SWY » Topics » Item 9.01. Financial Statements and Exhibits.

This excerpt taken from the SWY 8-K filed Oct 9, 2008.

Item 9.01.     Financial Statements and Exhibits.

 

(d) Exhibits.

 

100  The following materials from the Safeway Inc. Quarterly Report on Form 10-Q for the quarter ended September 6, 2008, filed on October 8, 2008 formatted in Extensible Business Reporting Language (XBRL): (i) the Condensed Consolidated Statements of Income, (ii) the Condensed Consolidated Balance Sheets, (iii) the Condensed Consolidated Statements of Cash Flows and (iv) related notes.

 

2


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

   

SAFEWAY INC.

(Registrant)

Date: October 9, 2008     By:   /s/ Robert A. Gordon
      Name:   Robert A. Gordon
      Title:  

Senior Vice President,

Secretary & General Counsel

 

3


EXHIBIT INDEX

 

Exhibit No.

   
Exhibit 100.INS   XBRL Instance Document
Exhibit 100.SCH   XBRL Taxonomy Extension Schema Document
Exhibit 100.CAL   XBRL Taxonomy Extension Calculation Linkbase Document
Exhibit 100.LAB   XBRL Taxonomy Extension Label Linkbase Document
Exhibit 100.PRE   XBRL Taxonomy Extension Presentation Linkbase Document

 

4

This excerpt taken from the SWY 8-K filed May 18, 2007.

Item 9.01.    Financial Statements and Exhibits.

 

(d) Exhibits.

 

10(iii).28* Safeway Inc. 2007 Equity and Incentive Award Plan

 

10(iii).29* Form of Stock Option Grant Notice and Stock Option Agreement under the Safeway Inc. 2007 Equity and Incentive Award Plan

 

10(iii).30* Form of Stock Option Grant Notice (Automatic) and Stock Option Agreement (Automatic) under the Safeway Inc. 2007 Equity and Incentive Award Plan

 

10(iii).31* Form of Restricted Stock Award Grant Notice and Restricted Stock Award Agreement under the Safeway Inc. 2007 Equity and Incentive Award Plan

 

10(iii).32* Amended and Restated Capital Performance Bonus Plan for Executive Officers and Key Employees of Safeway Inc.

*Management contract, or compensatory plan or arrangement

 

2


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

SAFEWAY INC.

(Registrant)

Date:    May 18, 2007   By:   /s/    Robert A. Gordon        
  Name:   Robert A. Gordon
  Title:   Senior Vice President,
Secretary & General Counsel

 

 

3


EXHIBIT INDEX

Exhibit

No.

 

10(iii).28* Safeway Inc. 2007 Equity and Incentive Award Plan

 

10(iii).29* Form of Stock Option Grant Notice and Stock Option Agreement under the Safeway Inc. 2007 Equity and Incentive Award Plan

 

10(iii).30* Form of Stock Option Grant Notice (Automatic) and Stock Option Agreement (Automatic) under the Safeway Inc. 2007 Equity and Incentive Award Plan

 

10(iii).31* Form of Restricted Stock Award Grant Notice and Restricted Stock Award Agreement under the Safeway Inc. 2007 Equity and Incentive Award Plan

 

10(iii).32* Amended and Restated Capital Performance Bonus Plan for Executive Officers and Key Employees of Safeway Inc.

*Management contract, or compensatory plan or arrangement

 

4

This excerpt taken from the SWY 8-K filed Jan 26, 2007.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

 

99.1 Letter agreement made and entered into as of January 24, 2007 by and between Safeway Inc. and Brian C. Cornell

 

2


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

            SAFEWAY INC.
      (Registrant)
Date: January 26, 2007     By:  

/s/ Robert A. Gordon

      Name:   Robert A. Gordon
      Title:   Senior Vice President, Secretary & General Counsel

 

3


EXHIBIT INDEX

 

Exhibit No.    
99.1   Letter agreement made and entered into as of January 24, 2007 by and between Safeway Inc. and Brian C. Cornell

 

4

This excerpt taken from the SWY 8-K filed Dec 12, 2006.

Item 9.01.  Financial Statements and Exhibits.

(c) Exhibits.

 

99.1    Press Release dated December 12, 2006 of Safeway Inc.
99.2    Slides Presented at December 12, 2006 Investor Conference.

 

6


Forward Looking Statement

This Current Report on Form 8-K contains certain forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. Such statements relate to, among other things, estimates of diluted earnings per share, identical-store sales, capital expenditures, free cash flow, financial and operating results, and Lifestyle stores. Forward-looking statements are indicated by words or phrases such as “guidance,” “believes,” “expects,” “anticipates,” “estimates,” “continuing,” “ongoing” and similar words or phrases and the negative of such words and phrases. Forward-looking statements are based on our current plans and expectations and involve risks and uncertainties which are, in many instances, beyond our control, and which could cause actual results to differ materially from those included in or contemplated or implied by the forward-looking statements. Such risks and uncertainties include the following: general business and economic conditions in our operating regions, including consumer spending levels, currency valuations, population, employment and job growth in our markets; pricing pressures and competitive factors, which could include pricing strategies, store openings, remodels or acquisitions by our competitors; results of our programs to control or reduce costs, improve buying practices and control shrink; results of our programs to increase sales; results of our efforts to revitalize corporate brands; results of our programs to improve our perishables departments; results of our promotional programs; results of our programs to improve capital management; results of any on-going litigation in which we are involved or any litigation in which we may become involved; the ability to achieve satisfactory operating results in all geographic areas where we operate; changes in the financial performance of our equity investments; labor costs, including benefit plan costs and severance payments, or labor disputes that may arise from time to time and work stoppages that could occur in areas where certain collective bargaining agreements have expired or are on indefinite extensions or are scheduled to expire in the near future; failure to fully realize or delay in realizing growth prospects for new business ventures, including Blackhawk; legislative, regulatory, tax or judicial developments, including with respect to Blackhawk; the cost and stability of fuel, energy and other power sources; unanticipated events or changes in real estate matters, including acquisitions, dispositions and impairments; adverse weather conditions; performance in new business ventures or other opportunities that we pursue, including Blackhawk; the capital investment in and financial results from our Lifestyle stores; the rate of return on our pension assets; and the availability and terms of financing. We undertake no obligation to update forward-looking statements to reflect developments or information obtained after the date hereof and disclaim any obligation to do so. Please refer to our reports and filings with the Securities and Exchange Commission, including our most recent Annual Report on Form 10-K, subsequent Quarterly Reports on Form 10-Q, and subsequent Current Reports on Form 8-K, for a further discussion of these risks and uncertainties.

 

7


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    SAFEWAY INC.
    (Registrant)
Date: December 12, 2006     By:   /s/ Robert A. Gordon
      Name:   Robert A. Gordon
      Title:   Senior Vice President, Secretary & General Counsel

 

8


EXHIBIT INDEX

 

Exhibit
No.
    
99.1    Press Release dated December 12, 2006 of Safeway Inc.
99.2    Slides Presented at December 12, 2006 Investor Conference.

 

9

This excerpt taken from the SWY 8-K filed Oct 12, 2006.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

 

99.1    Press Release dated October 12, 2006 of Safeway Inc.

 

4


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  SAFEWAY INC.
  (Registrant)
Date: October 12, 2006   By:  

/s/ Robert A. Gordon

  Name:   Robert A. Gordon
  Title:  

Senior Vice President,

Secretary & General Counsel

 

5


EXHIBIT INDEX

 

Exhibit No.    
99.1   Press Release dated October 12, 2006 of Safeway Inc.

 

6

This excerpt taken from the SWY 8-K filed Jul 20, 2006.

Item 9.01. Financial Statements and Exhibits.

 

(d) Exhibits.

 

99.1    Press Release dated July 20, 2006 of Safeway Inc.

 

4


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

   

SAFEWAY INC.

(Registrant)

Date: July 20, 2006   By:  

/s/    Robert A. Gordon

  Name:   Robert A. Gordon
  Title:   Senior Vice President,
    Secretary & General Counsel

 

5


EXHIBIT INDEX

 

Exhibit No.    
99.1   Press Release dated July 20, 2006 of Safeway Inc.

 

6

This excerpt taken from the SWY 8-K filed Apr 27, 2006.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

99.1     Press Release dated April 27, 2006 of Safeway Inc.

 

4


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  SAFEWAY INC.
  (Registrant)
Date: April 27, 2006   By:  

  /s/    Robert A. Gordon

  Name:   Robert A. Gordon
  Title:   Senior Vice President,
    Secretary & General Counsel

 

5


EXHIBIT INDEX

 

Exhibit No.    
99.1   Press Release dated April 27, 2006 of Safeway Inc.

 

6

This excerpt taken from the SWY 8-K filed Apr 10, 2006.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

The following exhibit is furnished pursuant to Item 7.01 of Form 8-K:

 

  99.1 Press Release dated April 10, 2006 of Safeway Inc.

 

3


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  SAFEWAY INC.
  (Registrant)
Date: April 10, 2006   By:  

/s/ Robert A. Gordon

  Name:   Robert A. Gordon
  Title:   Senior Vice President, Secretary
    & General Counsel

 

4


EXHIBIT INDEX

 

Exhibit No.     
99.1    Press Release dated April 10, 2006 of Safeway Inc.

 

5

This excerpt taken from the SWY 8-K filed Mar 28, 2006.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

 

Exhibit

Number

  

Description

1.1    Underwriting Agreement, dated March 23, 2006, by and among Safeway Inc., Banc of America Securities LLC and J.P. Morgan Securities Inc., as representatives of the several underwriters.
4.1    Indenture, dated as of September 10, 1997, between Safeway Inc. and The Bank of New York Trust Company, N.A., as Trustee and successor in interest to The Bank of New York (incorporated by reference to Exhibit 4.1 to the Company’s Form 8-K dated September 10, 1997).


4.2    Officers’ Certificate, dated as of March 28, 2006, pursuant to Sections 2.2 and 10.4 of the Indenture.
4.3    Form of Floating Rate Note Due 2009.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: March 28, 2006

 

SAFEWAY INC.
(Registrant)
By:  

/s/ Robert A. Gordon

  Robert A. Gordon
 

Senior Vice President,

Secretary and General Counsel


EXHIBIT INDEX

 

Exhibit

Number

  

Description

1.1    Underwriting Agreement, dated March 23, 2006, by and among Safeway Inc., Banc of America Securities LLC and J.P. Morgan Securities Inc., as representatives of the several underwriters.
4.1    Indenture, dated as of September 10, 1997, between Safeway Inc. and The Bank of New York Trust Company, N.A., as Trustee and successor in interest to The Bank of New York (incorporated by reference to Exhibit 4.1 to the Company’s Form 8-K dated September 10, 1997).
4.2    Officers’ Certificate, dated as of March 28, 2006, pursuant to Sections 2.2 and 10.4 of the Indenture.
4.3    Form of Floating Rate Note Due 2009.
This excerpt taken from the SWY 8-K filed Mar 15, 2006.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

 

3.2     Amended and Restated Bylaws of Safeway Inc., as amended on March 9, 2006.

 

99.1     Press Release dated March 15, 2006 of Safeway Inc.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  SAFEWAY INC.
  (Registrant)
Date: March 15, 2006   By:  

/s/ Robert A. Gordon

  Name:   Robert A. Gordon
  Title:   Senior Vice President,
    Secretary & General Counsel


EXHIBIT INDEX

 

Exhibit No.    
3.2   Amended and Restated Bylaws of Safeway Inc., as amended on March 9, 2006.
99.1   Press Release dated March 15, 2006 of Safeway Inc.
This excerpt taken from the SWY 8-K filed Feb 28, 2006.

Item 9.01. Financial Statements and Exhibits.

(c) Exhibits.

 

10.1   Blackhawk Marketing Services, Inc. 2006 Restricted Stock Plan for Eligible Employees of Safeway Inc.
10.2   Form of Restricted Stock Award Grant Notice and Restricted Stock Agreement

 

2


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  SAFEWAY INC.
  (Registrant)
Date: February 27, 2006   By:  

/s/ Robert A. Gordon

  Name:   Robert A. Gordon
  Title:   Senior Vice President, Secretary & General Counsel

 

3


EXHIBIT INDEX

 

Exhibit No.    
10.1   Blackhawk Marketing Services, Inc. 2006 Restricted Stock Plan for Eligible Employees of Safeway Inc.
10.2   Form of Restricted Stock Award Grant Notice and Restricted Stock Agreement

 

4

This excerpt taken from the SWY 8-K filed Feb 23, 2006.

Item 9.01. Financial Statements and Exhibits.

(c) Exhibits.

 

99.1 Press Release dated February 23, 2006 of Safeway Inc.

 

5


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  SAFEWAY INC.
  (Registrant)
Date: February 23, 2006   By:  

/s/ Robert A. Gordon

  Name:   Robert A. Gordon
  Title:   Senior Vice President,
    Secretary & General Counsel

 

6


EXHIBIT INDEX

 

Exhibit No.    
99.1   Press Release dated February 23, 2006 of Safeway Inc.

 

7

This excerpt taken from the SWY 8-K filed Dec 14, 2005.

Item 9.01. Financial Statements and Exhibits.

 

(c) Exhibits.

 

99.1    Press Release dated December 14, 2005 of Safeway Inc.
99.2    Certain Slides Presented at December 14, 2005 Investor Conference.

 

6


Forward Looking Statement

 

This Current Report on Form 8-K contains certain forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. Such statements relate to, among other things, estimates of diluted earnings per share, identical store sales, comparable store sales, dividend payments, capital expenditures, free cash flow, and effects of restructuring labor contracts and are indicated by words or phrases such as “guidance,” “expects,” “estimate,” “forecast” and similar words or phrases. These statements are based on our current plans and expectations and involve risks and uncertainties which are, in many instances, beyond our control, including general business and economic conditions, competitive factors, currency valuations, results of our programs to reduce costs, increase sales and improve capital management, achievement of operating improvements in companies that we acquire, labor costs, labor disputes that may arise from time to time, and work stoppages that could occur in areas where certain collective bargaining agreements have expired or are on indefinite extensions or are scheduled to expire in the near future, voluntary employee buyouts, unanticipated events or changes in future operating results, financial condition, real estate matters, including dispositions and impairments, or business over time, performance in new business ventures, or unfavorable legislative, regulatory, tax or judicial developments, that could cause actual events and results to vary significantly from those included in or contemplated by such statements. We undertake no obligation to update forward-looking statements to reflect developments or information obtained after the date hereof and disclaim any obligation to do so. Please refer to our reports and filings with the Securities and Exchange Commission, including the Annual Report to Stockholders in our most recent Form 10-K and subsequent Quarterly Reports on Form 10-Q for a further discussion of these risks and uncertainties.

 

7


SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    SAFEWAY INC.
    (Registrant)
Date: December 14, 2005   By:  

/s/ Robert A. Gordon


    Name:   Robert A. Gordon
    Title:   Senior Vice President, Secretary & General Counsel

 

8


EXHIBIT INDEX

 

Exhibit No.

    
99.1    Press Release dated December 14, 2005 of Safeway Inc.
99.2    Certain Slides Presented at December 14, 2005 Investor Conference.

 

9

This excerpt taken from the SWY 8-K filed Oct 18, 2005.

Item 9.01. Financial Statements and Exhibits.

 

(c) Exhibits.

 

The following exhibit is furnished pursuant to Item 2.02 of Form 8-K:

 

  99.1 Press Release dated October 18, 2005 of Safeway Inc.

 

5


SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    SAFEWAY INC.
    (Registrant)
Date: October 18, 2005   By:  

/s/ Robert A. Gordon


    Name:   Robert A. Gordon
    Title:  

Senior Vice President, Secretary

& General Counsel

 

6


EXHIBIT INDEX

 

Exhibit No.

   
99.1   Press Release dated October 18, 2005 of Safeway Inc.

 

7

This excerpt taken from the SWY 8-K filed Aug 19, 2005.

Item 9.01. Financial Statements and Exhibits.

 

(c) Exhibits.

 

The following exhibit is furnished pursuant to Item 7.01 of Form 8-K:

 

99.1    Press Release dated August 18, 2005 of Safeway Inc.

 

3


SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    SAFEWAY INC.
    (Registrant)
Date: August 19, 2005   By:  

/s/ Robert A. Gordon


    Name:   Robert A. Gordon
    Title:   Senior Vice President
        & General Counsel

 

4


EXHIBIT INDEX

 

Exhibit No.

   
99.1   Press Release dated August 18, 2005 of Safeway Inc.

 

5

This excerpt taken from the SWY 8-K filed Jul 26, 2005.

Item 9.01. Financial Statements and Exhibits.

 

(c) Exhibits.

 

The following exhibit is furnished pursuant to Item 2.02 of Form 8-K:

 

99.1     Press Release dated July 26, 2005 of Safeway Inc.

 

4


SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    SAFEWAY INC.
    (Registrant)
Date: July 26, 2005   By:  

/s/ Robert A. Gordon


    Name:   Robert A. Gordon
    Title:   Senior Vice President & General Counsel

 

5


EXHIBIT INDEX

 

Exhibit No.

   
99.1   Press Release dated July 26, 2005 of Safeway Inc.

 

6

This excerpt taken from the SWY 8-K filed May 27, 2005.

Item 9.01. Financial Statements and Exhibits.

 

(c) Exhibits.

 

The following exhibit is furnished pursuant to Item 7.01 of Form 8-K:

 

  99.1 Press Release dated May 26, 2005 of Safeway Inc.

 

3


SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    SAFEWAY INC.
    (Registrant)
Date: May 27, 2005   By:  

/s/ Robert A. Gordon


    Name:   Robert A. Gordon
    Title:   Senior Vice President & General Counsel

 

4


EXHIBIT INDEX

 

Exhibit No.

   
99.1   Press Release dated May 26, 2005 of Safeway Inc.

 

5

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