PDEX » Topics » (d) Exhibits:

This excerpt taken from the PDEX 8-K filed Jul 6, 2009.

(d) Exhibits:

 

Number

        Description

10.1

Third Amendment to Credit Agreement effective June 22, 2009, dated June 30, 2009, by Pro-Dex, Inc. in favor of Wells Fargo Bank, National Association.

10.2

Fourth Amendment to Credit Agreement effective June 30, 2009, dated July 2, 2009, by Pro-Dex, Inc. in favor of Wells Fargo Bank, National Association.

99.1

Press release dated July 6, 2009 of Pro-Dex Inc.

 

This excerpt taken from the PDEX 10-Q filed May 14, 2009.
Item 6.    Exhibits. 

 

Exhibits:

 

     10.1

Forbearance letter dated May 12, 2009, from Wells Fargo Bank National Association concerning covenant violations for the period ending March 31, 2009.

   

 

  31.1

Certifications of Chief Executive Officer Required by Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

   

 

  31.2

Certifications of Chief Financial Officer Required by Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

   

 

  32

Certification of the Chief Executive Officer and Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

 

 

SIGNATURES

 

In accordance with the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Date:  May 14, 2009

 

PRO-DEX INC.

Date:  May 14, 2009

 

PRO-DEX  INC.

By: / s / Mark Murphy

By: / s / Jeffrey J. Ritchey

 

 

Mark Murphy

Jeffrey J. Ritchey

Chief Executive Officer

Secretary and Chief Financial Officer

(Principal Financial and Accounting Officer)

 

31

 

 

End of Filing

 

 

 

This excerpt taken from the PDEX 10-Q filed Feb 12, 2009.
        Item 6.      Exhibits.  

 

Exhibits:

 

  31.1

Certifications of Chief Executive Officer Required by Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

   

 

  31.2

Certifications of Chief Financial Officer Required by Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

   

 

  32

Certification of the Chief Executive Officer and Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

 

 

 

 

 

 

SIGNATURES

 

In accordance with the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Date:  February 12, 2009

 

PRO-DEX INC.

Date:  February 12, 2009

 

PRO-DEX INC.

By: / s / Mark Murphy

By: / s / Jeffrey J. Ritchey

 

 

Mark Murphy

Jeffrey J. Ritchey

Chief Executive Officer

Secretary and Chief Financial Officer

(Principal Financial and Accounting Officer)

 

 

 

 

24

 

 

End of Filing


 

 
This excerpt taken from the PDEX 8-K filed Jan 13, 2009.

(d) Exhibits:

 

Number

        Description

 

 

10.1

Term Note, dated as of November 17, 2008, by Pro-Dex, Inc. in favor of Wells Fargo Bank, National Association.

10.2

First Modification to Promissory Note, dated as of November 17, 2008, by Pro-Dex, Inc. in favor of Wells Fargo Bank, National Association.

10.3

First Amendment to Credit Agreement, dated as of November 17, 2008, by Pro-Dex, Inc. in favor of Wells Fargo Bank, National Association.

 

 


 


 

 

 

 

 

 

This excerpt taken from the PDEX 10-Q filed Nov 13, 2008.
Item 6.    Exhibits.  

 

Exhibits:

 

31.1     Certifications of Chief Executive Officer Required by Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

 

31.2     Certifications of Chief Financial Officer Required by Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

 

32        Certification of the Chief Executive Officer and Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

 

 

 

 

 

 

 

SIGNATURES

 

In accordance with the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

Date:  November 13, 2008

 

PRO-DEX INC.

 

 

Date:  November 13, 2008

 

PRO-DEX INC.

By: / s / Mark Murphy

By: / s / Jeffrey J. Ritchey

Mark Murphy

Jeffrey J. Ritchey

Chief Executive Officer

Secretary and Chief Financial Officer

(Principal Financial and Accounting Officer)

 

 

20

 

 

End of Filing

 

 

This excerpt taken from the PDEX 8-K filed Jan 9, 2008.

(d) Exhibits:

 

Number

        Description

 

 

10.1

Amendment to Employment Agreement between Patrick Johnson and Pro-Dex, Inc. dated January 7, 2008.

10.2

Severance Agreement between Jeffrey J. Ritchey and Pro-Dex, Inc. dated January 7, 2008.

 

 

 

 

 

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date:  January 8, 2008                       Pro-Dex, Inc.

By: /s/ Jeffrey J. Ritchey
       Jeffrey J. Ritchey, Chief Financial Officer,
Secretary and Vice President

 

This excerpt taken from the PDEX 8-K filed Nov 20, 2007.

(d) Exhibits:

 

Number

        Description

 

 

10.1

Credit Agreement, dated as of November 1, 2007, between Pro-Dex, Inc. and Wells Fargo Bank, National Association.

10.2

Revolving Line of Credit Note, dated as of November 1, 2007, by Pro-Dex, Inc. in favor of Wells Fargo Bank, National Association.

10.3

Loan Commitment Note, dated as of November 1, 2007, by Pro-Dex, Inc. in favor of Wells Fargo Bank, National Association.

10.4

Term Note, dated as of November 1, 2007, by Pro-Dex, Inc. in favor of Wells Fargo Bank, National Association.

 

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

  

Date:  November 20, 2007

Pro-Dex, Inc.

     
 

By: /s/ Jeffrey J. Ritchey

 

Jeffrey J. Ritchey, Chief Financial Officer, 
Secretary and Vice President

This excerpt taken from the PDEX 8-K filed Apr 3, 2006.

(d) Exhibits:

Number

        Description

 

10.1

Promissory Note, dated March 4, 2006, effective March 30, 2006, by Pro-Dex, Inc. in favor of Union Bank of California, N.A.

10.2

Loan Agreement, dated March 4, 2006, effective March 30, 2006, between Pro-Dex, Inc. and Union Bank of California, N.A.

 

 

This excerpt taken from the PDEX 8-K filed Nov 2, 2005.

Item 9.01                    Exhibits

 (c)       Exhibits.

            Exhibit No.       Description

Exhibit 10.1      Asset Purchase Agreement, dated October 31, 2005, between Pro-Dex, Inc. and IntraVantage, Inc.

Exhibit 10.2      Exclusive License Agreement, dated October 31, 2005, between Pro-Dex, Inc. and IntraVantage, Inc.

Exhibit 10.3      Royalty Agreement, dated October 31, 2005, between Pro-Dex, Inc. and IntraVantage, Inc.

Exhibit 99.1      Press Release dated November 2, 2005

 

 

 

 

 

3

     


SIGNATURES

            Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date:  November 1, 2005                                       PRO-DEX, INC.

By:       /s/  Patrick Johnson                                    
            Patrick Johnson
            Chief Executive Officer

 

 

 

 

 

4

     


INDEX TO EXHIBITS

 

                                                                                                                       

   Exhibit
  Number 
      Description                                                                                                                

10.1           Asset Purchase Agreement, dated October 31, 2005, between Pro-Dex, Inc. and IntraVantage, Inc.

10.2           Exclusive License Agreement, dated October 31, 2005, between Pro-Dex, Inc. and IntraVantage, Inc.

10.3           Royalty Agreement, dated October 31, 2005, between Pro-Dex, Inc. and IntraVantage, Inc.

99.1           Press Release dated November 2, 2005

 

 

 

 

 

5


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