section 404 (a) of Regulation S-K) had or will have a direct or indirect
material interest and there are currently no such proposed transactions.

Review, Approval or Ratification of Transactions with Related Persons

Our policy with regard to related party transactions is that all material transactions are to be reviewed by the Audit Committee for any
possible conflicts of interest. In the event of a potential conflict of interest, the Audit Committee will generally evaluate the transaction in terms of the following standards: (i) the benefits to the Company; (ii) the impact on a
director’s independence in the event the related person is a director, an immediate family member of a director or an entity in which a director is a partner, shareholder or executive officer; (iii) the availability of other sources for
comparable products or services; (iv) the terms and conditions of the transaction; and (v) the terms available to unrelated parties or the employees generally. The Audit Committee will then document its findings and conclusion in written
minutes.

This excerpt taken from the PWAV 10-K filed Mar 2, 2009.

Securities Authorized For Issuance Under Equity Compensation Plans

Our shareholders have previously approved all stock option plans under which our Common Stock is reserved for issuance. The following table provides summary information as of December 28, 2008, for all of our stock option plans:

 

     Number of Shares of
Common Stock to
be Issued upon
Exercise of
Outstanding
Options, Warrants
and Rights
   Weighted
Average
Exercise Price
of Outstanding
Options,
Warrants and
Rights
   Number of Shares of
Common Stock
Remaining Available
for Future Issuance
under our Stock
Option Plans
(Excluding Shares
Reflected in Column 1)
 

Approved by Shareholders

   6,840,921    $ 8.34    5,981,935 (1)

Not Approved by Shareholders

   —        —      —    
                  

Total

   6,840,921    $ 8.34    5,981,935  
                  

 

(1)

The number of securities remaining available for future issuance has also been reduced to reflect 380,000 shares of restricted stock issued under the 2005 Stock Incentive Plan.

 

25


Table of Contents
These excerpts taken from the PWAV 10-K filed Apr 23, 2008.

Securities Authorized for Issuance Under Equity Compensation Plans

All stock-based award plans under which our Common Stock is reserved for issuance have previously been approved by our shareholders. We have no other equity compensation plans other than our stock-based award plans. The following table provides summary information as of December 30, 2007 for all of our stock-based award plans:

 

     Number of Shares of
Common Stock to
be Issued upon
Exercise of
Outstanding
Options, Warrants
and Rights
   Weighted
Average
Exercise Price
of Outstanding
Options,
Warrants and
Rights
   Number of Shares of
Common Stock
Remaining Available
for Future Issuance
under our Stock-Based
Awards Plans
(Excluding Shares
Reflected in Column 1)
 

Equity compensation plans approved by Shareholders

   7,032,990    $ 9.01    7,119,043 (1)

Equity compensation plans not approved by Shareholders

   —        —      —    
                  

Total

   7,032,990    $ 9.01    7,119,043  
                  

 

(1)

The number of securities remaining available for future issuance has also been reduced to reflect 195,000 shares of restricted stock issued under the 2005 Plan.

 

ITEM 13. Certain Relationships and Related Transactions, and Director Independence

Securities Authorized for Issuance Under Equity Compensation Plans

STYLE="margin-top:6px;margin-bottom:0px; text-indent:4%">All stock-based award plans under which our Common Stock is reserved for issuance have previously been approved by our shareholders. We have no other
equity compensation plans other than our stock-based award plans. The following table provides summary information as of December 30, 2007 for all of our stock-based award plans:

STYLE="font-size:12px;margin-top:0px;margin-bottom:0px"> 









































































   Number of Shares of
Common Stock to
be Issued upon
Exercise of
Outstanding
Options, Warrants
and
Rights
  Weighted
Average
Exercise Price
of Outstanding
Options,
Warrants and
Rights
  Number of Shares of
Common Stock
Remaining Available
for Future Issuance
under our Stock-Based
Awards
Plans
(Excluding Shares
Reflected in Column 1)
 

Equity compensation plans approved by Shareholders

  7,032,990  $9.01  7,119,043(1)

Equity compensation plans not approved by Shareholders

  —     —    —   
           

Total

  7,032,990  $9.01  7,119,043 
           

 





(1)

The number of securities remaining available for future issuance has also been reduced to reflect 195,000 shares of
restricted stock issued under the 2005 Plan.

 






ITEM 13.
Certain Relationships and Related Transactions, and Director Independence

SIZE="2">Certain Relationships and Related Transactions

We have entered into indemnification agreements with our directors and
certain executive officers. Such agreements, which have been approved by the Board of Directors, require us to indemnify such individuals to the fullest extent permitted by Delaware law. Since January 1,2007, there have been no transactions in
which Powerwave was or is a participant in which the amount involved for purposes of Section 404 (a) of Regulation S-K has or will have a direct or indirect material interest and there are currently no such proposed transactions.

This excerpt taken from the PWAV 10-K filed Feb 28, 2008.

Securities Authorized For Issuance Under Equity Compensation Plans

Our shareholders have previously approved all stock option plans under which our Common Stock is reserved for issuance. The following table provides summary information as of December 30, 2007, for all of our stock option plans:

 

     Number of Shares of
Common Stock to
be Issued upon
Exercise of
Outstanding
Options, Warrants
and Rights
   Weighted
Average
Exercise Price
of Outstanding
Options,
Warrants and
Rights
   Number of Shares of
Common Stock
Remaining Available
for Future Issuance
under our Stock
Option Plans
(Excluding Shares
Reflected in Column 1)
 

Approved by Shareholders

   7,032,990    $ 9.01    7,119,043 (1)

Not Approved by Shareholders

   —        —      —    
                  

Total

   7,032,990    $ 9.01    7,119,043  
                  

 

(1)

The number of securities remaining available for future issuance has also been reduced to reflect 195,000 shares of restricted stock issued under the 2005 Stock Incentive Plan.

 

27


This excerpt taken from the PWAV 10-K filed Apr 30, 2007.

Securities Authorized for Issuance Under Equity Compensation Plans

All stock-based awards plans under which our Common Stock is reserved for issuance have previously been approved by our shareholders. We have no other equity compensation plans other than our stock-based awards plans. The following table provides summary information as of December 31, 2006 for all of our stock-based awards plans:

 

     Number of Shares of
Common Stock to
be Issued upon
Exercise of
Outstanding
Options, Warrants
and Rights
   Weighted
Average
Exercise Price
of Outstanding
Options,
Warrants and
Rights
   Number of Shares of
Common Stock
Remaining Available
for Future Issuance
under our Stock-Based
Awards Plans
(Excluding Shares
Reflected in Column 1)
 

Equity compensation plans approved by Shareholders

   7,056,242    $ 9.57    8,379,259  (1)

Equity compensation plans not approved by Shareholders

   —        —      —    
                  

Total

   7,056,242    $ 9.57    8,379,259  
                  

(1)

The number of securities remaining available for future issuance has also been reduced to reflect 200,000 shares of restricted stock issued under the 2005 Plan.

 

22


Table of Contents
ITEM 13. Certain Relationships and Related Transactions, and Director Independence
This excerpt taken from the PWAV 10-K filed Mar 6, 2007.

Securities Authorized For Issuance Under Equity Compensation Plans

Our shareholders have previously approved all stock option plans under which our Common Stock is reserved for issuance. The following table provides summary information as of December 31, 2006, for all of our stock option plans:

 

    

Number of Shares of
Common Stock to

be Issued upon
Exercise of
Outstanding
Options, Warrants
and Rights

   Weighted
Average
Exercise Price
of Outstanding
Options,
Warrants and
Rights
   Number of Shares of
Common Stock
Remaining Available
for Future Issuance
under our Stock
Option Plans
(Excluding Shares
Reflected in Column 1)
 

Approved by Shareholders

   7,056,242    $ 9.57    8,379,259 (1)

Not Approved by Shareholders

   —        —      —    
                  

Total

   7,056,242    $ 9.57    8,379,259  
                  

 

(1)

The number of securities remaining available for future issuance has also been reduced to reflect 200,000 shares of restricted stock issued under the 2005 Stock Incentive Plan.

 

25


Table of Contents
This excerpt taken from the PWAV 10-K filed Apr 28, 2006.

Securities Authorized for Issuance Under Equity Compensation Plans

All stock-based awards plans under which our Common Stock is reserved for issuance have previously been approved by our shareholders. We have no other equity compensation plans other than our stock-based awards plans. The following table provides summary information as of January 1, 2006 for all of our stock-based awards plans:

 

     Number of Shares of
Common Stock to
be Issued upon
Exercise of
Outstanding
Options, Warrants
and Rights
    Weighted
Average
Exercise Price
of Outstanding
Options,
Warrants and
Rights
   Number of Shares of
Common Stock
Remaining Available
for Future Issuance
under our Stock-Based
Awards Plans
(Excluding Shares
Reflected in Column 1)
 

Approved by Shareholders

   7,342,723 (1)   $ 10.63    9,481,459 (2)

Not Approved by Shareholders

   —         —      —    
                   

Total

   7,342,723     $ 10.63    9,481,459  
                   

(1) Includes 200,000 shares of restricted stock issued under the 2005 Plan.
(2) The number of securities remaining available for future issuance has also been reduced to reflect 200,000 shares of restricted stock issued under the 2005 Plan.
This excerpt taken from the PWAV 10-K filed Mar 17, 2006.

Securities Authorized For Issuance Under Equity Compensation Plans

Our shareholders have previously approved all stock option plans under which our Common Stock is reserved for issuance. The following table provides summary information as of January 1, 2006, for all of our stock option plans:

 

     Number of Shares of
Common Stock to
be Issued upon
Exercise of
Outstanding
Options, Warrants
and Rights
   

Weighted

Average
Exercise Price
of Outstanding
Options,
Warrants and
Rights

   Number of Shares of
Common Stock
Remaining Available
for Future Issuance
under our Stock
Option Plans
(Excluding Shares
Reflected in Column 1)
 

Approved by Shareholders

   7,342,723 (1)   $ 10.63    9,481,459 (2)

Not Approved by Shareholders

   —         —      —    
                   

Total

   7,342,723     $ 10.63    9,481,459  
                   

(1) Includes 200,000 shares of restricted stock issued under the 2005 Stock Incentive Plan.
(2) The number of securities remaining available for future issuance has also been reduced to reflect 200,000 shares of restricted stock issued under the 2005 Stock Incentive Plan.

 

24


Table of Contents
This excerpt taken from the PWAV 10-K filed Apr 8, 2005.

Securities Authorized for Issuance Under Equity Compensation Plans

 

All stock option plans under which our Common Stock is reserved for issuance have previously been approved by our shareholders. We have no other equity compensation plans other than our stock option plans. The following table provides summary information as of January 2, 2005 for all of our stock option plans:

 

     Number of Shares of
Common Stock to
be Issued upon
Exercise of
Outstanding
Options, Warrants
and Rights


   Weighted
Average
Exercise Price
of Outstanding
Options,
Warrants and
Rights


   Number of Shares of
Common Stock
Remaining Available
for Future Issuance
under our Stock
Option Plans
(Excluding Shares
Reflected in Column 1)


Approved by Shareholders

   8,949,251    $ 10.90    1,709,903

Not Approved by Shareholders

   —        —      —  
    
  

  

Total

   8,949,251    $ 10.90    1,709,903
    
  

  

 

Wikinvest © 2006, 2007, 2008, 2009, 2010, 2011, 2012. Use of this site is subject to express Terms of Service, Privacy Policy, and Disclaimer. By continuing past this page, you agree to abide by these terms. Any information provided by Wikinvest, including but not limited to company data, competitors, business analysis, market share, sales revenues and other operating metrics, earnings call analysis, conference call transcripts, industry information, or price targets should not be construed as research, trading tips or recommendations, or investment advice and is provided with no warrants as to its accuracy. Stock market data, including US and International equity symbols, stock quotes, share prices, earnings ratios, and other fundamental data is provided by data partners. Stock market quotes delayed at least 15 minutes for NASDAQ, 20 mins for NYSE and AMEX. Market data by Xignite. See data providers for more details. Company names, products, services and branding cited herein may be trademarks or registered trademarks of their respective owners. The use of trademarks or service marks of another is not a representation that the other is affiliated with, sponsors, is sponsored by, endorses, or is endorsed by Wikinvest.
Powered by MediaWiki