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Industry (USD) Annual | ||||||||
|---|---|---|---|---|---|---|---|---|
| FISCAL YEAR ENDING |
|
30-SEP 2004 |
30-SEP 2005 |
30-SEP 2006 |
30-SEP 2007 |
30-SEP 2008 |
||
| Operating Income | 0 | 0 | 0 | 0 | 0 | |||
| Income Before Taxes | 204M | 248M | 342M | 392M | 387M | |||
| Net Income | 128M | 151M | 214M | 250M | 235M | |||
| Managed Accounts & Fee Based Revenues | 182M | 229M | 300M | 308M | 343M | |||
| Commissions | 1.05B | 1.42B | 1.56B | 1.74B | 0 | |||
| Number of Financial Advisors | 0 | 0 | 5K | 5K | 5K | |||
| Compensation & Benefits | 440M | 490M | 539M | 581M | 1.91B | |||
| Assets Under Management (AUM) | 24.0B | 30.4B | 35.8B | 42.4B | 38.0B | |||
| Mortgage & Asset Backed Securities | 208M | 188M | 281M | 570M | 578M | |||
| Daily Value at Risk | 642K | 1.07M | 729K | 536K | 617K | |||
| Margin Balances | 0 | 1.22B | 1.33B | 1.40B | 1.56B | |||
| Commissions and Clearing Fees | 0 | 1.42B | 1.56B | 1.74B | 1.89B | |||
| Management Fees | 0 | 255M | 308M | 331M | 343M | |||
| Net Interest Income | 0 | 128M | 173M | 227M | 332M | |||
| Number of Employees | 0 | 0 | 0 | 0 | 7K | |||
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