SKS » Topics » Item 6. EXHIBITS

This excerpt taken from the SKS 8-K filed Dec 4, 2009.

(d) Exhibits

 

Exhibit

  

Description of Document

99.1    See exhibit index following the signature page.


This excerpt taken from the SKS 10-Q filed Dec 2, 2008.

Item 6. EXHIBITS

 

  4.1   Rights Agreement, dated as of November 25, 2008, by and between Saks Incorporated and The Bank of New York Mellon, as Rights Agent (incorporated herein by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K, filed with the Securities and Exchange Commission on November 26, 2008).
10.1   Amended and Restated Saks Incorporated Employee Stock Purchase Plan, effective September 16, 2008
31.1   Certification of Chief Executive Officer, Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2   Certification of Chief Financial Officer, Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
32.1   Certification of Chief Executive Officer, Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. 1350)
32.2   Certification of Chief Financial Officer, Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. 1350)

 

39


Table of Contents

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

    SAKS INCORPORATED
    Registrant
Date December 2, 2008    

/s/ Kevin G. Wills

   

Kevin G. Wills

On behalf of registrant and as Executive Vice President and Chief Financial Officer

    (Principal Financial Officer)

 

40

This excerpt taken from the SKS 10-Q filed Dec 6, 2007.

Item 6. EXHIBITS

 

10.1

   Form of Employment Agreement for Executive Officers

10.2

   Saks Incorporated Severance Plan

31.1

   Certification of Chief Executive Officer, Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

31.2

   Certification of Chief Financial Officer, Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

32.1

   Certification of Chief Executive Officer, Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. 1350)

32.2

   Certification of Chief Financial Officer, Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. 1350)

 

45


Table of Contents

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

    SAKS INCORPORATED
    Registrant

Date December 6, 2007

   

/s/ Kevin G. Wills

    Kevin G. Wills
   

On behalf of registrant and as Executive

Vice President and Chief Financial Officer

(Principal Financial Officer)

 

46

This excerpt taken from the SKS 8-K filed Jul 31, 2007.

(d) Exhibits

10.1   Employment Agreement dated as of July 31, 2007 between Saks Incorporated and Stephen I. Sadove
10.2   Employment Agreement dated as of July 31, 2007 between Saks Incorporated and Ronald L. Frasch
10.3   Amendment No. 1 to the Saks Incorporated 2004 Long-Term Incentive Plan

 

3


This excerpt taken from the SKS 8-K filed Apr 19, 2007.

(c) Exhibits

 

99.1

  News release dated April 19, 2007 concerning R. Brad Martin and Stephen I. Sadove


99.2

  Agreement dated April 19, 2007 between the Company and R. Brad Martin

99.3

  News release dated April 17, 2007 concerning Kevin G. Wills

99.4

  Employment Agreement dated April 17, 2007 between the Company and Kevin G. Wills

99.5

  Amended and Restated Charter, as amended

99.6

  Amended and Restated Bylaws, as amended


This excerpt taken from the SKS 8-K filed Mar 14, 2007.

(c) Exhibits

 

Exhibit

  

Description of Document

99.1

   Copy of the Company’s March 14, 2007 news release.


This excerpt taken from the SKS 8-K filed Feb 6, 2007.

(d) Exhibits

 

99.1    News release dated February 2, 2007 (relating to, among other items, the resignation of James A. Coggin)
99.2    News release dated February 2, 2007 (relating to, among other items, the appointment of Ronald L. Frasch)
99.3    Employment Agreement dated January 9, 2004 between Jackson Office Properties, Inc. (successor in interest to McRae’s, Inc.) and Ronald L. Frasch.


This excerpt taken from the SKS 10-Q filed Dec 6, 2006.

Item 6. EXHIBITS

 

10.1   Third Amendment and Waiver to Credit Agreement
31.1   Certification of Chief Executive Officer, Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2   Certification of Chief Accounting Officer, Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
32.1   Certification of Chief Executive Officer, Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. 1350)
32.2   Certification of Chief Accounting Officer, Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. 1350)

 

51


Table of Contents

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

SAKS INCORPORATED
Registrant

December 6, 2006

Date

/s/ Kevin G. Wills

Kevin G. Wills
Executive Vice President of Finance and
Chief Accounting Officer

 

52

This excerpt taken from the SKS 8-K filed Oct 23, 2006.

(c) Exhibits

 

Exhibit   

Description of Document

99.1    Letter agreement dated October 23, 2006 with Douglas E. Coltharp
99.2    Letter agreement dated October 23, 2006 with Kevin G. Wills
99.3    Letter agreement dated October 23, 2006 with Charles J. Hansen
99.4    Employment Agreement dated September 21, 2005 between the Company and Michael G. Archbold
99.5    News release dated October 23, 2006


This excerpt taken from the SKS 8-K filed Sep 21, 2006.

(d) Exhibits.

 

Exhibits    
99.1   Employment Agreement Between Saks Incorporated and Julia A. Bentley, dated September 15, 2006.


This excerpt taken from the SKS 10-Q filed Sep 6, 2006.

Item 6. EXHIBITS

 

31.1   Certification of Chief Executive Officer, Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2   Certification of Chief Accounting Officer, Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
32.1   Certification of Chief Executive Officer, Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. 1350)
32.2   Certification of Chief Accounting Officer, Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. 1350)

 

54


Table of Contents

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

SAKS INCORPORATED
Registrant
September 6, 2006
Date

/s/ Kevin G. Wills

Kevin G. Wills
Executive Vice President of Finance and
Chief Accounting Officer

 

55

This excerpt taken from the SKS 8-K filed Aug 7, 2006.

Exhibits

 

Exhibit A   Transition Services Agreement
Exhibit B   Software License Agreement
Exhibit C   CLL Licensed Departments Agreement
Exhibit D   Birmingham Sublease
Exhibit E   Private Brands Agreement
Exhibit F   Assigned Contracts
Exhibit G   Register Cash by Store
Exhibit H   Certain Enterprise Agreements
Exhibit I   Certain Business Employees
Exhibit J   Excluded Corporate Employees
Exhibit K   Third Party Brands
This excerpt taken from the SKS 8-K filed Jun 9, 2006.

(d) Exhibits.

 

Exhibits    
99.1   Employment Agreement Between Saks Incorporated and James A. Coggin, dated June 8, 2006.
99.2   Employment Agreement Between Saks Incorporated and Douglas E. Coltharp, dated June 8, 2006.
99.3   Employment Agreement Between Saks Incorporated and Charles J. Hansen, dated June 8, 2006.
99.4   Employment Agreement Between Saks Incorporated and Kevin G. Wills, dated June 8, 2006.

 

6


This excerpt taken from the SKS 10-Q filed Jun 6, 2006.

Item 6. EXHIBITS

 

  31.1 Certification of Chief Executive Officer, Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

 

  31.2 Certification of Chief Accounting Officer, Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

 

  32.1 Certification of Chief Executive Officer, Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. 1350)

 

  32.2 Certification of Chief Accounting Officer, Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. 1350)

 

42


Table of Contents

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

SAKS INCORPORATED
Registrant
June 5, 2006
Date

/s/ Kevin G. Wills

Kevin G. Wills
Executive Vice President of Finance and
Chief Accounting Officer

 

43

This excerpt taken from the SKS 8-K filed May 10, 2006.

(c) Exhibits

 

Exhibit   

Description of Document

99.1    Copy of agreement between Saks Incorporated and Kevin G. Wills dated April 14, 2006.

 

2


This excerpt taken from the SKS 8-K filed Jan 10, 2006.

(c) Exhibits

 

Exhibit

 

Description of Document


99.1   News release dated January 9, 2006

 

2


This excerpt taken from the SKS 10-Q filed Dec 8, 2005.

Item 6. EXHIBITS

 

31.1  

Certification of Chief Executive Officer, Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

31.2  

Certification of Chief Accounting Officer, Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

32.1  

Certification of Chief Executive Officer, Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. 1350)

32.2  

Certification of Chief Accounting Officer, Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. 1350)

 

99


Table of Contents

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

SAKS INCORPORATED
Registrant

December 8, 2005


Date

/s/ Kevin G. Wills


Kevin G. Wills
Executive Vice President of Finance and
Chief Accounting Officer

 

100

This excerpt taken from the SKS 8-K filed Nov 3, 2005.

Exhibits

 

Exhibit 2.6(a)   Assigned Contracts
Exhibit 2.6(b)(i)   Lease Agreement
Exhibit 2.6(b)(ii)   Subject Store
Exhibit A   NDSG Owned Brands
Exhibit B   Register Cash by Store
Exhibit C   Leased Department Agreements
Exhibit D   Certain Agreements
Exhibit E   Buyer Transition Services Agreement
Exhibit F   Seller Transition Services Agreement
Exhibit G   Private Brands Agreement
Exhibit H   Trademark License Agreement
Exhibit I   Software License Agreement
Exhibit J   Club Libby Lu Licensed Department Agreement
Exhibit K   Non-Store Business Employees
Exhibit L   Corporate Employees
Exhibit M   Plan of Reorganization

 

This excerpt taken from the SKS 10-Q filed Oct 17, 2005.

Item 6. EXHIBITS

 

31.1    Certification of Chief Executive Officer, Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2    Certification of Chief Accounting Officer, Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
32.1    Certification of Chief Executive Officer, Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. 1350)
32.2    Certification of Chief Accounting Officer, Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. 1350)

 

95


Table of Contents

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

SAKS INCORPORATED
Registrant

October 14, 2005


Date

/s/ Kevin G. Wills


Kevin G. Wills

Executive Vice President of Finance and

Chief Accounting Officer

 

96

This excerpt taken from the SKS 8-K filed Aug 25, 2005.

(c) Exhibits

 

Exhibit

 

Description of Document


4.1   Instrument of Resignation, Appointment and Acceptance, dated as of August 22, 2005, by and among Saks Incorporated, J.P. Morgan Trust Company, National Association, and The Bank Of New York Trust Company, N.A. (8 1/4% Notes due 2008)
4.2   Instrument of Resignation, Appointment and Acceptance, dated as of August 22, 2005, by and among Saks Incorporated, J.P. Morgan Trust Company, National Association, and The Bank Of New York Trust Company, N.A. (7 1/2% Notes due 2010)
4.3   Instrument of Resignation, Appointment and Acceptance, dated as of August 22, 2005, by and among Saks Incorporated, J.P. Morgan Trust Company, National Association, and The Bank Of New York Trust Company, N.A. (9 7/8% Notes due 2011)
4.4   Instrument of Resignation, Appointment and Acceptance, dated as of August 22, 2005, by and among Saks Incorporated, J.P. Morgan Trust Company, National Association, and The Bank Of New York Trust Company, N.A. (7 3/8% Notes due 2019)
99.1   News release dated August 24, 2005

 

2


This excerpt taken from the SKS 8-K filed Jun 29, 2005.

(c) Exhibits

 

Exhibit

 

Description of Document


99.1   Copy of form of Performance Share Agreement between the Company and each Award recipient dated June 16, 2004 and the form Supplement to Performance Share Agreement dated June 27, 2005 with respect to each Award.
99.2   Copy of Supplement to Performance Share Agreement dated June 27, 2005 used to evidence the Stock Bonus Award.

 

2


This excerpt taken from the SKS 8-K filed Jun 22, 2005.

(c) Exhibits

 

Exhibit

  

Description of Document


99.1    Offers to Purchase and Consent Solicitations Statement dated June 20, 2005
99.2    Letter of Transmittal and Consent
99.3    Consent Solicitation Statement dated June 20, 2005
99.4    Consent Form

 

This excerpt taken from the SKS 8-K filed Jun 17, 2005.

(c) Exhibits

 

Exhibit    Description of Document
99.1    Copy of the Company’s June 17, 2005 news release.

 

This excerpt taken from the SKS 8-K filed Jun 3, 2005.

(c) Exhibits

 

Exhibit

  

Description of Document


99.1    Copy of the Company’s June 3, 2005 news release.

 

This excerpt taken from the SKS 8-K filed May 18, 2005.

(c) Exhibits

 

Exhibit

  

Description of Document


99.1    Copy of Restricted Stock Agreement between the Company and the Executive dated May 18, 2005 and the Supplement to Restricted Stock Agreement dated May 18, 2005

 

2


This excerpt taken from the SKS 8-K filed May 2, 2005.

Exhibits

 

2.5

   Accounts Payable

A

   Assignment and Assumption Agreement (Real Estate)

B

   Bill of Sale, Assignment and Assumption Agreement

C

   Register and Store Safe Cash by Store

D

   [Reserved]

E

   Owned Real Estate

F

   Leased Real Estate

G

   Intellectual Property Assets

H

   Excluded Intellectual Property

I

   Customer Information

J

   Software

K

   Excluded Contracts

L

   Excluded Real Estate

M

   Excluded Personal Property

N

   Transition Services Agreement

O

   Club Libby Lu Licensed Departments Agreement

P

   Private Brands Agreement

Q

   Forms of Grant Deeds

R

   Leased Department Agreements

S

   Equipment Agreements

T

   Lease Agreement

U

   Rights of First Refusal with Respect to Certain Properties

V

   Form of Section 1445 Affidavit

 

iv


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