RHT » Topics » ITEM 6. EXHIBITS

This excerpt taken from the RHT 8-K filed Oct 18, 2007.

(d) Exhibits

 

Exhibit No.  

Description

99.1   Executive Base Salaries and Target Bonus Amounts for the fiscal year ending February 29, 2008 under Red Hat Inc.’s Executive Variable Compensation Plan


This excerpt taken from the RHT 10-Q filed Jan 9, 2007.

ITEM 6. EXHIBITS

(a) List of Exhibits

 

10.1 +    Red Hat, Inc. 2006 Director Compensation Plan (incorporated by reference to Exhibit 10.1 to the registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on September 29, 2006 (File no. 000-26281))
31.1        Certification of Matthew J. Szulik, Chief Executive Officer, President and Chairman of the Board of Directors, pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934
31.2        Certification of Charles E. Peters, Jr., Executive Vice President and Chief Financial Officer, pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934
32.1        Certifications of Matthew J. Szulik, Chief Executive Officer, President and Chairman of the Board of Directors, and Charles E. Peters, Jr., Executive Vice President and Chief Financial Officer, pursuant to 18 U.S.C. Section 1350

+ Indicates a management contract or compensatory plan, contract or arrangement

 

61


Table of Contents

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    RED HAT, INC.
Date: January 9, 2007    

By:

  /s/    MATTHEW J. SZULIK        
       

Matthew J. Szulik

President and Chief Executive Officer

(Duly Authorized Officer on Behalf of the Registrant)

    RED HAT, INC.
Date: January 9, 2007    

By:

  /s/    CHARLES E. PETERS, JR.        
       

Charles E. Peters, Jr.

Executive Vice President and Chief Financial Officer

(Principal Financial Officer)

    RED HAT, INC.
Date: January 9, 2007    

By:

  /S/    GABRIELA GONZALEZ        
       

Gabriela Gonzalez

Controller

(Principal Accounting Officer)

 

62

This excerpt taken from the RHT 10-Q filed Oct 10, 2006.

ITEM 6. EXHIBITS

(a) List of Exhibits

 

10.1+#    Red Hat, Inc. FY2007 Executive Variable Compensation Plan
10.2+      Red Hat, Inc. 2006 Performance Compensation Plan (incorporated by reference to Exhibit 10.1 to the registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on August 23, 2006 (File no. 000-26281))
10.3+      Red Hat, Inc. Amended and Restated 2004 Long-Term Incentive Plan (incorporated by reference to Exhibit 10.2 to the registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on August 23, 2006 (File no. 000-26281))
31.1        Certification of Matthew J. Szulik, Chief Executive Officer, President and Chairman of the Board of Directors, pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934
31.2        Certification of Charles E. Peters, Jr., Executive Vice President and Chief Financial Officer, pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934
32.1        Certifications of Matthew J. Szulik, Chief Executive Officer, President and Chairman of the Board of Directors, and Charles E. Peters, Jr., Executive Vice President and Chief Financial Officer, pursuant to 18 U.S.C. Section 1350

+ Indicates a management contract or compensatory plan, contract or arrangement

 

# Indicates confidential treatment requested as to a certain portion of this exhibit, which portions have been filed separately with the Securities and Exchange Commission

 

58


Table of Contents

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    RED HAT, INC.
Date: October 10, 2006    

By:

  /S/    MATTHEW J. SZULIK        
       

Matthew J. Szulik

President and Chief Executive Officer

(Duly Authorized Officer on Behalf of the Registrant)

    RED HAT, INC.
Date: October 10, 2006    

By:

  /S/    CHARLES E. PETERS, JR.        
       

Charles E. Peters, Jr.

Executive Vice President and Chief Financial Officer

(Principal Financial Officer)

    RED HAT, INC.
Date: October 10, 2006    

By:

  /S/    GABRIELA GONZALEZ        
       

Gabriela Gonzalez

Controller

(Principal Accounting Officer)

 

59

This excerpt taken from the RHT 10-Q filed Jul 10, 2006.

ITEM 6. EXHIBITS

(a) List of Exhibits

 

  2.1      Agreement and Plan of Merger, dated as of April 7, 2006, among Red Hat, Inc., a Delaware corporation, JBoss, Inc., a Delaware corporation, DaVinci-Matterhorn, Inc., a Delaware corporation and wholly-owned subsidiary of Red Hat, Inc., Matterhorn-DaVinci, LLC, a Delaware limited liability company and wholly-owned subsidiary of Red Hat, Inc., and Sacha Labourey, in his capacity as the JBoss, Inc. stockholders’ representative, incorporated by reference to Exhibit 2.1 to the registrant’s Form 8-K filed on June 8, 2006.
31.1      Certification of Matthew J. Szulik, Chief Executive Officer, President and Chairman of the Board of Directors, pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934
31.2      Certification of Charles E. Peters, Jr., Executive Vice President and Chief Financial Officer, pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934
32.1      Certifications of Matthew J. Szulik, Chief Executive Officer, President and Chairman of the Board of Directors, and Charles E. Peters, Jr., Executive Vice President and Chief Financial Officer, pursuant to 18 U.S.C. Section 1350

 

48


Table of Contents

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    RED HAT, INC.
Date: July 10, 2006    

By:

  /S/    MATTHEW J. SZULIK        
       

Matthew J. Szulik

President and Chief Executive Officer

(Duly Authorized Officer on Behalf of the Registrant)

    RED HAT, INC.
Date: July 10, 2006    

By:

  /S/    CHARLES E. PETERS, JR.        
       

Charles E. Peters, Jr.

Executive Vice President and Chief Financial Officer

(Principal Financial Officer)

    RED HAT, INC.
Date: July 10, 2006    

By:

  /S/    GABRIELA GONZALEZ        
       

Gabriela Gonzalez

Controller

(Principal Accounting Officer)

 

49

This excerpt taken from the RHT 10-Q filed Oct 11, 2005.

ITEM 6: EXHIBITS

 

(a) List of Exhibits

 

31.1    Certification of Matthew J. Szulik, Chief Executive Officer, President and Chairman of the Board of Directors, pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934
31.2    Certification of Charles E. Peters, Jr., Executive Vice President and Chief Financial Officer, pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934
32.1    Certifications of Matthew J. Szulik, Chief Executive Officer, President and Chairman of the Board of Directors, and Charles E. Peters, Jr., Executive Vice President and Chief Financial Officer, pursuant to 18 U.S.C. Section 1350

 

47


Table of Contents

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

        RED HAT, INC.

Date: October 11, 2005

      By:   /S/    MATTHEW J. SZULIK        
            Matthew J. Szulik
President and Chief Executive Officer
(Officer on behalf of the Registrant)

 

        RED HAT, INC.

Date: October 11, 2005

      By:   /S/    CHARLES E. PETERS, JR.         
            Charles E. Peters, Jr.
Executive Vice President and Chief Financial Officer (Principal Financial Officer)

 

48

This excerpt taken from the RHT 10-Q filed Oct 11, 2005.

ITEM 6: EXHIBITS

 

(a) List of Exhibits

 

10.1*#   Executive Variable Compensation Plan 2005 Performance Objectives
31.1+   Certification of Matthew J. Szulik, Chief Executive Officer, President and Chairman of the Board of Directors, pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934
31.2+   Certification of Charles E. Peters, Jr., Executive Vice President and Chief Financial Officer, pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934
31.3   Certification of Matthew J. Szulik, Chief Executive Officer, President and Chairman of the Board of Directors, pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934
31.4   Certification of Charles E. Peters, Jr., Executive Vice President and Chief Financial Officer, pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934
32.1+   Certifications of Matthew J. Szulik, Chief Executive Officer, President and Chairman of the Board of Directors, and Charles E. Peters, Jr., Executive Vice President and Chief Financial Officer, pursuant to 18 U.S.C Section 1350

+ Previously filed.
* Indicates a management contract or compensatory plan, contract or arrangement
# Indicates confidential treatment requested as to certain portions of this exhibit, which portions have been filed separately with the Securities and Exchange Commission.

 

3


SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    RED HAT, INC.
Date: October 11, 2005   By:  

/s/ Matthew J. Szulik


        Matthew J. Szulik
       

President and Chief Executive Officer

(Officer on behalf of the Registrant)

 

4

This excerpt taken from the RHT 10-Q filed Jul 11, 2005.

ITEM 6: EXHIBITS

 

(a) List of Exhibits

 

10.1    Executive Variable Compensation Plan Fiscal Year 2006 Performance Objectives *, **
31.1    Certification of Matthew J. Szulik, Chief Executive Officer, President and Chairman of the Board of Directors, pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934
31.2    Certification of Charles E. Peters, Jr., Executive Vice President and Chief Financial Officer, pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934
32.1    Certifications of Matthew J. Szulik, Chief Executive Officer, President and Chairman of the Board of Directors, and Charles E. Peters, Jr., Executive Vice President and Chief Financial Officer, pursuant to 18 U.S.C. Section 1350

* Indicates a management contract or compensatory plan, contract or arrangement
** Indicates confidential treatment requested as to certain portions of this exhibit, which portions have been filed separately with the Securities and Exchange Commission.

 

28


Table of Contents

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    RED HAT, INC.
Date: July 11, 2005   By:  

/s/ MATTHEW J. SZULIK


        Matthew J. Szulik
       

President and Chief Executive Officer

(Officer on behalf of the Registrant)

Date: July 11, 2005   By:  

/s/ CHARLES E. PETERS, JR.


        Charles E. Peters, Jr.
       

Executive Vice President and Chief Financial Officer

(Principal Financial Officer)

 

29

This excerpt taken from the RHT 8-K filed Feb 18, 2005.

(c) Exhibits

 

23.1 Consent of Ernst & Young LLP

 

99.1 Audited Statement of Net Assets Sold as of December 31, 2003, Unaudited Statement of Net Assets Sold as of September 30, 2004, Audited Combined Statements of Revenues and Direct Expenses for the year ended December 31, 2003 and Unaudited Combined Statements of Revenues and Direct Expenses for the nine months ended September 30, 2003 and September 30, 2004, and the notes related thereto.

 

99.2 Unaudited Pro Forma Consolidated Balance Sheet as of November 30, 2004 and Unaudited Pro Forma Consolidated Statements of Operations for the year ended February 28, 2004 and the nine months ended November 30, 2004, and the notes related thereto.


SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: February 18, 2005

  RED HAT, INC.
    By:  

/s/ Charles E. Peters, Jr.


        Charles E. Peters, Jr.
        Chief Financial Officer


This excerpt taken from the RHT 10-Q filed Jan 10, 2005.

ITEM 6: EXHIBITS

 

(a) List of Exhibits

 

  10.1 Executive Variable Compensation Plan 2005 Performance Objectives *, **

 

  31.1 Certification of Matthew J. Szulik, Chief Executive Officer, President and Chairman of the Board of Directors, pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934

 

  31.2 Certification of Charles E. Peters, Jr., Executive Vice President and Chief Financial Officer, pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934

 

  32.1 Certifications of Matthew J. Szulik, Chief Executive Officer, President and Chairman of the Board of Directors, and Charles E. Peters, Jr., Executive Vice President and Chief Financial Officer, pursuant to 18 U.S.C Section 1350

* Indicates a management contract or compensatory plan, contract or arrangement
** Indicates confidential treatment requested as to certain portions of this exhibit, which portions have been filed separately with the Securities and Exchange Commission.

 

39


Table of Contents

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

   

RED HAT, INC.

Date: January 10, 2005

 

By:

 

/s/ MATTHEW J. SZULIK


       

Matthew J. Szulik

       

President and Chief Executive Officer

(Officer on behalf of the Registrant)

Date: January 10, 2005

 

By:

 

/s/ CHARLES E. PETERS, JR.


       

Charles E. Peters, Jr.

       

Executive Vice President and Chief Financial Officer

(Principal Financial Officer)

 

40

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