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ROST » Topics » ITEM 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS.

These excerpts taken from the ROST 10-K filed Mar 31, 2009.

ITEM 12.     SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS.

Equity compensation plan information. The following table summarizes the equity compensation plans under which the Company’s common stock may be issued as of January 31, 2009:

                
    (a)                       (c)  
    Number of securities   (b) Number of securities  
    to be issued upon Weighted average remaining available for  
    exercise of exercise price per future issuance  
    outstanding options share of outstanding (excluding securities  
       Shares in (000s)   and rights   options and rights   reflected in column (a))1  
  Equity compensation        
  plans approved by        
      security holders 3,5612 $ 26.93 6,9133     
      
  Equity compensation          
  plans not approved by                    
  security holders4   973   $ 19.75   -  
     
  Total   4,534   $ 25.39   6,913  
                 

1  After approval by stockholders of the 2008 Equity Incentive Plan in May 2008, any shares remaining available for grant in the share reserves of the 2004 Equity Incentive Plan, 1992 Stock Option Plan, the 2000 Equity Plan, the 1991 Outside Directors Stock Option Plan and the 1988 Restricted Stock Plan were automatically canceled.
2  Represents shares reserved for options granted under the prior 1992 Stock Option Plan, the prior 1991 Outside Directors Stock Option Plan, the 2004 Equity Incentive Plan, and the 2008 Equity Incentive Plan.
3  Includes 1,073,000 shares reserved for issuance under the Employee Stock Purchase Plan and 5,840,000 shares reserved for issuance under the 2008 Equity Incentive Plan.
4  Represents shares reserved for options granted under the prior 2000 Equity Incentive Plan, which was approved by the Company’s Board of Directors in March 2000.

The information required by Item 403 of Regulation S-K is incorporated herein by reference to the section of the Proxy Statement entitled "Stock Ownership of Certain Beneficial Owners and Management."

ITEM 12.     SECURITY OWNERSHIP OF
CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER
MATTERS.


Equity compensation plan
information. The following table
summarizes the equity compensation plans under which the Company’s common stock
may be issued as of January 31, 2009:







































































































































































                
    (a)                       (c)  
    Number of
securities		   (b) Number of
securities		  
    to be
issued upon		 Weighted
average		 remaining
available for		  
    exercise
of		 exercise
price per		 future
issuance		  
    outstanding options share of
outstanding		 (excluding
securities		  
       Shares in (000s)   and rights   options and rights   reflected in column
(a))1		  
  Equity compensation        
  plans approved by        
      security holders 3,5612 $ 26.93 6,9133     
      
  Equity compensation          
  plans not approved by                    
  security holders4   973   $ 19.75   -  
     
  Total   4,534   $ 25.39   6,913  
                 











1  After
approval by stockholders of the 2008 Equity Incentive Plan in May 2008,
any shares remaining available for grant in the share reserves of the 2004
Equity Incentive Plan, 1992 Stock Option Plan, the 2000 Equity Plan, the
1991 Outside Directors Stock Option Plan and the 1988 Restricted Stock
Plan were automatically canceled.
2  Represents shares reserved for options
granted under the prior 1992 Stock Option Plan, the prior 1991 Outside
Directors Stock Option Plan, the 2004 Equity Incentive Plan, and the 2008
Equity Incentive Plan.
3  Includes
1,073,000 shares reserved for issuance under the Employee Stock Purchase
Plan and 5,840,000 shares reserved for issuance under the 2008 Equity
Incentive Plan.
4  Represents shares reserved for options
granted under the prior 2000 Equity Incentive Plan, which was approved by
the Company’s Board of Directors in March 2000.

The information required by Item
403 of Regulation S-K is incorporated herein by reference to the section of the
Proxy Statement entitled "Stock Ownership of Certain Beneficial Owners and
Management."


These excerpts taken from the ROST 10-K filed Apr 1, 2008.

ITEM 12.     SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS.

Equity compensation plan information. The following table summarizes the equity compensation plans under which the Company’s common stock may be issued as of February 2, 2008:

                  
    (a)                       (c)  
    Number of securities   (b) Number of securities  
    to be issued upon Weighted average remaining available for  
    exercise of exercise price per future issuance  
    outstanding options share of outstanding (excluding securities  
  Shares in (000s)   and rights   options and rights   reflected in column (a))1  
  Equity compensation        
  plans approved by        
      security holders 5,2132 $ 25.40 11,8653     
      
  Equity compensation          
  plans not approved by                    
  security holders4    1,406   $ 19.95   -  
     
  Total   6,619   $ 24.25   11,865  
                 

1  Upon approval by stockholders of the 2004 Equity Incentive Plan in May 2004, any shares remaining available for grant in the share reserves of the 1992 Stock Option Plan, the 2000 Equity Plan, the 1991 Outside Directors Stock Option Plan and the 1988 Restricted Stock Plan were automatically canceled.
2  Represents shares reserved for options granted under the prior 1992 Stock Option Plan, the prior 1991 Outside Directors Stock Option Plan, and the 2004 Equity Incentive Plan.
3  Includes 1,261,000 shares reserved for issuance under the Employee Stock Purchase Plan and 10,604,000 shares reserved for issuance under the 2004 Equity Incentive Plan.
4  Represents shares reserved for options granted under the prior 2000 Equity Incentive Plan, which was approved by the Company’s Board of Directors in March 2000.

The information required by Item 403 of Regulation S-K is incorporated herein by reference to the section of the Proxy Statement entitled "Stock Ownership of Certain Beneficial Owners and Management."

ITEM
12.     SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND
MANAGEMENT AND RELATED STOCKHOLDER MATTERS.


Equity compensation plan
information. The following table
summarizes the equity compensation plans under which the Company’s common stock
may be issued as of February 2, 2008:







































































































































































                  
    (a)
                       (c)
  
    Number of
securities 		  (b) Number of
securities 		 
    to be
issued upon 		Weighted
average 		remaining
available for 		 
    exercise
of 		exercise
price per 		future
issuance 		 
    outstanding options share of
outstanding 		(excluding
securities 		 
  Shares in (000s)   and rights   options and rights   reflected in column
(a))1 		 
  Equity compensation        
  plans approved by        
      security holders 5,2132 $ 25.40 11,8653     
      
  Equity compensation          
  plans not approved by                    
  security holders4    1,406   $ 19.95   -  
     
  Total   6,619   $ 24.25   11,865  
                 











1  Upon
approval by stockholders of the 2004 Equity Incentive Plan in May 2004,
any shares remaining available for grant in the share reserves of the 1992
Stock Option Plan, the 2000 Equity Plan, the 1991 Outside Directors Stock
Option Plan and the 1988 Restricted Stock Plan were automatically
canceled.
2  Represents shares reserved for options
granted under the prior 1992 Stock Option Plan, the prior 1991 Outside
Directors Stock Option Plan, and the 2004 Equity Incentive
Plan.
3  Includes
1,261,000 shares reserved for issuance under the Employee Stock Purchase
Plan and 10,604,000 shares reserved for issuance under the 2004 Equity
Incentive Plan.
4  Represents shares reserved for options
granted under the prior 2000 Equity Incentive Plan, which was approved by
the Company’s Board of Directors in March 2000.

The information required by Item
403 of Regulation S-K is incorporated herein by reference to the section of the
Proxy Statement entitled "Stock Ownership of Certain Beneficial Owners and
Management."


This excerpt taken from the ROST 10-K filed Apr 3, 2007.

ITEM 12.     SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS.

Equity compensation plan information. The following table summarizes the equity compensation plans under which the Company’s common stock may be issued as of February 3, 2007:

 


(a)  

    

(c)    

 

Number of securities  

(b)    

Number of securities    

 

to be issued upon  

Weighted average    

remaining available for    

 

exercise of   

exercise price per    

future issuance    

 

outstanding options   

share of outstanding    

(excluding securities    

   Shares in (000s) 

and rights   

options and rights    

reflected in column (a))1    

   Equity compensation       
   plans approved by       
   security holders  5,5322     $  22.47     12,8563   
 
   Equity compensation       
   plans not approved by       
   security holders4  1,695     $  19.94     -   
 
   Total  7,227     $  22.47     12,856   
 

1 Upon approval by stockholders of the 2004 Equity Incentive Plan in May 2004, any shares remaining available for grant in the share reserves of the 1992 Stock Option Plan, the 2000 Equity Plan, the 1991 Outside Directors Stock Option Plan and the 1988 Restricted Stock Plan were automatically canceled.
2 Represents shares reserved for options granted under the prior 1992 Stock Option Plan, the prior 1991 Outside Directors Stock Option Plan, and the 2004 Equity Incentive Plan.
3 Includes 1,475,000 shares reserved for issuance under the Employee Stock Purchase Plan and 11,381,000 shares reserved for issuance under the 2004 Equity Incentive Plan.

4 Represents shares reserved for options granted under the prior 2000 Equity Incentive Plan, which was approved by the Company’s Board of Directors in March 2000.

The information required by item 403 of Regulation S-K is incorporated herein by reference to the section of the Proxy Statement entitled "Stock Ownership of Certain Beneficial Owners and Management."

EXCERPTS ON THIS PAGE:

10-K (2 sections)
Mar 31, 2009
10-K (2 sections)
Apr 1, 2008
10-K
Apr 3, 2007

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