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SMTX » Topics » EXHIBIT INDEX

This excerpt taken from the SMTX 8-K filed Jul 10, 2009.

EXHIBIT INDEX

 

Exhibit

Number

  

Description of Exhibit

99.1   SMTC Corporation Fourth Amended and Restated Certificate of Incorporation
This excerpt taken from the SMTX 10-Q filed May 20, 2009.

EXHIBIT INDEX

 

31.1    Certification of John Caldwell pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated May 20, 2009.
31.2    Certification of Jane Todd pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated May 20, 2009.
32.1    Certification of John Caldwell, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated May 20, 2009.
32.2    Certification of Jane Todd, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated May 20, 2009.

 

25

This excerpt taken from the SMTX 10-K filed May 14, 2009.

Item 15.  EXHIBIT INDEX

 

Exhibit
Number

   

Document

31.1    Certification of John Caldwell pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated May 14, 2009.
31.2    Certification of Jane Todd pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated May 14, 2009.
32.1    Certification of John Caldwell pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated May 14, 2009.
32.2    Certification of Jane Todd pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated May 14, 2009.

 

18

Table of Contents

SIGNATURES

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

SMTC CORPORATION

By:

   /s/ John Caldwell
 

John Caldwell

President and Chief Executive Officer

(Principal Executive Officer)

 

 

SMTC CORPORATION

By:

   /s/ Jane Todd
 

Jane Todd

Chief Financial Officer

(Principal Financial and Accounting

Officer)

Date: May 14, 2009

 

19

These excerpts taken from the SMTX 10-K filed Apr 6, 2009.

EXHIBIT INDEX

 

Exhibit
Number

   

Document

10.54       Letter of waiver and amendment dated April 2, 2009 between Wachovia Capital Finance Corporation (Central), Export Development Canada, SMTC Manufacturing Corporation of California, SMTC Manufacturing Corporation of Massachusetts and SMTC Mex Holdings, Inc.
10.55       Letter of waiver and amendment dated April 2, 2009 between Wachovia Capital Finance Corporation (Canada) and SMTC Manufacturing Corporation of Canada.
21.1    Subsidiaries of the Registrant.
23.1    Consent of KPMG LLP, Independent Auditors.
31.1    Certification of John Caldwell pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated April 6, 2009.
31.2    Certification of Jane Todd pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated April 6, 2009.
32.1    Certification of John Caldwell, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated April 6, 2009.
32.2    Certification of Jane Todd, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated April 6, 2009.

 

53

Table of Contents

SMTC CORPORATION

EXHIBIT INDEX

 




































































Exhibit
Number

  

Document

10.54     Letter of waiver and amendment dated April 2, 2009 between Wachovia Capital Finance Corporation (Central), Export Development Canada, SMTC Manufacturing Corporation of California, SMTC
Manufacturing Corporation of Massachusetts and SMTC Mex Holdings, Inc.
10.55     Letter of waiver and amendment dated April 2, 2009 between Wachovia Capital Finance Corporation (Canada) and SMTC Manufacturing Corporation of Canada.
21.1  Subsidiaries of the Registrant.
23.1  Consent of KPMG LLP, Independent Auditors.
31.1  Certification of John Caldwell pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated April 6, 2009.
31.2  Certification of Jane Todd pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated April 6, 2009.
32.1  Certification of John Caldwell, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated April 6,
2009.
32.2  Certification of Jane Todd, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated April 6, 2009.

 


53






Table of Contents


SMTC CORPORATION

ALIGN="center">INDEX TO CONSOLIDATED FINANCIAL STATEMENTS

 
































Report of Independent Registered Public Accounting Firm

  F-2

Consolidated Balance Sheets as of December 31, 2007 and January 4, 2009

  F-3

Consolidated Statements of Operations and Comprehensive Income for the years ended December 
31, 2006 and 2007 and for the period from January 1, 2008 to January 4, 2009

  F-4

Consolidated Statements of Changes in Shareholders’ Equity for the years ended December 
31, 2006 and 2007 and for the period from January 1, 2008 to January 4, 2009

  F-5

Consolidated Statements of Cash Flows for the years ended December 
31, 2006 and 2007 and for the period from January 1, 2008 to January 4, 2009

  F-6

Notes to the Consolidated Financial Statements

  F-7

 


F-1






Table of Contents


This excerpt taken from the SMTX 10-Q filed Nov 12, 2008.

EXHIBIT INDEX

 

  3.1

   Third Amended and Restated Certificate of Incorporation of the Company.

31.1

   Certification of John Caldwell pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated November 12, 2008.

31.2

   Certification of Jane Todd pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated November 12, 2008.

32.1

   Certification of John Caldwell, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated November 12, 2008.

32.2

   Certification of Jane Todd, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated November 12, 2008.

 

28

This excerpt taken from the SMTX 10-Q filed Aug 13, 2008.

EXHIBIT INDEX

 

  3.1    Amended and restated by-laws of the Company
10.1    Second Amended and Restated U.S. Loan Agreement, dated August 7, 2008, by and between Wachovia Capital Finance Corporation (Central), Export Development Canada, SMTC Manufacturing Corporation of California, SMTC Manufacturing Corporation of Massachusetts, and SMTC Mex Holdings, Inc.
10.2    Second Amended and Restated Canadian Loan Agreement, dated August 7, 2008, by and between Wachovia Capital Finance Corporation (Canada), and SMTC Manufacturing Corporation of Canada.
10.3    Amending Agreement dated August 7, 2008.
31.1    Certification of John Caldwell pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated August 13, 2008.
31.2    Certification of Jane Todd pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated August 13, 2008.
32.1    Certification of John Caldwell, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated August 13, 2008.
32.2    Certification of Jane Todd, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated August 13, 2008.

 

30

This excerpt taken from the SMTX 10-Q filed May 13, 2008.

EXHIBIT INDEX

 

Exhibit

Number

  

Document

31.1

   Certification of John Caldwell pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated May 13, 2008.

31.2

   Certification of Jane Todd pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated May 13, 2008.

32.1

   Certification of John Caldwell, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated May 13, 2008.

32.2

   Certification of Jane Todd, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated May 13, 2008.

 

24

These excerpts taken from the SMTX 10-K filed Apr 29, 2008.

EXHIBIT INDEX

 

Exhibit
Number

  

Document

31.1   Certification of John Caldwell pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated April 29, 2008.
31.2   Certification of Jane Todd pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated April 29, 2008.
32.1   Certification of John Caldwell pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated April 29, 2008.
32.2   Certification of Jane Todd pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated April 29, 2008.

 

20

EXHIBIT INDEX

 





































Exhibit
Number

 

Document

31.1 Certification of John Caldwell pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated April 29, 2008.
31.2 Certification of Jane Todd pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated April 29, 2008.
32.1 Certification of John Caldwell pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated April 29, 2008.
32.2 Certification of Jane Todd pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated April 29, 2008.

 


20







EX-31.1
2
dex311.htm
CERTIFICATION OF JOHN CALDWELL, PURSUANT TO SECTION 302


CERTIFICATION OF JOHN CALDWELL, PURSUANT TO SECTION 302



These excerpts taken from the SMTX 10-K filed Mar 31, 2008.

EXHIBIT INDEX

 

Exhibit
Number

   

Document

21.1    Subsidiaries of the Registrant.
23.1    Consent of KPMG LLP, Independent Auditors.
31.1    Certification of John Caldwell pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated March 31, 2008.
31.2    Certification of Jane Todd pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated March 31, 2008.
32.1    Certification of John Caldwell, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated March 31, 2008.
32.2    Certification of Jane Todd, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated March 31, 2008.

 

47

SMTC CORPORATION

EXHIBIT INDEX

 



















































Exhibit
Number

  

Document

21.1  Subsidiaries of the Registrant.
23.1  Consent of KPMG LLP, Independent Auditors.
31.1  Certification of John Caldwell pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated March 31, 2008.
31.2  Certification of Jane Todd pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated March 31, 2008.
32.1  Certification of John Caldwell, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated March 31,
2008.
32.2  Certification of Jane Todd, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated March 31, 2008.

 


47








SMTC CORPORATION

This excerpt taken from the SMTX 10-Q filed Nov 14, 2007.

EXHIBIT INDEX

 

Exhibit
Number

   

Document

10.1    Amended and Restated U.S. Loan Agreement dated August 3, 2007 by and between Wachovia Capital Finance Corporation (as successor to Congress Financial Corporation (Canada)), SMTC Manufacturing Corporation of California, SMTC Manufacturing Corporation of Massachusetts and SMTC Mex Holdings, Inc.
10.2    Amended and Restated Canadian Loan Agreement dated August 3, 2007 by and between Wachovia Capital Finance Corporation (as successor to Congress Financial Corporation (Canada)) and SMTC Manufacturing Corporation of Canada.
10.3    Amended and Restated Guarantee by SMTC Manufacturing Corporation of Canada dated August 10, 2007.
10.4    Amended and Restated Guarantee by SMTC Manufacturing Corporation of California dated August 10, 2007.
10.5    Amended and Restated Guarantee by SMTC Manufacturing Corporation of Massachusetts dated August 10, 2007.
10.6    Amended and Restated Guarantee by SMTC Mex Holdings, Inc. dated August 10, 2007.
10.7    Amended and Restated General Security Agreement by SMTC Manufacturing Corporation of California, SMTC Manufacturing Corporation of Massachusetts and SMTC Mex Holdings, Inc. dated August 3, 2007.
10.8    Amended and Restated Guarantee by SMTC Corporation, HTM Holdings, Inc. and SMTC Holdings, LLC dated August 10, 2007.
10.9    Amended and Restated General Security Agreement by SMTC Corporation, HTM Holdings, Inc. and SMTC Group Holdings, LLC dated August 10, 2007.
10.10    Amended and Restated General Security Agreement by SMTC Manufacturing Corporation of Canada dated August 10, 2007.
10.11    Amended and Restated General Security Agreement by SMTC Nova Scotia Company dated August 10, 2007.
10.12    Amended and Restated Guarantee by SMTC Nova Scotia Company dated August 10, 2007.
31.1    Certification of John Caldwell pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated November 14, 2007.
31.2    Certification of Jane Todd pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated November 14, 2007.
32.1    Certification of John Caldwell pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated November 14, 2007.
32.2    Certification of John Caldwell pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated November 14, 2007.

 

31

This excerpt taken from the SMTX 10-Q filed Aug 15, 2007.

EXHIBIT INDEX

 

Exhibit

Number

  

Document

31.1   Certification of John Caldwell pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated August 15, 2007.
31.2   Certification of Jane Todd pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated August 15, 2007.
32.1   Certification of John Caldwell, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated August 15, 2007.
32.2   Certification of Jane Todd, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated August 15, 2007.

 

30

This excerpt taken from the SMTX 8-K filed May 24, 2007.

EXHIBIT INDEX

 

Exhibit
Number		   

Description

99.1    SMTC Corporation/SMTC Manufacturing Corporation of Canada 2000 Equity Incentive Plan, as amended.
This excerpt taken from the SMTX 10-Q filed May 16, 2007.

EXHIBIT INDEX

 

Exhibit

Number

   

Document

10.1    Employment Agreement dated as of May 16, 2007 between John Caldwell and SMTC Manufacturing Corporation of Canada. (corrects the Employment Agreement dated as of March 30, 2007, filed as an exhibit to the Company’s Annual Report on Form 10-K filed on April 2, 2007)
10.2    Deferred Share Unit Agreement dated as of May 16, 2007 between John Caldwell and SMTC Manufacturing Corporation of Canada. (corrects the Deferred Share Unit agreement dated as of March 30, 2007, filed as an exhibit to the Company’s Annual Report on Form 10-K filed on April 2, 2007)
31.1    Certification of John Caldwell pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated May 16, 2007.
31.2    Certification of Jane Todd pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated May 16, 2007.
32.1    Certification of John Caldwell, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated May 16, 2007.
32.2    Certification of Jane Todd, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated May 16, 2007.

 

28

This excerpt taken from the SMTX 8-K filed May 14, 2007.

EXHIBIT INDEX

 

Exhibit No.   

Description of Exhibit

99.1    Press Release of SMTC Corporation dated May 14, 2007.
99.2    Transcript of SMTC Corporation’s first quarter 2007 results teleconference held May 14, 2007.
This excerpt taken from the SMTX 10-K filed Apr 2, 2007.

EXHIBIT INDEX

 

Exhibit
Number		   

Document

10.4.12    Letter Agreement dated as of March 13, 2007 by and among Wachovia Capital Finance Corporation (Central) (as successor to Congress Financial Corporation (Central)), SMTC Manufacturing Corporation of California, SMTC Manufacturing Corporation of Wisconsin, SMTC Manufacturing Corporation of Massachusetts and SMTC Mex Holdings, Inc.
10.4.13    Letter Agreement dated as of March 13, 2007 by and between Wachovia Capital Finance Corporation (Canada) (as successor to Congress Financial Corporation (Canada)) and SMTC Manufacturing Corporation of Canada.
10.18    Employment Agreement dated as of March 30, 2007 between John Caldwell and SMTC Manufacturing Corporation of Canada.
10.35    Employment Agreement dated as of March 30, 2007 between Jane Todd and SMTC Manufacturing Corporation of Canada.
10.43    Deferred Share Units Agreement dated as of March 30, 2007 between John Caldwell and SMTC Manufacturing Corporation of Canada.
10.44    Employment Agreement dated as of March 30, 2007 between Steve Hoffrogge and SMTC Manufacturing Corporation of Canada.
10.45    Employment Agreement dated as of March 30, 2007 between Don Simpson and SMTC Manufacturing Corporation of Canada.
23.1    Consent of KPMG LLP, Independent Auditors
31.1    Certification of John Caldwell pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated April 2, 2007.
31.2    Certification of Jane Todd pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated April 2, 2007.
32.1    Certification of John Caldwell, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated April 2, 2007.
32.2    Certification of Jane Todd, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated April 2, 2007.

 

53

SMTC CORPORATION

This excerpt taken from the SMTX 10-Q filed Nov 15, 2006.

EXHIBIT INDEX

 

Exhibit
Number		   

Document

31.1    Certification of John Caldwell pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated November 15, 2006.
31.2    Certification of Jane Todd pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated November 15, 2006.
32.1    Certification of John Caldwell, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated November 15, 2006
32.2    Certification of Jane Todd, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated November 15, 2006

 

49

This excerpt taken from the SMTX 8-K filed Sep 26, 2006.

EXHIBIT INDEX

 

Exhibit No.   

Description of Exhibit

99.1    Fourth Amending Agreement dated as of September 20, 2006 by and among Wachovia Capital Finance Corporation (as successor to Congress Financial Corporation (Central)), SMTC Manufacturing Corporation of California, SMTC Manufacturing Corporation of Wisconsin, SMTC Manufacturing Corporation of Massachusetts and SMTC Mex Holdings, Inc.
99.2    Fourth Amending Agreement dated as of September 20, 2006 by and between Wachovia Capital Finance Corporation (Canada) (as successor to Congress Financial Corporation (Canada)) and SMTC Manufacturing Corporation of Canada.
This excerpt taken from the SMTX 10-Q filed Aug 16, 2006.

EXHIBIT INDEX

 

Exhibit
Number		   

Document

10.1    Employment Agreement dated as of August 15, 2006 between John Caldwell and SMTC Manufacturing Corporation of Canada.
31.1    Certification of John Caldwell pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated August 16, 2006.
31.2    Certification of Jane Todd pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated August 16, 2006.
32.1    Certification of John Caldwell, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated August 16, 2006
32.2    Certification of Jane Todd, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated August 16, 2006

 

49

This excerpt taken from the SMTX 10-Q filed May 17, 2006.

EXHIBIT INDEX

 

Exhibit
Number

   

Document

31.1

    Certification of John Caldwell pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated May 17, 2006.

31.2

    Certification of Jane Todd pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated May 17, 2006.

32.1

    Certification of John Caldwell, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated May 17, 2006

32.2

    Certification of Jane Todd, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated May 17, 2006

 

45

This excerpt taken from the SMTX 8-K filed Mar 15, 2006.

EXHIBIT INDEX

 

Exhibit
Number		   

Description

99.1    Press Release of SMTC Corporation dated March 13, 2006.
99.2    Transcript of SMTC Corporation’s fourth quarter 2005 results teleconference held March 13, 2006.
This excerpt taken from the SMTX 8-K filed Nov 16, 2005.

EXHIBIT INDEX

 

Exhibit No.
   

Description of Exhibit

99.1    Press Release of SMTC Corporation dated November 14, 2005.
99.2    Transcript of SMTC Corporation’s third quarter 2005 results teleconference held November 14, 2005.
This excerpt taken from the SMTX 10-Q filed Nov 16, 2005.

EXHIBIT INDEX

 

Exhibit
Number
   

Document

31.1    Certification of John Caldwell pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated November 16, 2005.
31.2    Certification of Jane Todd pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated November 16, 2005.
32.1    Certification of John Caldwell, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated November 16, 2005.
32.2    Certification of Jane Todd, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated November 16, 2005.

 

55

This excerpt taken from the SMTX 10-Q filed Aug 17, 2005.

EXHIBIT INDEX

 

Exhibit

Number    

   

Document    

31.1    Certification of John Caldwell pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated August 17, 2005.
31.2    Certification of Jane Todd pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated August 17, 2005.
32.1    Certification of John Caldwell, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated August 17, 2005.
32.2    Certification of Jane Todd, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated August 17, 2005.
99.1    Second Amending Agreement dated as of August 17, 2005 by and among Congress Financial Corporation (Central), SMTC Manufacturing Corporation of California, SMTC Manufacturing Corporation of Wisconsin, SMTC Manufacturing Corporation of Massachusetts and SMTC Mex Holdings, Inc.
99.2    Second Amending Agreement dated as of August 17, 2005 by and between Congress Financial Corporation (Canada) and SMTC Manufacturing Corporation of Canada.

 

55

This excerpt taken from the SMTX 10-Q filed May 18, 2005.

EXHIBIT INDEX

 

Exhibit
Number
   

Document

10.1    First Amendment to Lease and Extension Agreement effective as of October 1, 2004 between Teachers Insurance and Annuity Association of America and SMTC Manufacturing Corporation of Massachusetts.
31.1    Certification of John Caldwell pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated May 18, 2005.
31.2    Certification of Jane Todd pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated May 18, 2005.
32.1    Certification of John Caldwell, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated May 18, 2005.
32.2    Certification of Jane Todd, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated May 18, 2005.

 

47

This excerpt taken from the SMTX 8-K filed Mar 16, 2005.

EXHIBIT INDEX

 

Exhibit No.
   

Description of Exhibit

99.1    First Amending Agreement dated as of March 10, 2005 by and among Congress Financial Corporation (Central), SMTC Manufacturing Corporation of California, SMTC Manufacturing Corporation of Wisconsin, SMTC Manufacturing Corporation of Massachusetts and SMTC Mex Holdings, Inc.
99.2    First Amending Agreement dated as of March 10, 2005 by and between Congress Financial Corporation (Canada) and SMTC Manufacturing Corporation of Canada.
99.3    First Amendment dated as of March 10, 2005 to the Second Amended and Restated Credit and Guarantee Agreement by and among SMTC Corporation, HTM Holdings, Inc., SMTC Manufacturing Corporation of Canada, the lenders from time to time party thereto, Lehman Brothers Inc., as advisor, lead arranger and book manager, The Bank of Nova Scotia, as syndication agent, Lehman Commercial Paper Inc., as general administrative agent and collateral monitoring agent, and General Electric Capital Corporation, as documentation agent.
This excerpt taken from the SMTX 8-K filed Feb 11, 2005.

EXHIBIT INDEX

 

Exhibit
Number
   

Description

10.1    Employment Agreement dated as of February 7, 2005 between John Caldwell and SMTC Manufacturing Corporation of Canada.
10.2    Deferred Share Units Agreement dated as of February 7, 2005 between John Caldwell and SMTC Manufacturing Corporation of Canada.
10.3    Bonus Plan dated as of February 7, 2005 provided by SMTC Manufacturing Corporation of Canada to John Caldwell.

EXCERPTS ON THIS PAGE:

8-K
Jul 10, 2009
10-Q
May 20, 2009
10-K
May 14, 2009
10-K (2 sections)
Apr 6, 2009
10-Q
Nov 12, 2008
10-Q
Aug 13, 2008
10-Q
May 13, 2008
10-K (2 sections)
Apr 29, 2008
10-K (2 sections)
Mar 31, 2008
10-Q
Nov 14, 2007
10-Q
Aug 15, 2007
8-K
May 24, 2007
10-Q
May 16, 2007
8-K
May 14, 2007
10-K
Apr 2, 2007
10-Q
Nov 15, 2006
8-K
Sep 26, 2006
10-Q
Aug 16, 2006
10-Q
May 17, 2006
8-K
Mar 15, 2006
8-K
Nov 16, 2005
10-Q
Nov 16, 2005
10-Q
Aug 17, 2005
10-Q
May 18, 2005
8-K
Mar 16, 2005
8-K
Feb 11, 2005

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United Industrial (UIC)
MEMC Electronic Materials (WFR)
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