SVVS » Topics » EQUITY COMPENSATION PLAN INFORMATION

This excerpt taken from the SVVS DEF 14A filed Apr 1, 2009.

EQUITY COMPENSATION PLAN INFORMATION

The following table provides information as of December 31, 2008, with respect to shares of our common stock that may be issued, subject to certain vesting requirements, under our existing equity compensation plans, including our 1999 stock option plan, our Amended and Restated 2003 Incentive Compensation Plan, and our employee stock purchase plan:

 

     A     B    C  

Plan Category

   Number of securities
to be issued upon
exercise of
outstanding options,
warrants, and rights
    Weighted-average
exercise price of
outstanding options,
warrants, and rights
   Number of securities
remaining available for
future issuance under
equity compensation
plans (excluding securities
reflected in column (A))
 

Equity compensation plans approved by security holders

   6,114,089 (1)   $ 24.14    2,755,747 (2)

Equity compensation plans not approved by security holders

   —         —      —    
                   

Total

   6,114,089     $ 24.14    2,755,747  
                   

 

(1) Consists of 5,328,262 shares of common stock underlying outstanding options granted under our 1999 Stock Option Plan and our Amended and Restated 2003 Incentive Compensation Plan and 300,000 shares underlying outstanding restricted stock units and 485,827 shares underlying outstanding restricted preferred units granted under our Amended and Restated 2003 Incentive Compensation Plan.

 

(2) Includes 285,090 shares of common stock available for issuance under our employee stock purchase plan and 2,470,657 shares of common stock available for issuance under our Amended and Restated 2003 Incentive Compensation Plan.

 

53


This excerpt taken from the SVVS 10-K filed Feb 26, 2008.

EQUITY COMPENSATION PLAN INFORMATION

The following table provides information as of December 31, 2007, with respect to shares of our common stock that may be issued, subject to certain vesting requirements, under our existing equity compensation plans, including our 1999 stock option plan, our Amended and Restated 2003 Incentive Compensation Plan, and our employee stock purchase plan:

 

     A     B    C  

Plan Category

   Number of securities
to be issued upon
exercise of outstanding
options, warrants, and
rights
    Weighted-average
exercise price of
outstanding options,
warrants, and rights
   Number of securities
remaining available for
future issuance under
equity compensation plans
(excluding securities
reflected in column (A))
 

Equity compensation plans approved by security holders

   6,346,820 (1)   $ 26.85    3,030,363 (2)

Equity compensation plans not approved by security holders

   —         —      —    
                   

Total

   6,346,820     $ 26.85    3,030,363  
                   

 

(1) Consists of 4,807,293 shares of common stock underlying outstanding options granted under our 1999 Stock Option Plan and our Amended and Restated 2003 Incentive Compensation Plan and 592,219 shares underlying outstanding restricted stock units and 947,308 shares underlying outstanding restricted preferred units granted under our Amended and Restated 2003 Incentive Compensation Plan.
(2) Includes 400,000 shares of common stock available for issuance under our employee stock purchase plan and 2,630,363 shares of common stock available for issuance under our Amended and Restated 2003 Incentive Compensation Plan.

 

34


Table of Contents
This excerpt taken from the SVVS 8-K filed May 1, 2007.

EQUITY COMPENSATION PLAN INFORMATION

The following table provides information as of December 31, 2006, with respect to shares of our common stock that may be issued, subject to certain vesting requirements, under our existing equity compensation plans, including our 1999 stock option plan, our Amended and Restated 2003 Incentive Compensation Plan, and our employee stock purchase plan.

 

     A     B    C  

Plan Category

   Number of securities
to be issued upon
exercise of
outstanding options,
warrants, and rights
   

Weighted-average

exercise price of

outstanding options,

warrants, and rights

   Number of securities
remaining available for
future issuance under
equity compensation
plans (excluding securities
reflected in column (A))
 

Equity compensation plans approved by security holders

   8,114,084 (1)   $ 21.59    1,853,077 (2)

Equity compensation plans not approved by security holders

   —            —    

Total

   8,114,084     $ 21.59    1,853,077 (2)
                   

(1) Consists of 5,820,027 shares of common stock underlying outstanding options granted under our 1999 Stock Option Plan and our Amended and Restated 2003 Incentive Compensation Plan and 1,030,980 shares underlying outstanding restricted stock units and 1,263,077 shares underlying outstanding restricted preferred units granted under our Amended and Restated 2003 Incentive Compensation Plan.
(2) Includes 400,000 shares of common stock available for issuance under our employee stock purchase plan which was approved by our stockholders in 2002, but which we have not yet implemented, and 1,453,077 shares of common stock available for issuance under our Amended and Restated 2003 Incentive Compensation Plan.


This excerpt taken from the SVVS DEF 14A filed Mar 28, 2007.

EQUITY COMPENSATION PLAN INFORMATION

The following table provides information as of December 31, 2006, with respect to shares of our common stock that may be issued, subject to certain vesting requirements, under our existing equity compensation plans, including our 1999 Stock Option Plan, our Amended and Restated 2003 Incentive Compensation Plan, and our employee stock purchase plan.

 

     A     B    C  

Plan Category

   Number of securities to
be issued upon exercise
of outstanding options,
warrants and rights
    Weighted-average
exercise price of
outstanding options,
warrants and rights
  

Number of securities
remaining available for
future issuance under

equity compensation plans
(excluding securities
reflected in column (A))

 

Equity compensation plans approved by security holders

   8,114,084 (1)   $ 21.59    1,439,000 (2)

Equity compensation plans not approved by security holders

   —         —      —    
                   

Total

   8,114,084 (1)   $ 21.59    1,439,000 (2)

(1) Consists of 5,820,027 shares of common stock underlying outstanding options granted under our 1999 Stock Option Plan and our Amended and Restated 2003 Incentive Compensation Plan and 1,030,980 shares underlying outstanding restricted stock units and 1,263,077 shares underlying outstanding restricted preferred units granted under our Amended and Restated 2003 Incentive Compensation Plan.

 

(2) Includes 400,000 shares of common stock available for issuance under our employee stock purchase plan which was approved by our stockholders in 2002, but which we have not yet implemented, and 1,039,000 shares of common stock available for issuance under our Amended and Restated 2003 Incentive Compensation Plan.

 

29


This excerpt taken from the SVVS 10-K filed Feb 26, 2007.

EQUITY COMPENSATION PLAN INFORMATION

The following table provides information as of December 31, 2006, with respect to shares of our common stock that may be issued, subject to certain vesting requirements, under our existing equity compensation plans, including our 1999 stock option plan, our Amended and Restated 2003 Incentive Compensation Plan, and our employee stock purchase plan.

 

     A    B    C

Plan Category

  

Number of securities

to be issued upon

exercise of

outstanding options,

warrants, and rights

  

Weighted-average

exercise price of

outstanding options,

warrants, and rights

  

Number of securities

remaining available for

future issuance under

equity compensation

plans (excluding securities

reflected in column (A))

Equity compensation

plans approved by

security holders

   8,114,084(1)    $21.59    1,439,000(2)

Equity compensation

plans not approved by

security holders

   —      —      —  
              

Total

  

8,114,084     

   $21.59    1,439,000     
              

(1) Consists entirely of shares of common stock underlying outstanding options granted under our 1999 stock option plan and our Amended and Restated 2003 Incentive Compensation Plan.
(2) Includes 400,000 shares of common stock available for issuance under our employee stock purchase plan which was approved by our stockholders in 2002, but which we have not yet implemented, and 1,039,000 shares of common stock available for issuance under our Amended and Restated 2003 Incentive Compensation Plan.

 

36


Table of Contents
This excerpt taken from the SVVS DEF 14A filed Mar 23, 2006.

EQUITY COMPENSATION PLAN INFORMATION

The following table provides information as of December 31, 2005, with respect to shares of our common stock that may be issued under our existing equity compensation plans, including our 1999 stock option plan, our 2003 incentive compensation plan, our employee stock purchase plan and other arrangements with investors.

 

     A     B    C  

Plan Category

   Number of securities to
be issued upon exercise
of outstanding options,
warrants and rights
    Weighted-average
exercise price of
outstanding options,
warrants and rights
   Number of securities
remaining available for
future issuance under
equity compensation plans
(excluding securities
reflected in column (A))
 

Equity compensation plans approved by security holders

   52,063,334 (1)   $ 1.05    11,687,547 (2)

Equity compensation plans not approved by security holders

   6,666,667 (3)   $ 0.75    —    

(1) Consists entirely of shares of common stock underlying outstanding options granted under our 1999 stock option plan and our 2003 Incentive Compensation Plan.

 

(2) Consists of shares of common stock available for issuance under our 1999 stock option plan and our 2003 incentive compensation plan, and 6,000,000 shares of common stock available for issuance under our employee stock purchase plan which was approved by our stockholders in 2002, but which we have not yet implemented.

 

(3) Consists of 6,666,667 shares of common stock subject to warrants that we issued to the Constellation Entities. The warrants are currently exercisable.

On June 28, 2002, we issued performance warrants to the Constellation Entities to purchase 10,000,000 shares in the aggregate of our common stock at $0.75 per share. The Constellation Entities earned the right to exercise the warrants by meeting certain criteria related to aiding our company in acquiring new business. The warrants may be exercised in whole or in part at any time prior to January 28, 2007. As of December 31, 2005, all of the warrants had been earned, and 3,333,333 warrants had been exercised.

 

18


This excerpt taken from the SVVS 10-K filed Mar 4, 2005.

EQUITY COMPENSATION PLAN INFORMATION

 

The following table provides information as of December 31, 2004 with respect to shares of our common stock that may be issued under our existing equity compensation plans, including our 1999 stock option plan, our 2003 incentive compensation plan, our employee stock purchase plan and other arrangements with investors and distributors.

 

    A

    B

  C

 

Plan Category


 

Number of securities to

be issued upon exercise

of outstanding options,

warrants and rights


   

Weighted-average

exercise price of

outstanding options,

warrants and rights


 

Number of securities remaining
available for future issuance

under equity compensation plans

(excluding securities reflected in column (A))


 

Equity compensation plans approved by security holders

  51,857,734 (1)   $1.07   26,902,995 (2)

Equity compensation plans not approved by security holders

  6,666,666 (3)   $0.75   —    

(1) Consists entirely of shares of common stock underlying outstanding options granted under our 1999 stock option plan and our 2003 incentive compensation plan.
(2) Includes 6,098,424 shares of common stock available for issuance under our 1999 stock option plan, 6,000,000 shares of common stock available for issuance under our employee stock purchase plan which was approved by our stockholders in 2002, but which we have not yet implemented, and 14,804,571 shares of common stock available for issuance under our 2003 incentive compensation plan.

 

43


(3) Consists of 6,666,666 shares of common stock subject to warrants that we issued to Constellation. The warrants are currently exercisable.

 

On June 28, 2002, we issued performance warrants to Constellation to purchase 10,000,000 shares in the aggregate of our common stock at $0.75 per share. Constellation earned the right to exercise the warrants by meeting certain criteria related to aiding our company in acquiring new business. The warrants may be exercised in whole or in part at any time prior to January 28, 2007. As of December 31, 2004, all of the warrants had been earned, and 3,333,333 warrants had been exercised.

 

Wikinvest © 2006, 2007, 2008, 2009, 2010, 2011, 2012. Use of this site is subject to express Terms of Service, Privacy Policy, and Disclaimer. By continuing past this page, you agree to abide by these terms. Any information provided by Wikinvest, including but not limited to company data, competitors, business analysis, market share, sales revenues and other operating metrics, earnings call analysis, conference call transcripts, industry information, or price targets should not be construed as research, trading tips or recommendations, or investment advice and is provided with no warrants as to its accuracy. Stock market data, including US and International equity symbols, stock quotes, share prices, earnings ratios, and other fundamental data is provided by data partners. Stock market quotes delayed at least 15 minutes for NASDAQ, 20 mins for NYSE and AMEX. Market data by Xignite. See data providers for more details. Company names, products, services and branding cited herein may be trademarks or registered trademarks of their respective owners. The use of trademarks or service marks of another is not a representation that the other is affiliated with, sponsors, is sponsored by, endorses, or is endorsed by Wikinvest.
Powered by MediaWiki