SIVB » Topics » EQUITY COMPENSATION PLAN INFORMATION

This excerpt taken from the SIVB DEF 14A filed Mar 17, 2008.

EQUITY COMPENSATION PLAN INFORMATION

The following table provides information as of December 31, 2007 with respect to the shares of the Company’s Common Stock that may be issued under our existing equity compensation plan, which has been approved by stockholders:

 

Plan category

   Number of
securities to
be issued upon
exercise
of outstanding
options,
warrants and
rights

(a)(1)
   Weighted-
average
exercise price of
outstanding
options, warrants
and rights

(b)
   Number of securities
remaining available
for future issuance
under equity
compensation plans
(excluding securities
reflected in column  (a))
(c)(2)

Equity compensation plans approved by stockholders

   3,769,229    $ 33.74    3,556,436

Equity compensation plans not approved by stockholders

   n/a      n/a    n/a
                

TOTAL

   3,769,229    $ 33.74    3,556,436
                

 

(1) Represents options granted under our 2006 Equity Incentive Plan, Amended and Restated 1997 Equity Incentive Plan and Amended and Restated 1989 Stock Option Plan. This number does not include securities to be issued for unvested restricted stock and restricted stock unit awards of 376,181 shares.

 

(2) Includes shares available for issuance under our 2006 Equity Incentive Plan. This table does not include 757,825 shares available for issuance under the 1999 Employee Stock Purchase Plan.

 

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Table of Contents
This excerpt taken from the SIVB DEF 14A filed Mar 19, 2007.

EQUITY COMPENSATION PLAN INFORMATION

The following table provides information as of December 31, 2006 with respect to the shares of the Company’s Common Stock that may be issued under our existing equity compensation plan, which has been approved by stockholders:

Plan category

 

 

 

Number of
securities to
be issued upon
exercise
of outstanding
options,
warrants and
rights
(a)(1)

 

Weighted-average
exercise price of
outstanding
options, warrants
and rights
(b)

 

Number of securities
remaining available
for future issuance
under equity
compensation plans
(excluding securities
reflected in column (a))
(c)(2)

 

Equity compensation plans approved by stockholders

 

 

4,673,139

 

 

 

$

31.74

 

 

 

4,353,646

 

 

Equity compensation plans not approved by stockholders

 

 

n/a

 

 

 

n/a

 

 

 

n/a

 

 

TOTAL

 

 

4,673,139

 

 

 

$

31.74

 

 

 

4,353,646

 

 


(1)          Represents options granted under our 2006 Equity Incentive Plan, Amended and Restated 1997 Equity Incentive Plan and Amended and Restated 1989 Stock Option Plan. This number does not include securities to be issued for unvested restricted stock and restricted stock unit awards of 215,926 shares.

(2)          Includes shares available for issuance under our 2006 Equity Incentive Plan. This table does not include 870,985 shares available for issuance under the 1999 Employee Stock Purchase Plan.

This excerpt taken from the SIVB DEF 14A filed Mar 31, 2006.
EQUITY COMPENSATION PLAN INFORMATION

The following table provides information as of December 31, 2005 with respect to the shares of the Company’s common stock that may be issued under the existing equity compensation plan, which has been approved by stockholders:

Plan category

 

 

 

Number of
securities to
be issued upon
exercise
of outstanding
options,
warrants and

rights
(a)(1)

 

Weighted-average
exercise price of
outstanding

options, warrants
and rights
(b)

 

Number of securities
remaining available
for future issuance
under equity
compensation plans
(excluding securities
reflected in column (a))
(c)(2)

 

Equity compensation plans approved by
stockholders

 

 

6,024,455

 

 

 

$

28.84

 

 

 

1,784,765

 

 

Equity compensation plans not approved
by stockholders

 

 

n/a

 

 

 

n/a

 

 

 

n/a

 

 

TOTAL

 

 

6,024,455

 

 

 

$

28.84

 

 

 

1,784,765

 

 


(1)          Represents options granted under the Company’s Amended and Restated 1997 Equity Incentive Plan and Amended and Restated 1989 Stock Option Plan. The number does not include securities to be issued for unvested restricted stock and restricted stock unit awards of 253,848 shares.

(2)          Includes shares available for issuance under the Company’s Amended and Restated 1997 Equity Incentive Plan. Does not include 986,659 shares available for issuance under the 1999 Employee Stock Purchase Plan.

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This excerpt taken from the SIVB DEF 14A filed Mar 16, 2005.
EQUITY COMPENSATION PLAN INFORMATION

The following table provides information as of December 31, 2004 with respect to the shares of the Company’s common stock that may be issued under the existing equity compensation plan, which has been approved by stockholders:

Plan category

 

 

 

Number of
securities to
be issued upon
exercise
of outstanding
options,
warrants and

rights
(a)(1)

 

Weighted-average
exercise price of
outstanding

options, warrants
and rights
(b)

 

Number of securities
remaining available
for future issuance
under equity
compensation plans
(excluding securities
reflected in column (a))
(c)(2)

 

Equity compensation plans approved by stockholders

 

 

6,646,760

 

 

 

$

27.40

 

 

 

1,449,778

 

 

Equity compensation plans not approved by stockholders

 

 

n/a

 

 

 

n/a

 

 

 

n/a

 

 

TOTAL

 

 

6,646,760

 

 

 

$

27.40

 

 

 

1,449,778

 

 


(1)          Includes options, restricted stock and restricted stock units granted under the Company’s Amended and Restated 1997 Equity Incentive Plan and Amended and Restated 1989 Stock Option Plan.

(2)          Includes shares available for issuance under the Company’s Amended and Restated 1997 Equity Incentive Plan. Does not include 1,099,945 shares available for issuance under the 1999 Employee Stock Purchase Plan.

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