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These excerpts taken from the ROST 10-Q filed Jun 10, 2009. Establishment of Escrow. The Participant authorizes the Company to
deposit the Unvested Shares with the Company’s transfer agent to be held in book
entry form, as provided in Section 3.3, and the Participant agrees to deliver to
and deposit with the Agent each certificate, if any, evidencing the Shares and,
if required by the Company, an Assignment Separate from Certificate with respect
to such book entry shares and each such certificate duly endorsed (with date and
number of Shares blank) in the form attached to this Agreement, to be held by
the Agent under the terms and conditions of this Section 7 (the “Escrow”). Upon the occurrence of an Ownership Change
Event, a dividend or distribution to the stockholders of the Company paid in
shares of Stock or other property (other than regular, periodic dividends paid
on Stock pursuant to the Company’s dividend policy), or any other adjustment
upon a change in the capital structure of the Company, as described in Section
4.4 of the Plan, in the character or amount of any outstanding stock of the
corporation the stock of which is subject to the provisions of this Agreement,
any and all new, substituted or additional securities or other property to which
the Participant is entitled by reason of his or her ownership of the Shares that
remain, following such Ownership Change Event, dividend, distribution or change
described in Section 4.4 of the Plan, subject to the Company Reacquisition Right
shall be immediately subject to the Escrow to the same extent as the Shares
immediately before such event. The Company shall bear the expenses of the
Escrow.
7.3 Establishment of
Escrow. The
Participant authorizes the Company to deposit the Unvested Shares with the
Company’s transfer agent to be held in book entry form, as provided in Section
3.3, and the Participant agrees to deliver to and deposit with the Agent each
certificate, if any, evidencing the Shares and, if required by the Company, an
Assignment Separate from Certificate with respect to such book entry shares and
each such certificate duly endorsed (with date and number of Shares blank) in
the form attached to this Agreement, to be held by the Agent under the terms and
conditions of this Section 7 (the “Escrow”). Upon the
occurrence of an Ownership Change Event, a dividend or distribution to the
stockholders of the Company paid in shares of Stock or other property (other
than regular, periodic dividends paid on Stock pursuant to the Company’s
dividend policy), or any other adjustment upon a change in the capital structure
of the Company, as described in Section 4.4 of the Plan, in the character or
amount of any outstanding stock of the corporation the stock of which is subject
to the provisions of this Agreement, any and all new, substituted or additional
securities or other property to which the Participant is entitled by reason of
his or her ownership of the Shares that remain, following such Ownership Change
Event, dividend, distribution or change described in Section 4.4 of the Plan,
subject to the Company Reacquisition Right shall be immediately subject to the
Escrow to the same extent as the Shares immediately before such event. The
Company shall bear the expenses of the Escrow.
7.3 Establishment of Escrow. The
Participant authorizes the Company to deposit the Unvested Common Shares with
the Company’s transfer agent to be held in book entry form, as provided in
Section 6.2, and the Participant agrees to deliver to and deposit with the Agent
each certificate, if any, evidencing the Unvested Common Shares and, if required
by the Company, an Assignment Separate from Certificate with respect to such
book entry shares and each such certificate duly endorsed (with date and number
of Common Shares blank) in the form attached to the Notice, to be held by the
Agent under the terms and conditions of this Section 9 (the “Escrow”). Upon the occurrence of a Change in Control or a
change, as described in Section 12, in the character or amount of any
outstanding stock of the corporation the stock of which is subject to the
provisions of this Agreement, any and all new, substituted or additional
securities or other property to which the Participant is entitled by reason of
his or her ownership of the Unvested Common Shares that remain, following such
Change in Control or change described in Section 12, subject to the Company
Reacquisition Right shall be immediately subject to the Escrow to the same
extent as the Unvested Common Shares immediately before such event. The Company
shall bear the expenses of the Escrow.
9.3 These excerpts taken from the ROST 8-K filed May 23, 2008. Establishment of Escrow.
The Participant authorizes the Company to
deposit the Unvested Shares with the Company’s transfer agent to be held in book
entry form, as provided in Section 3.3, and the Participant agrees to deliver to
and deposit with the Agent each certificate, if any, evidencing the Shares and,
if required by the Company, an Assignment Separate from Certificate with respect
to such book entry shares and each such certificate duly endorsed (with date and
number of Shares blank) in the form attached to this Agreement, to be held by
the Agent under the terms and conditions of this Section 7 (the “Escrow”).
- 7 - Upon the occurrence of an Ownership Change Event, a dividend or distribution to the stockholders of the Company paid in shares of Stock or other property (other than regular, periodic dividends paid on Stock pursuant to the Company’s dividend policy), or any other adjustment upon a change in the capital structure of the Company, as described in Section 4.4 of the Plan, in the character or amount of any outstanding stock of the corporation the stock of which is subject to the provisions of this Agreement, any and all new, substituted or additional securities or other property to which the Participant is entitled by reason of his or her ownership of the Shares that remain, following such Ownership Change Event, dividend, distribution or change described in Section 4.4 of the Plan, subject to the Company Reacquisition Right shall be immediately subject to the Escrow to the same extent as the Shares immediately before such event. The Company shall bear the expenses of the Escrow. 7.3 Establishment
of Escrow. The
Participant authorizes the Company to deposit the Unvested Common Shares with
the Company’s transfer agent to be held in book entry form, as provided in
Section 6.2, and the Participant agrees to deliver to and deposit with the Agent
each certificate, if any, evidencing the Unvested Common Shares and, if required
by the Company, an Assignment Separate from Certificate with respect to such
book entry shares and each such certificate duly endorsed (with date and number
of Common Shares blank) in the form attached to the Notice, to be held by the
Agent under the terms and conditions of this Section 9 (the “Escrow”). Upon the occurrence of a Change in
Control or a change, as described in Section 12, in the character or amount of
any outstanding stock of the corporation the stock of which is subject to the
provisions of this Agreement, any and all new, substituted or additional
securities or other property to which the Participant is entitled by reason of
his or her ownership of the Unvested Common Shares that remain, following such
Change in Control or change described in Section 12, subject to the Company
Reacquisition Right shall be immediately subject to the Escrow to the same
extent as the Unvested Common Shares immediately before such event. The Company
shall bear the expenses of the Escrow.
9.3 This excerpt taken from the ROST 10-Q filed Jun 13, 2007. Establishment of Escrow. The Participant authorizes the Company to deposit the Unvested Common Shares with the Company’s transfer agent to be held in book entry form, as provided in Section 6.2, and the Participant agrees to deliver to and deposit with the Agent each certificate, if any, evidencing the Unvested Common Shares and an Assignment Separate from Certificate with respect to such book entry shares and each such certificate duly endorsed (with date and number of Common Shares blank) in the form attached to the Notice, to be held by the Agent under the terms and conditions of this Section 9 (the “Escrow”). Upon the occurrence of a Change in Control or a change, as described in Section 12, in the character or amount of any outstanding stock of the corporation the stock of which is subject to the provisions of this Agreement, any and all new, substituted or additional securities or other property to which the Participant is entitled by reason of his or her ownership of the Unvested Common Shares that remain, following such Change in Control or change described in Section 12, subject to the Company Reacquisition Right shall be immediately subject to the Escrow to the same extent as the Unvested Common Shares immediately before such event. The Company shall bear the expenses of the Escrow.
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