RBCL » Topics » OUTSTANDING EQUITY AWARDS AT FISCAL YEAR-END

This excerpt taken from the RBCL DEF 14A filed Apr 11, 2007.

OUTSTANDING EQUITY AWARDS AT FISCAL YEAR-END

 

      Option Awards

Name

(a)

  

Number of Securities
Underlying Unexercised
Options

(#)

Exercisable

(b)

  

Number of Securities
Underlying Unexercised
Options

(#)

Unexercisable

(c)

   

Option

Exercise

Price

($)

(e)

  

Option
Expiration

Date

(f)

Clinton H. Howard

   525,000    175,000 (1)   0.16    09/04/08
   100,000    —       0.50    05/31/09
   4,200    —       0.231    12/28/15
   300,000    —       0.812    10/09/18

Steven E. Brown

   165,000    —       0.145    09/04/08
   180,000    120,000 (2)   0.145    09/04/12
   4,200    —       0.21    12/28/15

Wayne R. Holbrook

   480,000    120,000 (3)   0.145    09/04/12
   4,200    —       0.21    12/28/15

Kenneth L. Sabot

   180,000    —       0.145    09/04/08
   180,000    120,000 (2)   0.145    09/04/12
   3,900    —       0.21    12/28/15

Dennis N. Windsor

   180,000    120,000 (2)   0.145    09/04/12

(1) Options were granted September 4, 2003 and vest 25% per year beginning September 4, 2004.
(2) Options were granted September 4, 2003 and vest 20% per year beginning September 4, 2004.
(3) Options were granted September 4, 2003; 20% vested at the date of grant. Options not vested at date of grant vest 25% per year beginning February 1, 2004.
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