COL » Topics » Item 9.01. Financial Statements and Exhibits.

This excerpt taken from the COL 8-K filed Mar 13, 2007.

Item 9.01. Financial Statements and Exhibits.

 

(c) Exhibits

 

99    Amendment No. 1 dated as of March 7, 2007 to the Five-Year Credit Agreement dated as of May 24, 2005 among us, the Banks listed therein, JPMorgan Chase Bank, N.A., as Administrative Agent, and Citibank, N.A., as Syndication Agent.

Signature

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

  ROCKWELL COLLINS, INC.
  (Registrant)
Dated: March 13, 2007   By  

/s/ Patrick E. Allen

    Patrick E. Allen
    Senior Vice President
    and Chief Financial Officer

 

1


Exhibit Index

 

Exhibit
Number
 

Description

99   Amendment No. 1 dated as of March 7, 2007 to the Five-Year Credit Agreement dated as of May 24, 2005 among us, the Banks listed therein, JPMorgan Chase Bank, N.A., as Administrative Agent, and Citibank, N.A., as Syndication Agent.

 

2

This excerpt taken from the COL 8-K filed Jan 25, 2007.

Item 9.01. Financial Statements and Exhibits.

 

(c) Exhibits.

 

99.1 Press release of Registrant dated January 25, 2007.


Signature

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

  ROCKWELL COLLINS, INC.
  (Registrant)
Dated: January 25, 2007   By  

/s/ Gary R. Chadick

    Gary R. Chadick
    Senior Vice President,
    General Counsel and Secretary


Exhibit Index

 

99.1    Press release of Registrant dated January 25, 2007.
This excerpt taken from the COL 8-K filed Nov 1, 2006.

Item 9.01. Financial Statements and Exhibits.

(c) Exhibits

      99.1    Press release of Registrant dated November 1, 2006.

Signature

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

  ROCKWELL COLLINS, INC.
  (Registrant)
Dated: November 1, 2006   By  

/s/ Gary R. Chadick

    Gary R. Chadick
    Senior Vice President,
    General Counsel and Secretary

 


Exhibit Index

 

99.1    Press release of Registrant dated November 1, 2006.
This excerpt taken from the COL 8-K filed Aug 19, 2005.

Item 9.01 Financial Statements and Exhibits.

(c) Exhibits.

10.1 Purchase Agreement dated August 16, 2005, between Rockwell Collins, Inc. and UBS AG, London Branch acting through UBS Securities LLC (TRANCHE 1).

10.2 Purchase Agreement dated August 16, 2005, between Rockwell Collins, Inc. and UBS AG, London Branch acting through UBS Securities LLC (TRANCHE 2).

99.1 Press release of Registrant dated August 17, 2005.






SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

         
    ROCKWELL COLLINS, INC.
          
August 18, 2005   By:   Gary R. Chadick
       
        Name: Gary R. Chadick
        Title: Senior Vice President, General Counsel and Secretary


Exhibit Index


     
Exhibit No.   Description

 
10.1
  Purchase Agreement dated August 16, 2005, between Rockwell Collins, Inc. and UBS AG, London Branch acting through UBS Securities LLC (TRANCHE 1)
10.2
  Purchase Agreement dated August 16, 2005, between Rockwell Collins, Inc. and UBS AG, London Branch acting through UBS Securities LLC (TRANCHE 2)
99.1
  Press release of Registrant dated August 17, 2005
This excerpt taken from the COL 8-K filed Jul 5, 2005.

Item 9.01 Financial Statements and Exhibits.

(c) Exhibits
10-n-1 Form of Change of Control Agreement between the Company and certain executives of the Company (Three-Year Agreement).
10-n-2 Schedule identifying executives of the Company who are party to a Change of Control Agreement (Three-Year Agreement).
10-n-3 Form of Change of Control Agreement between the Company and certain executives of the Company (Two-Year Agreement).
10-n-4 Schedule identifying executives of the Company who are party to a Change of Control Agreement (Two-Year Agreement).
10-s-1 Directors’ Compensation Summary.






SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

         
    ROCKWELL COLLINS, INC.
          
July 5, 2005   By:   Gary R. Chadick
       
        Name: Gary R. Chadick
        Title: Senior Vice President, General Counsel & Secretary


Exhibit Index


     
Exhibit No.   Description

 
10.-n-1
  Form of Change of Control Agreement between Company and certain executives of the Company (Three-Year Agreement).
10.-n-2
  Schedule identifying executives of the Company who are party to a Change of Control Agreement (Three-Year Agreement).
10.-n-3
  Form of Change of Control Agreement between the Company and certain executives of the Company (Two-Year Agreement).
10.-n-4
  Schedule identifying executives of the Company who are party to a Change of Control Agreement (Two-Year Agreement).
10.-s-1
  Directors' Compensation Summary.
This excerpt taken from the COL 8-K filed May 27, 2005.

Item 9.01. Financial Statements and Exhibits.

 

(c) Exhibits

 

  99 Five-Year Credit Agreement dated as of May 24, 2005 among us, the Banks listed therein, JPMorgan Chase Bank, N.A., as Administrative Agent, and Citibank, N.A., as Syndication Agent.

 

2


Signature

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

    ROCKWELL COLLINS, INC.
    (Registrant)
Dated: May 27, 2005   By  

/s/ Gary R. Chadick


        Gary R. Chadick
        Senior Vice President,
        General Counsel and Secretary

 

3


Exhibit Index

 

Exhibit
Number


 

Description


99   Five-Year Credit Agreement dated as of May 24, 2005 among us, the Banks listed therein, JPMorgan Chase Bank, N.A., as Administrative Agent, and Citibank, N.A., as Syndication Agent.

 

4

This excerpt taken from the COL 8-K filed Jan 26, 2005.

Item 9.01. Financial Statements and Exhibits.

 

Registrant’s press release dated January 26, 2005, regarding Rockwell Collins first quarter results is furnished herewith as Exhibit 99.1 and is incorporated herein by reference.

 

2


Signature

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

   

ROCKWELL COLLINS, INC.

   

(Registrant)

Dated: January 26, 2005

 

By

 

/s/ Gary R. Chadick


       

Gary R. Chadick

       

Senior Vice President,

       

General Counsel and Secretary

 

3


EXHIBIT INDEX

 

Exhibit

Number


 

Description


99.1   Press release of Registrant dated January 26, 2005.

 

4

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