PRVT » Topics » SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT

This excerpt taken from the PRVT DEF 14A filed Nov 3, 2009.

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT

The following table presents certain information as of October 8, 2009, regarding the beneficial ownership of our common stock by:

 

   

each of our directors and executive officers individually,

 

   

all persons known by us to be beneficial owners of five percent or more of our common stock, and

 

   

all of our directors and executive officers as a group.

Unless otherwise indicated in the footnotes below, the persons and entities named in the table have sole voting and investment power as to all shares beneficially owned.

 

Name and Address

   Number of Shares
Beneficially Owned (1)
   Percent
Beneficially
Owned (1)
 

Berth H. Milton (2)

   31,102,985    50.1

Ilan Bunimovitz (3)

   5,627,851    9.1

Javier Sánchez (4)

   30,000    *   

Johan Gillborg (5)

   105,000    *   

Bo Rodebrant (6)

   —      *   

Daniel Sánchez (7)

   30,000    *   

Philip Christmas (8)

   —      *   

Johan G. Carlberg (9)

   9,000    *   

Lluis Torralba (10)

   —      —     

All Executive Officers and Directors
as a group (9 people) (11)

   36,904,836    59.4

 

* Denotes less than 1%
(1) Beneficial ownership is determined in accordance with rules of the U.S. Securities and Exchange Commission. The calculation of the percentage of beneficial ownership is based upon 62,114,803 shares of common stock outstanding on October 8, 2009. In computing the number of shares beneficially owned by any shareholder and the percentage ownership of such shareholder, shares of common stock which may be acquired by a such shareholder upon exercise or conversion of warrants or options which are currently exercisable or exercisable within 60 days of October 8, 2009, are deemed to be exercised and outstanding. Such shares, however, are not deemed outstanding for computing the beneficial ownership percentage of any other person. Except as indicated by footnote, to our knowledge, the persons named in the table above have the sole voting and investment power with respect to all shares of common stock shown as beneficially owned by them.
(2) Includes 4,950,000 shares of common stock owned by Slingsby Enterprises Limited, of which Mr. Milton is the sole shareholder. These shares are pledged to a third party to secure payment of a loan from the third party to us. His address is c/o Milcap Media Group SLU, Calle de la Marina 16-18, Floor 18 Suite D, 08005 Barcelona, Spain.
(3) His address is c/o GameLink LLC., 537 Stevenson Street, San Francisco CA 94103, USA.
(4) His address is c/o Milcap Media Group SLU, Calle de la Marina 16-18, Floor 18 Suite D, 08005 Barcelona, Spain.

 

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(5) His address is c/o Milcap Media Group SLU, Calle de la Marina 16-18, Floor 18 Suite D, 08005 Barcelona, Spain.
(6) His address is c/o Milcap Media Group SLU, Calle de la Marina 16-18, Floor 18 Suite D, 08005 Barcelona, Spain.
(7) Includes 30,000 shares issuable upon exercise of Options issued under the Employee Stock Option Plan owned by Mr. D. Sánchez. His address is c/o Milcap Media Group SLU, Calle de la Marina 16-18, Floor 18 Suite D, 08005 Barcelona, Spain.
(8) His address is c/o Milcap Media Group SLU, Calle de la Marina 16-18, Floor 18 Suite D, 08005 Barcelona, Spain.
(9) Includes 9,000 shares issuable upon exercise of Options issued under the Employee Stock Option Plan owned by Mr. Carlberg. His address is c/o Milcap Media Group SLU, Calle de la Marina 16-18, Floor 18 Suite D, 08005 Barcelona, Spain.
(10) His address is c/o Milcap Media Group SLU, Calle de la Marina 16-18, Floor 18 Suite D, 08005 Barcelona, Spain.
(11) Includes 39,000 shares issuable upon exercise of outstanding Options under the Employee Stock Option Plan.

 

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This excerpt taken from the PRVT DEF 14A filed Oct 31, 2008.

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT

The following table presents certain information as of October 27, 2008, regarding the beneficial ownership of our common stock by (i) each of our directors and executive officers individually, (ii) all persons known by us to be beneficial owners of five percent or more of our common stock, and (iii) all of our directors and executive officers as a group. Unless otherwise noted, the persons listed below have sole voting and investment power and beneficial ownership with respect to such shares.

 

Name and Address

   Number of Shares
Beneficially Owned (1)
   Percent
Beneficially
Owned (1)
 

Berth H. Milton (2)

   31,282,985    58.2 %

Javier Sánchez (3)

   760,000    1.4 %

Johan Gillborg (4)

   327,500    *  

Bo Rodebrant (5)

   72,000    *  

Daniel Sánchez (6)

   40,000    *  

Philip Christmas (7)

   15,000    *  

Johan G. Carlberg (8)

   12,000    *  

Lluis Torralba (9)

   8,000    —    

Peter T. Cohen (10)

   —      —    

All Executive Officers and Directors
as a group (9 people) (11)

   32,517,485    59.3 %

 

* Denotes less than 1%
(1) Beneficial ownership is determined in accordance with rules of the U.S. Securities and Exchange Commission. The calculation of the percentage of beneficial ownership is based upon 53,580,494 shares of common stock outstanding on October 27, 2008. In computing the number of shares beneficially owned by any shareholder and the percentage ownership of such shareholder, shares of common stock which may be acquired by a such shareholder upon exercise or conversion of warrants or options which are currently exercisable or exercisable within 60 days of October 27, 2008, are deemed to be exercised and outstanding. Such shares, however, are not deemed outstanding for computing the beneficial ownership percentage of any other person. Except as indicated by footnote, to our knowledge, the persons named in the table above have the sole voting and investment power with respect to all shares of common stock shown as beneficially owned by them.
(2) Includes 4,950,000 shares of common stock owned by Slingsby Enterprises Limited, of which Mr. Milton is the sole shareholder. These shares are pledged to a third party to secure payment of a loan from the third party to us. Also includes 180,000 shares issuable upon exercise of Options issued under the Employee Stock Option Plan. His address is c/o Private Media Group, Inc., Calle de la Marina 14-16, Floor 18, Suite D, 08005 Barcelona, Spain.
(3) Includes 730,000 shares issuable upon exercise of Options issued under the Employee Stock Option Plan. His address is c/o Private Media Group, Inc., Calle de la Marina 14-16, Floor 18, Suite D, 08005 Barcelona, Spain.
(4) Includes 222,500 shares issuable upon exercise of Options issued under the Employee Stock Option Plan owned by Mr. Gillborg. His address is c/o Private Media Group, Inc., Calle de la Marina 14-16, Floor 18, Suite D, 08005 Barcelona, Spain.

 

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(5) Includes 72,000 shares issuable upon exercise of Options issued under the Employee Stock Option Plan owned by Mr. Rodebrant. His address is c/o Private Media Group, Inc., Calle de la Marina 14-16, Floor 18, Suite D, 08005 Barcelona, Spain.
(6) Includes 40,000 shares issuable upon exercise of Options issued under the Employee Stock Option Plan owned by Mr. D. Sánchez. His address is c/o Private Media Group, Inc., Calle de la Marina 14-16, Floor 18, Suite D, 08005 Barcelona, Spain.
(7) Includes 15,000 shares issuable upon exercise of Options issued under the Employee Stock Option Plan owned by Mr. Christmas. His address is c/o Private Media Group, Inc., Calle de la Marina 14-16, Floor 18, Suite D, 08005 Barcelona, Spain.
(8) Includes 12,000 shares issuable upon exercise of Options issued under the Employee Stock Option Plan owned by Mr. Carlberg. His address is c/o Private Media Group, Inc., Calle de la Marina 14-16, Floor 18, Suite D, 08005 Barcelona, Spain.
(9) Includes 8,000 shares issuable upon exercise of Options issued under the Employee Stock Option Plan owned by Mr. Torralba. His address is c/o Private Media Group, Inc., Calle de la Marina 14-16, Floor 18, Suite D, 08005 Barcelona, Spain.
(10) His address is c/o Private Media Group, Inc., Calle de la Marina 14-16, Floor 18, Suite D, 08005 Barcelona, Spain.
(11) Includes 1,279,500 shares issuable upon exercise of outstanding Options under the Employee Stock Option Plan.

 

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This excerpt taken from the PRVT DEF 14A filed Nov 20, 2007.

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT

The following table presents certain information as of November 15, 2007, regarding the beneficial ownership of our common stock by (i) each of our directors and executive officers individually, (ii) all persons known by us to be beneficial owners of five percent or more of our common stock, and (iii) all of our directors and executive officers as a group. Unless otherwise noted, the persons listed below have sole voting and investment power and beneficial ownership with respect to such shares.

 

Name and Address

  

Number of Shares

Beneficially Owned (1)

   Percent
Beneficially
Owned (1)
 

Berth H. Milton (2)

   30,282,985    56.8 %

Javier Sánchez (3)

   760,000    1.4 %

Johan Gillborg (4)

   327,500    *  

Bo Rodebrant (5)

   72,000    *  

Daniel Sánchez (6)

   30,000    *  

Philip Christmas (7)

   15,000    *  

Johan G. Carlberg (8)

   9,000    *  

Lluis Torralba (9)

   8,000    —    

Peter T. Cohen (10)

   —      —    

All Executive Officers and Directors
as a group (9 people) (11)

   31,504,485    57.9 %

* Denotes less than 1%
(1) Beneficial ownership is determined in accordance with rules of the U.S. Securities and Exchange Commission. The calculation of the percentage of beneficial ownership is based upon 53,148,166 shares of common stock outstanding on November 15, 2007. In computing the number of shares beneficially owned by any shareholder and the percentage ownership of such shareholder, shares of common stock which may be acquired by a such shareholder upon exercise or conversion of warrants or options which are currently exercisable or exercisable within 60 days of November 15, 2007, are deemed to be exercised and outstanding. Such shares, however, are not deemed outstanding for computing the beneficial ownership percentage of any other person. Except as indicated by footnote, to our knowledge, the persons named in the table above have the sole voting and investment power with respect to all shares of common stock shown as beneficially owned by them.
(2) Includes 22,296,909 shares of common stock owned by Slingsby Enterprises Limited, of which Mr. Milton is the sole shareholder. 4,950,000 of these shares are pledged to a third party to secure payment of a loan from the third party to us. Also includes (i) 2,785,076 shares of common stock owned by Bajari Properties Limited, of which Mr. Milton is the sole shareholder, and (ii) 180,000 shares issuable upon exercise of Options issued under the Employee Stock Option Plan. His address is c/o Private Media Group, Inc., Carretera de Rubì 22, 08173 Sant Cugat del Vallès, Barcelona, Spain.
(3) Includes 730,000 shares issuable upon exercise of Options issued under the Employee Stock Option Plan. His address is c/o Private Media Group, Inc., Carretera de Rubì 22, 08173 Sant Cugat del Vallès, Barcelona, Spain.
(4) Includes 222,500 shares issuable upon exercise of Options issued under the Employee Stock Option Plan owned by Mr. Gillborg. His address is c/o Private Media Group, Inc., Carretera de Rubì 22, 08173 Sant Cugat del Vallès, Barcelona, Spain.

 

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(5) Includes 72,000 shares issuable upon exercise of Options issued under the Employee Stock Option Plan owned by Mr. Rodebrant. His address is c/o Private Media Group, Inc., Carretera de Rubì 22, 08173 Sant Cugat del Vallès, Barcelona, Spain.
(6) Includes 30,000 shares issuable upon exercise of Options issued under the Employee Stock Option Plan owned by Mr. D. Sánchez. His address is c/o Private Media Group, Inc., Carretera de Rubì 22, 08173 Sant Cugat del Vallès, Barcelona, Spain.
(7) Includes 15,000 shares issuable upon exercise of Options issued under the Employee Stock Option Plan owned by Mr. Christmas. His address is c/o Private Media Group, Inc., Carretera de Rubì 22, 08173 Sant Cugat del Vallès, Barcelona, Spain.
(8) Includes 9,000 shares issuable upon exercise of Options issued under the Employee Stock Option Plan owned by Mr. Carlberg. His address is c/o Private Media Group, Inc., Carretera de Rubì 22, 08173 Sant Cugat del Vallès, Barcelona, Spain.
(9) Includes 8,000 shares issuable upon exercise of Options issued under the Employee Stock Option Plan owned by Mr. Torralba. His address is c/o Private Media Group, Inc., Carretera de Rubì 22, 08173 Sant Cugat del Vallès, Barcelona, Spain.
(10) His address is c/o Private Media Group, Inc., Carretera de Rubì 22, 08173 Sant Cugat del Vallès, Barcelona, Spain.
(11) Includes 1,266,500 shares issuable upon exercise of outstanding Options under the Employee Stock Option Plan.

 

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This excerpt taken from the PRVT DEF 14A filed Nov 22, 2006.

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT

The following table presents certain information as of November 1, 2006, regarding the beneficial ownership of our common stock by (i) each of our directors and executive officers individually, (ii) all persons known by us to be beneficial owners of five percent or more of our common stock, and (iii) all of our directors and executive officers as a group. Unless otherwise noted, the persons listed below have sole voting and investment power and beneficial ownership with respect to such shares.

 

Name and Address

  

Number of Shares

Beneficially
Owned (1)

   Percent
Beneficially
Owned (1)
 

Berth H. Milton (2)

   27,282,985    51.2 %

Fidelity Investments International (UK) Ltd. (3) 25 Canon Street, London, UK

   4,253,029    8.0 %

Javier Sánchez (4)

   760,000    1.4 %

Johan Gillborg (5)

   327,500    *  

Mårten Kull (6)

   222,500    *  

Bo Rodebrant (7)

   72,000    *  

Daniel Sánchez (8)

   20,000    *  

Philip Christmas (9)

   15,000    *  

Johan G. Carlberg (10)

   6,000    *  

Lluis Torralba (11)

   8,000    *  

Peter T. Cohen (12)

   —      *  

Richard Polding (13)

   —      *  

All Executive Officers and Directors as a group (11 people) (14)

   28,713,985    52.6 %

* Denotes less than 1%

 

(1) Beneficial ownership is determined in accordance with rules of the U.S. Securities and Exchange Commission, and includes generally voting power and/or investment power with respect to securities. Shares of Common Stock which may be acquired by a beneficial owner upon exercise or conversion of warrants or options which are currently exercisable or exercisable within 60 days of November 1, 2006, are included in the Table as shares beneficially owned and are deemed outstanding for purposes of computing the beneficial ownership percentage of the person holding such securities but are not deemed outstanding for computing the beneficial ownership percentage of any other person. Except as indicated by footnote, to the knowledge of the Company, the persons named in the table above have the sole voting and investment power with respect to all shares of Common Stock shown as beneficially owned by them.

 

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(2) Includes 22,296,909 shares of Common Stock owned by Slingsby Enterprises Limited, of which Mr. Milton is the sole shareholder. 4,950,000 of these shares are pledged to a third party to secure payment of a loan from the third party to the Company. See “Management – Related Transactions.” Also includes (i) 2,785,076 shares of Common Stock owned by Bajari Properties Limited, of which Mr. Milton is the sole shareholder, and (ii) 180,000 shares issuable upon exercise of Options issued under the Employee Stock Option Plan. His address is c/o the Company, Carretera de Rubì 22, 08173 Sant Cugat del Vallès, Barcelona, Spain.

 

(3) Based upon information reported by the Nasdaq Stock Market as of November 1, 2006. Includes 174,200 and 28,680 shares of Common Stock owned by Fidelity Investments Japan Ltd. and Fidelity Investments SA, respectively, which companies are believed to be affiliates of Fidelity Investments International (UK) Ltd.

 

(4) Includes 780,000 shares issuable upon exercise of Options issued under the Employee Stock Option Plan. Mr. J. Sànchez address is c/o the Company, Carretera de Rubì 22, 08173 Sant Cugat del Vallès, Barcelona, Spain.

 

(5) Includes 222,500 shares issuable upon exercise of Options issued under the Employee Stock Option Plan owned by Mr. Gillborg. His address is c/o the Company, Carretera de Rubì 22, 08173 Sant Cugat del Vallès, Barcelona, Spain.

 

(6) Includes 222,500 shares issuable upon exercise of Options issued under the Employee Stock Option Plan owned by Mr. Kull. His address is c/o the Company, Carretera de Rubì 22, 08173 Sant Cugat del Vallès, Barcelona, Spain.

 

(7) Includes 72,000 shares issuable upon exercise of Options issued under the Employee Stock Option Plan owned by Mr. Rodebrant. His address is c/o the Company, Carretera de Rubì 22, 08173 Sant Cugat del Vallès, Barcelona, Spain.

 

(8) Includes 20,000 shares issuable upon exercise of Options issued under the Employee Stock Option Plan owned by Mr. D. Sánchez. His address is c/o the Company, Carretera de Rubì 22, 08173 Sant Cugat del Vallès, Barcelona, Spain.

 

(9) Includes 15,000 shares issuable upon exercise of Options issued under the Employee Stock Option Plan owned by Mr. Christmas. His address is c/o the Company, Carretera de Rubì 22, 08173 Sant Cugat del Vallès, Barcelona, Spain.

 

(10) Includes 6,000 shares issuable upon exercise of Options issued under the Employee Stock Option Plan owned by Mr. Carlberg. His address is c/o the Company, Carretera de Rubì 22, 08173 Sant Cugat del Vallès, Barcelona, Spain.

 

(11) Includes 8,000 shares issuable upon exercise of Options issued under the Employee Stock Option Plan owned by Mr. Torralba. His address is c/o the Company, Carretera de Rubì 22, 08173 Sant Cugat del Vallès, Barcelona, Spain.

 

(12) His address is c/o the Company, Carretera de Rubì 22, 08173 Sant Cugat del Vallès, Barcelona, Spain.

 

(13) His address is c/o the Company, Carretera de Rubì 22, 08173 Sant Cugat del Vallès, Barcelona, Spain.

 

(14) Includes 1,476,000 shares issuable upon exercise of outstanding Options under the Stock Option Plan.

 

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This excerpt taken from the PRVT 10-K filed Mar 31, 2005.

ITEM 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT

 

The following table presents certain information as of March 17, 2005, regarding the beneficial ownership of our common stock by (i) each of our directors and executive officers individually, (ii) all persons known by us to be beneficial owners of five percent or more of our common stock, and (iii) all of our directors and executive officers as a group. Unless otherwise noted, the persons listed below have sole voting and investment power and beneficial ownership with respect to such shares.

 

Name and Address (1)


  

Number of

Shares

Beneficially
Owned (1)


   Percent
Beneficially
Owned


 

Berth H. Milton (2)

   27,282,985    52.2 %

Senate Limited (3)

3 Bell Lane, Gibraltar

   5,025,000    10.0 %

Chiss Limited (4)

3 Bell Lane, Gibraltar

   4,200,000    8.4 %

Fidelity Investments International (UK) Ltd. (11)

25 Canon Street, London, UK

   4,671,616    9.3 %

Mårten Kull (5)

   231,500    *  

Johan Gillborg (6)

   277,500    *  

Javier Sánchez (7)

   210,000    *  

Bo Rodebrant (8)

   72,000    *  

Ferran Mirapeix (9)

   50,000    *  

Phil Christmas

   —      *  

Johan G. Carlberg

   —      —    

Daniel Sánchez

   —      —    

All Executive Officers and Directors as a group (9 people) (10)

   28,123,985    53.1 %

* Denotes less than 1%
(1) Beneficial ownership is determined in accordance with rules of the U.S. Securities and Exchange Commission, and includes generally voting power and/or investment power with respect to securities. Shares of Common Stock which may be acquired by a beneficial owner upon exercise or conversion of warrants, options or Preferred Stock which are currently exercisable or exercisable within 60 days of March 17, 2005, are included in the Table as shares beneficially owned and are deemed outstanding for purposes of computing the beneficial ownership percentage of the person holding such securities but are not deemed outstanding for computing the beneficial ownership percentage of any other person. Except as indicated by footnote, to the knowledge of the Company, the persons named in the table above have the sole voting and investment power with respect to all shares of Common Stock shown as beneficially owned by them.
(2) Includes 22,296,909 shares of Common Stock owned by Slingsby Enterprises Limited, of which Mr. Milton is the sole shareholder. 4,950,000 of these shares are pledged to a third party to secure payment of a loan from the third party to the Company. See “Management - Related Transactions.” Also includes (i) 2,785,076 shares of Common Stock owned by Bajari Properties Limited, of which Mr. Milton is the sole shareholder, and (ii) 180,000 shares issuable upon exercise of Options issued under the Employee Stock Option Plan. His address is c/o the Company, Carretera de Rubì 22-26, 08190 Sant Cugat del Vallès, Barcelona, Spain.
(3) Kate Bentley is the sole shareholder of Senate Limited and, therefore, may be deemed to be the beneficial owner of these shares.
(4) Marina Magid is the sole shareholder of Chiss Limited and, therefore, may be deemed to be the beneficial owner of these shares.

 

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(5) Includes 172,500 shares issuable upon exercise of Options issued under the Employee Stock Option Plan owned by Mr. Kull. His address is c/o the Company, Carretera de Rubì 22-26, 08190 Sant Cugat del Vallès, Barcelona, Spain.
(6) Includes 172,500 shares issuable upon exercise of Options issued under the Employee Stock Option Plan owned by Mr. Gillborg. His address is c/o the Company, Carretera de Rubì 22-26, 08190 Sant Cugat del Vallès, Barcelona, Spain.
(7) Includes 180,000 shares issuable upon exercise of Options issued under the Employee Stock Option Plan owned by Mr. Sànchez. His address is c/o the Company, Carretera de Rubì 22-26, 08190 Sant Cugat del Vallès, Barcelona, Spain.
(8) Includes 72,000 shares issuable upon exercise of Options issued under the Employee Stock Option Plan owned by Mr. Rodebrant. His address is c/o the Company, Carretera de Rubì 22-26, 08190 Sant Cugat del Vallès, Barcelona, Spain.
(9) Includes 50,000 shares issuable upon exercise of Options issued under the Employee Stock Option Plan owned by Mr. Mirapeix. His address is c/o the Company, Carretera de Rubì 22-26, 08190 Sant Cugat del Vallès, Barcelona, Spain.
(10) Includes 2,827,000 shares issuable upon exercise of outstanding Options under the Employee Stock Option Plan.
(11) Based upon information reported by the Nasdaq Stock Market as of March 18, 2004. Includes 304,700, 174,200 and 32,216 shares of Common Stock owned by Fidelity Management & Research Co., Fidelity Investments Japan Ltd. and Fidelity Investments SA, respectively, which companies are believed to be affiliates of Fidelity Investments International (UK) Ltd.

 

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