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This excerpt taken from the SWY DEF 14A filed Mar 27, 2009. SECTION 16(a) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE
Section 16(a) of the Securities Exchange Act of 1934 requires our executive officers, directors and holders of more than 10% of our equity securities to file reports of ownership and changes in ownership of our securities (Forms 3, 4 and 5) with the SEC. To the best of our knowledge, based solely on a review of the Section 16(a) reports and written statements from executive officers and directors, for fiscal 2008, all required reports of executive officers and directors were filed on time.
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Table of ContentsThis excerpt taken from the SWY DEF 14A filed Apr 2, 2008. SECTION 16(a) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE
Section 16(a) of the Securities Exchange Act of 1934 requires our executive officers, directors and holders of more than 10% of our equity securities to file reports of ownership and changes in ownership of our securities (Forms 3, 4 and 5) with the SEC. To the best of our knowledge, based solely on a review of the Section 16(a) reports and written statements from executive officers and directors, for fiscal 2007, all required reports of executive officers and directors were filed on time.
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Table of ContentsThis excerpt taken from the SWY DEF 14A filed Apr 4, 2007. SECTION 16(A) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE
Section 16(a) of the Securities Exchange Act of 1934 requires the Company’s executive officers, directors and holders of more than 10% of the Company’s equity securities to file with the SEC reports of ownership and changes in ownership of the Company’s securities (Forms 3, 4 and 5). To the best of the Company’s knowledge, based solely on a review of the Section 16(a) reports and written statements from executive officers and directors, for fiscal 2006, all required reports of executive officers and directors were filed on time. However, following the mailing of the definitive proxy statement for the Company’s 2006 Annual Meeting of Stockholders, the Company became aware that Brian C. Cornell filed a late Form 4 reporting a 2005 transaction with Safeway in which shares were used to pay a tax liability associated with restricted stock. In addition, in January 2007, Steven A. Burd filed a late Form 5 reporting two transactions in each of 2000 and 2001 in which Mr. Burd gifted shares of Common Stock.
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This excerpt taken from the SWY DEF 14A filed Apr 12, 2006. Section 16(a) Beneficial Ownership Reporting Compliance
Section 16(a) of the Securities Exchange Act of 1934, as amended, requires the Company’s executive officers, directors, and holders of more than 10% of the Company’s equity securities to file with the SEC reports of ownership and changes in ownership of the Company’s securities (Forms 3, 4 and 5). To the best of the Company’s knowledge, based solely on a review of the Section 16(a) reports and written statements from executive officers and directors, for fiscal 2005 all required reports of executive officers and directors were filed on time.
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This excerpt taken from the SWY DEF 14A filed Apr 12, 2005. Section 16(a) Beneficial Ownership Reporting Compliance
Section 16(a) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), requires the Company’s executive officers, directors, and holders of more than 10% of the Company’s equity securities to file with the SEC reports of ownership and changes in ownership of Common Stock (Forms 3, 4 and 5). To the best of the Company’s knowledge, for fiscal 2004 all filing requirements applicable to its executive officers and directors were complied with.
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