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This excerpt taken from the ROST 10-Q filed Jun 10, 2009. Ownership Change Event,
Dividends, Distributions and Adjustments. Upon the occurrence of an
Ownership Change Event, a dividend or distribution to the stockholders of the
Company paid in shares of Stock or other property, or any other adjustment upon
a change in the capital structure of the Company as described in Section 4.4 of
the Plan, any and all new, substituted or additional securities or other
property (other than regular, periodic
4 dividends paid on Stock pursuant to the Companys dividend policy) to which the Participant is entitled by reason of the Participants ownership of Unvested Performance Shares shall be immediately subject to the Company Reacquisition Right and included in the terms Performance Shares and Unvested Performance Shares for all purposes of this Section 5 with the same force and effect as the Unvested Performance Shares immediately prior to the Ownership Change Event, dividend, distribution or adjustment, as the case may be. For purposes of determining the number of Vested Performance Shares following an Ownership Change Event, dividend, distribution or adjustment, credited Service shall include all Service with any corporation which is a Participating Company at the time the Service is rendered, whether or not such corporation is a Participating Company both before and after any such event. 6. SETTLEMENT OF THE AWARD. 6.1 These excerpts taken from the ROST 8-K filed May 23, 2008. Ownership Change Event,
Dividends, Distributions and Adjustments. Upon the occurrence of an
Ownership Change Event, a dividend or distribution to the stockholders of the
Company paid in shares of Stock or other property, or any other adjustment upon
a change in the capital structure of the Company as described in Section 4.4 of
the Plan, any and all new, substituted or additional securities or other
property (other than regular, periodic dividends paid on Stock pursuant to the
Companys dividend policy) to which the Participant is entitled by reason of the
Participants ownership of Unvested Shares shall be immediately subject to the
Company Reacquisition Right and included in the terms Shares, Stock and
Unvested Shares for all purposes of the Company Reacquisition Right with the
same force and effect as the Unvested Shares immediately prior to the Ownership
Change Event, dividend, distribution or adjustment, as the case may be. For
purposes of determining the number of Vested Shares following an Ownership
Change Event, dividend, distribution or adjustment, credited Service shall
include all Service with any corporation which is a Participating Company at the
time the Service is rendered, whether or not such corporation is a Participating
Company both before and after any such event.
6. TAX MATTERS. 6.1 Ownership Change Event,
Dividends, Distributions and Adjustments. Upon the occurrence of an
Ownership Change Event, a dividend or distribution to the stockholders of the
Company paid in shares of Stock or other property, or any other adjustment upon
a change in the capital structure of the Company as described in Section 4.4 of
the Plan, any and all new, substituted or additional securities or other
property (other than regular, periodic dividends paid on Stock pursuant to the
Companys dividend policy) to which the Participant is entitled by reason of the
Participants ownership of Unvested Shares shall be immediately subject to the
Company Reacquisition Right and included in the terms Shares, Stock and
Unvested Shares for all purposes of the Company Reacquisition Right with the
same force and effect as the Unvested Shares immediately prior to the Ownership
Change Event, dividend, distribution or adjustment, as the case may be. For
purposes of determining the number of Vested Shares following an Ownership
Change Event, dividend, distribution or adjustment, credited Service shall
include all Service with any corporation which is a Participating Company at the
time the Service is rendered, whether or not such corporation is a Participating
Company both before and after any such event.
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