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SWY » Topics » Adjustments for Stock Splits, Recapitalizations and Mergers

This excerpt taken from the SWY DEF 14A filed Apr 4, 2007.

Adjustments for Stock Splits, Recapitalizations and Mergers

 

In the event of any recapitalization, reclassification, stock split, reverse stock split, reorganization, merger, consolidation, split-up, spin-off or other transaction that affects our Common Stock, the administrator of the 2007 Plan will equitably adjust any or all of the following in order to prevent the dilution or enlargement of the benefits or potential benefits intended to be made available under the 2007 Plan or with respect to any award:

 

  •  

the number and kind of shares of Common Stock (or other securities or property) with respect to which awards may be granted or awarded under the 2007 Plan;

  •  

the limitation on the maximum number and kind of shares that may be subject to one or more awards granted to any one individual during any calendar year;

  •  

the number and kind of shares of Common Stock (or other securities or property) subject to outstanding awards under the 2007 Plan;

  •  

the number and kind of shares of Common Stock (or other securities or property) for which automatic grants are subsequently to be made to non-employee directors; and

  •  

the grant or exercise price with respect to any outstanding award.

 

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