SBKC » Topics » INDEX

This excerpt taken from the SBKC 8-K filed Jul 6, 2009.

EXHIBIT INDEX

 

Exhibit

Number

 

Description

99.1

  Press Release of Security Bank Corporation, dated July 6, 2009.

 

4

These excerpts taken from the SBKC 10-K filed Mar 16, 2009.

EXHIBIT INDEX

 

Exhibit No

  

Description

  3.1      Amended and Restated Articles of Incorporation (incorporated by reference to Exhibit 3.1 to registrant’s Form
8-K (File No. 000-23261) filed with the SEC on December 30, 2008).
  3.2      Amended and Restated Bylaws (incorporated by reference to Exhibit 3.2 to registrant’s Form 10-Q (File No.
000-23261) filed with the SEC on August 8, 2008).
  4.1      See Exhibits 3.1, and 3.2 for provisions of Amended and Restated Articles of Incorporation and Bylaws, as amended, which define the rights of its shareholders.
  4.2      Form of Stock Certificate (incorporated herein by reference as Exhibit 4.1 to the registrant’s Registration Statement on Form S-4 (File No. 333-49977) filed with the SEC on April 13, 1998).
*10.1    1999 Incentive Stock Option Plan (incorporated by reference as Appendix A to the registrant’s Definitive Proxy Statement (File No. 000-23261) filed on March 30, 1999).
*10.2    2002 Incentive Stock Option Plan (incorporated by reference as Appendix A to the registrant’s definitive proxy statement (File No. 000-23261) filed on March 15, 2002).
*10.3    Amended and Restated Employment Agreement with Richard A. Collinsworth dated December 18, 2007 (incorporated herein by reference as Exhibit 10.2 to the registrant’s Current Report on Form 8-K (File No.
000-23261) filed with the SEC on December 21, 2007).
*10.4    Amended and Restated Employment Agreement with James R. McLemore, Jr. dated December 18, 2007 (incorporated herein by reference as Exhibit 10.3 to the registrant’s Current Report on Form 8-K (File No.
000-23261) filed with the SEC on December 21, 2007).
*10.5    Amended and Restated Employment Agreement with Tony E. Collins dated December 18, 2007 (incorporated herein by reference as Exhibit 10.4 to the registrant’s Current Report on Form 8-K (File No. 000-23261) filed with the SEC on December 21, 2007).
10.6    Separation Agreement with H. Averett Walker dated October 10, 2008 (incorporated by reference as Exhibit 10.1 to the registrant’s Current Report on Form 8-K (File No. 000-23261) filed on October 16, 2008).
*10.7    Employment Agreement between Security Bank Corporation, Security Interim Bank and Thad G. Childs, Jr. dated May 30, 2003 (incorporated herein by reference as Exhibit 10.8 to the registrant’s Registration Statement on Form S-4 (File No. 333-103554) filed with the SEC on March 3, 2003).
*10.8    2003 Restricted Stock Bonus Plan (incorporated by reference as Exhibit 4.1 to the registrant’s Registration Statement on Form S-8 (File No. 333-116592) filed with the SEC on June 17, 2004).
*10.9    2004 Omnibus Stock Ownership and Long Term Incentive Plan (incorporated by reference as Appendix B to the registrant’s Definitive Proxy Statement (File No. 000-23261) filed on March 25, 2004).
*10.10    2004 Employee Stock Purchase Plan (incorporated by reference as Appendix D to the registrant’s Definitive Proxy Statement (File No. 000-23261) filed on March 25, 2004).
*10.11    2007 Omnibus Long Term Incentive Plan (incorporated by reference as Appendix C to the registrant’s Definitive Proxy Statement (File No. 000-23261) filed on March 28, 2007).
10.12    First Modification to Note and Stock Pledge Agreement with the Bankers Bank dated July 20, 2007 (incorporated by reference as Exhibit 10.13 to the registrant’s Form 10-Q (SEC File No. 000-23261), filed on August 8, 2007).

 

73


Table of Contents

Exhibit No

  

Description

10.13    Renewal of the Line of Credit Agreement with Thomasville National Bank dated March 22, 2007 (incorporated by reference as Exhibit 10.14 to the registrant’s Form 10-Q (SEC File No. 000-23261), filed on August 8, 2007).
10.14    Subordinated Note and Purchase Agreement with Financial Stocks Capital Partners IV, L.P. and Financial Stocks Capital Partners V, L.P. dated April 28, 2008 (incorporated by reference as Exhibit 10.1 to the registrant’s Form 8-K (File No. 000-23261), filed on April 30, 2008).
10.15    Form of Note dated April 28, 2008 (incorporated by reference as Exhibit 10.2 to the registrant’s Form 8-K (File No. 000-23261), filed on April 30, 2008).
10.16    Form of Voting Warrant dated April 28, 2008 (incorporated by reference as Exhibit 10.3 to the registrant’s Form 8-K (File No. 000-23261), filed on April 30, 2008).
10.17    Form of Stock Appreciation Right dated April 28, 2008 (incorporated by reference as Exhibit 10.4 to the registrant’s Form 8-K (File No. 000-23261), filed on April 30, 2008).
10.18    Form of Non-Voting Warrant dated April 28, 2008 (incorporated by reference as Exhibit 10.5 to the registrant’s Form 8-K (File No. 000-23261), filed on April 30, 2008).
10.19    Registration Agreement dated April 28, 2008 (incorporated by reference as Exhibit 10.6 to the registrant’s Form 8-K (File No. 000-23261), filed on April 30, 2008).
11    Statement of Computation of Earnings Per Share.
13    Consolidated Financial Statements of Security Bank Corporation as of December 31, 2008, 2007 and 2006.
21    Schedule of Subsidiaries of Registrant.
23    Consent of McNair, McLemore, Middlebrooks & Co., LLP.
31.1    Certificate of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2    Certificate of the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32    Certificate of the Chief Executive Officer and Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

 

* Indicates a management contract or compensatory plan or arrangement.

 

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EXHIBIT INDEX

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Exhibit No

  

Description

  3.1    Amended and Restated Articles of Incorporation (incorporated by reference to Exhibit 3.1 to registrant’s Form
8-K (File No. 000-23261) filed with the SEC on December 30, 2008).
  3.2    Amended and Restated Bylaws (incorporated by reference to Exhibit 3.2 to registrant’s Form 10-Q (File No.
000-23261) filed with the SEC on August 8, 2008).
  4.1    See Exhibits 3.1, and 3.2 for provisions of Amended and Restated Articles of Incorporation and Bylaws, as amended, which define the rights of its shareholders.
  4.2    Form of Stock Certificate (incorporated herein by reference as Exhibit 4.1 to the registrant’s Registration Statement on Form S-4 (File No. 333-49977) filed with the SEC on
April 13, 1998).
*10.1  1999 Incentive Stock Option Plan (incorporated by reference as Appendix A to the registrant’s Definitive Proxy Statement (File No. 000-23261) filed on March 30,
1999).
*10.2  2002 Incentive Stock Option Plan (incorporated by reference as Appendix A to the registrant’s definitive proxy statement (File No. 000-23261) filed on March 15,
2002).
*10.3  Amended and Restated Employment Agreement with Richard A. Collinsworth dated December 18, 2007 (incorporated herein by reference as Exhibit 10.2 to the registrant’s Current Report
on Form 8-K (File No.
000-23261) filed with the SEC on December 21, 2007).
*10.4  Amended and Restated Employment Agreement with James R. McLemore, Jr. dated December 18, 2007 (incorporated herein by reference as Exhibit 10.3 to the registrant’s Current Report on
Form 8-K (File No.
000-23261) filed with the SEC on December 21, 2007).
*10.5  Amended and Restated Employment Agreement with Tony E. Collins dated December 18, 2007 (incorporated herein by reference as Exhibit 10.4 to the registrant’s Current Report on Form
8-K (File No. 000-23261) filed with the SEC on December 21, 2007).
10.6  Separation Agreement with H. Averett Walker dated October 10, 2008 (incorporated by reference as Exhibit 10.1 to the registrant’s Current Report on Form 8-K (File No. 000-23261)
filed on October 16, 2008).
*10.7  Employment Agreement between Security Bank Corporation, Security Interim Bank and Thad G. Childs, Jr. dated May 30, 2003 (incorporated herein by reference as Exhibit 10.8 to the
registrant’s Registration Statement on Form S-4 (File No. 333-103554) filed with the SEC on March 3, 2003).
*10.8  2003 Restricted Stock Bonus Plan (incorporated by reference as Exhibit 4.1 to the registrant’s Registration Statement on Form S-8 (File No. 333-116592) filed with the SEC on
June 17, 2004).
*10.9  2004 Omnibus Stock Ownership and Long Term Incentive Plan (incorporated by reference as Appendix B to the registrant’s Definitive Proxy Statement (File No. 000-23261) filed on
March 25, 2004).
*10.10  2004 Employee Stock Purchase Plan (incorporated by reference as Appendix D to the registrant’s Definitive Proxy Statement (File No. 000-23261) filed on March 25,
2004).
*10.11  2007 Omnibus Long Term Incentive Plan (incorporated by reference as Appendix C to the registrant’s Definitive Proxy Statement (File No. 000-23261) filed on March 28, 2007).
10.12  First Modification to Note and Stock Pledge Agreement with the Bankers Bank dated July 20, 2007 (incorporated by reference as Exhibit 10.13 to the registrant’s Form 10-Q (SEC File
No. 000-23261), filed on August 8, 2007).

 


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Exhibit No

  

Description

10.13  Renewal of the Line of Credit Agreement with Thomasville National Bank dated March 22, 2007 (incorporated by reference as Exhibit 10.14 to the registrant’s Form 10-Q (SEC File No.
000-23261), filed on August 8, 2007).
10.14  Subordinated Note and Purchase Agreement with Financial Stocks Capital Partners IV, L.P. and Financial Stocks Capital Partners V, L.P. dated April 28, 2008 (incorporated by reference as
Exhibit 10.1 to the registrant’s Form 8-K (File No. 000-23261), filed on April 30, 2008).
10.15  Form of Note dated April 28, 2008 (incorporated by reference as Exhibit 10.2 to the registrant’s Form 8-K (File No. 000-23261), filed on April 30, 2008).
10.16  Form of Voting Warrant dated April 28, 2008 (incorporated by reference as Exhibit 10.3 to the registrant’s Form 8-K (File No. 000-23261), filed on April 30,
2008).
10.17  Form of Stock Appreciation Right dated April 28, 2008 (incorporated by reference as Exhibit 10.4 to the registrant’s Form 8-K (File No. 000-23261), filed on April 30, 2008).
10.18  Form of Non-Voting Warrant dated April 28, 2008 (incorporated by reference as Exhibit 10.5 to the registrant’s Form 8-K (File No. 000-23261), filed on April 30,
2008).
10.19  Registration Agreement dated April 28, 2008 (incorporated by reference as Exhibit 10.6 to the registrant’s Form 8-K (File No. 000-23261), filed on April 30,
2008).
11  Statement of Computation of Earnings Per Share.
13  Consolidated Financial Statements of Security Bank Corporation as of December 31, 2008, 2007 and 2006.
21  Schedule of Subsidiaries of Registrant.
23  Consent of McNair, McLemore, Middlebrooks & Co., LLP.
31.1  Certificate of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2  Certificate of the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32  Certificate of the Chief Executive Officer and Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

 





*Indicates a management contract or compensatory plan or arrangement.

 


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This excerpt taken from the SBKC 8-K filed Feb 3, 2009.

EXHIBIT INDEX

 

Exhibit

Number

 

Description

99.1*   Press Release of Security Bank Corporation, dated January 29, 2009

 

* As described in Item 2.02 of this Current Report, this exhibit is “furnished” and not “filed” with this Current Report.

 

4

This excerpt taken from the SBKC 8-K filed Dec 30, 2008.

EXHIBIT INDEX

 

Exhibit

Number

 

Description

  3.1   Security Bank Corporation Amended and Restated Articles of Incorporation
99.1   Press Release of Security Bank Corporation, dated December 23, 2008

 

4

This excerpt taken from the SBKC 8-K filed Nov 3, 2008.

EXHIBIT INDEX

 

Exhibit

Number

  

Description

99.1*    Press Release of Security Bank Corporation, dated October 28, 2008

 

* As described in Item 2.02 of this Current Report, this exhibit is “furnished” and not “filed” with this Current Report.

 

4

This excerpt taken from the SBKC 8-K filed Sep 22, 2008.

EXHIBIT INDEX

 

Exhibit

Number

  

Description

99.1    Press Release of Security Bank Corporation, dated September 17, 2008
This excerpt taken from the SBKC 8-K filed Aug 22, 2008.

EXHIBIT INDEX

 

Exhibit

Number

  

Description

99.1

   Press Release of Security Bank Corporation, dated August 20, 2008

 

4

This excerpt taken from the SBKC 8-K filed Jul 31, 2008.

EXHIBIT INDEX

Exhibit Number

     

Description

99.1*

 

Press Release of Security Bank Corporation, dated July 29, 2008

*

As described in Item 2.02 of this Current Report, this exhibit is “furnished” and not “filed” with this Current Report





This excerpt taken from the SBKC 8-K filed Jul 1, 2008.

EXHIBIT INDEX

 

Exhibit Number

  

Description

3.1    Security Bank Corporation Amended and Restated Articles of Incorporation
99.1    Press Release of Security Bank Corporation, dated June 26, 2008

 

 

4

This excerpt taken from the SBKC 8-K filed May 21, 2008.

EXHIBIT INDEX

 

Exhibit

Number

  

Description

99.1

   Press Release of Security Bank Corporation, dated May 20, 2008
This excerpt taken from the SBKC 8-K filed Apr 30, 2008.

EXHIBIT INDEX

 

Exhibit
Number

  

Description

10.1    Subordinated Note and Securities Purchase Agreement, dated April 28, 2008
10.2    Form of Note
10.3    Form of Voting Warrant
10.4    Form of Stock Appreciation Right
10.5    Form of Non-Voting Warrant
10.6    Registration Agreement
99.1    Press Release of Security Bank Corporation, dated April 29, 2008
99.2*    Press Release of Security Bank Corporation, dated April 29, 2008

 

* As described in Item 2.02 of this Current Report, this exhibit is “furnished” and not “filed” with this Current Report.

 

- 6 -

This excerpt taken from the SBKC 8-K filed Mar 18, 2008.

EXHIBIT INDEX

 

Exhibit

Number

 

Description

99.1   Press Release of Security Bank Corporation, dated March 14, 2008

 

4

These excerpts taken from the SBKC 10-K filed Mar 5, 2008.

EXHIBIT INDEX

 

Exhibit No.

  

Description

  3.1      Amended and Restated Articles of Incorporation, (incorporated by reference to Exhibit 3.1 to registrant’s Form 10-Q (File No. 000-23261) filed with the SEC on August 8, 2007).
  3.2      Amended and Restated Bylaws (incorporated by reference to Exhibit 3.2 to registrant’s Form 10-Q (File No. 000-23261) filed with the SEC on November 8, 2007).
  4.1      See Exhibits 3.1, and 3.2 for provisions of Amended and Restated Articles of Incorporation and Bylaws, as amended, which define the rights of its shareholders.
  4.2      Form of Stock Certificate (incorporated herein by reference as Exhibit 4.1 to the registrant’s Registration Statement on Form S-4 (File No. 333-49977) filed with the SEC on April 13, 1998).
*10.1    1999 Incentive Stock Option Plan (incorporated by reference as Appendix A to the registrant’s Definitive Proxy Statement (File No. 000-23261) filed on March 30, 1999).
*10.2    2002 Incentive Stock Option Plan (incorporated by reference as Appendix A to the registrant’s definitive proxy statement (File No. 000-23261) filed on March 15, 2002).
*10.3    Amended and Restated Employment Agreement with H. Averett Walker dated December 18, 2007 (incorporated herein by reference as Exhibit 10.1 to the registrant’s Current Report on Form 8-K (File No. 000-23261) filed with the SEC on December 21, 2007).
*10.4    Amended and Restated Employment Agreement with Richard A. Collinsworth dated December 18, 2007 (incorporated herein by reference as Exhibit 10.2 to the registrant’s Current Report on Form 8-K (File No. 000-23261) filed with the SEC on December 21, 2007).
*10.5    Amended and Restated Employment Agreement with James R. McLemore, Jr. dated December 18, 2007 (incorporated herein by reference as Exhibit 10.3 to the registrant’s Current Report on Form 8-K (File No. 000-23261) filed with the SEC on December 21, 2007).
*10.6    Amended and Restated Employment Agreement with Tony E. Collins dated December 18, 2007 (incorporated herein by reference as Exhibit 10.4 to the registrant’s Current Report on Form 8-K (File No. 000-23261) filed with the SEC on December 21, 2007).
10.7    Asset Purchase Agreement (Fairfield Financial) (incorporated by reference as Exhibit 10.7 to registrant’s Form 10-Q/A (SEC File No. 000-23261) filed on May 22, 2006).
*10.8    Employment Agreement between Security Bank Corporation, Security Interim Bank and Thad G. Childs, Jr. dated May 30, 2003 (incorporated herein by reference as Exhibit 10.8 to the registrant’s Registration Statement on Form S-4 (File No. 333-103554) filed with the SEC on March 3, 2003).
*10.9    2003 Restricted Stock Bonus Plan (incorporated by reference as Exhibit 4.1 to the registrant’s Registration Statement on Form S-8 (File No. 333-116592) filed with the SEC on June 17, 2004).
*10.10    2004 Omnibus Stock Ownership and Long Term Incentive Plan (incorporated by reference as Appendix B to the registrant’s Definitive Proxy Statement (File No. 000-23261) filed on March 25, 2004).
*10.11      2004 Employee Stock Purchase Plan (incorporated by reference as Appendix D to the registrant’s Definitive Proxy Statement (File No. 000-23261) filed on March 25, 2004).
*10.12      2007 Omnibus Long Term Incentive Plan (incorporated by reference as Appendix C to the registrant’s Definitive Proxy Statement (File No. 000-23261) filed on March 28, 2007).
10.13      First Modification to Note and Stock Pledge Agreement with the Bankers Bank dated July 20, 2007 (incorporated by reference as Exhibit 10.13 to the registrant’s Form 10-Q (SEC File No. 000-23261), filed on August 8, 2007).

 

63


Table of Contents

Exhibit No.

  

Description

10.14      Renewal of the Line of Credit Agreement with Thomasville National Bank dated March 22, 2007 (incorporated by reference as Exhibit 10.14 to the registrant’s Form 10-Q (SEC File No. 000-23261), filed on August 8, 2007).
11    Statement of Computation of Earnings Per Share.
13    Consolidated Financial Statements of Security Bank Corporation as of December 31, 2007 and 2006.
21    Schedule of Subsidiaries of Registrant.
23    Consent of McNair, McLemore, Middlebrooks & Co., LLP.
31.1    Certificate of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2    Certificate of the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32    Certificate of the Chief Executive Officer and Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

 

* Indicates a management contract or compensatory plan or arrangement.

 

64


EXHIBIT INDEX

 
































































































































Exhibit No.

  

Description

  3.1    Amended and Restated Articles of Incorporation, (incorporated by reference to Exhibit 3.1 to registrant’s Form 10-Q (File No. 000-23261) filed with the SEC on August 8,
2007).
  3.2    Amended and Restated Bylaws (incorporated by reference to Exhibit 3.2 to registrant’s Form 10-Q (File No. 000-23261) filed with the SEC on November 8, 2007).
  4.1    See Exhibits 3.1, and 3.2 for provisions of Amended and Restated Articles of Incorporation and Bylaws, as amended, which define the rights of its shareholders.
  4.2    Form of Stock Certificate (incorporated herein by reference as Exhibit 4.1 to the registrant’s Registration Statement on Form S-4 (File No. 333-49977) filed with the SEC on
April 13, 1998).
*10.1  1999 Incentive Stock Option Plan (incorporated by reference as Appendix A to the registrant’s Definitive Proxy Statement (File No. 000-23261) filed on March 30,
1999).
*10.2  2002 Incentive Stock Option Plan (incorporated by reference as Appendix A to the registrant’s definitive proxy statement (File No. 000-23261) filed on March 15,
2002).
*10.3  Amended and Restated Employment Agreement with H. Averett Walker dated December 18, 2007 (incorporated herein by reference as Exhibit 10.1 to the registrant’s Current Report on Form
8-K (File No. 000-23261) filed with the SEC on December 21, 2007).
*10.4  Amended and Restated Employment Agreement with Richard A. Collinsworth dated December 18, 2007 (incorporated herein by reference as Exhibit 10.2 to the registrant’s Current Report
on Form 8-K (File No. 000-23261) filed with the SEC on December 21, 2007).
*10.5  Amended and Restated Employment Agreement with James R. McLemore, Jr. dated December 18, 2007 (incorporated herein by reference as Exhibit 10.3 to the registrant’s Current Report on
Form 8-K (File No. 000-23261) filed with the SEC on December 21, 2007).
*10.6  Amended and Restated Employment Agreement with Tony E. Collins dated December 18, 2007 (incorporated herein by reference as Exhibit 10.4 to the registrant’s Current Report on Form
8-K (File No. 000-23261) filed with the SEC on December 21, 2007).
10.7  Asset Purchase Agreement (Fairfield Financial) (incorporated by reference as Exhibit 10.7 to registrant’s Form 10-Q/A (SEC File No. 000-23261) filed on May 22, 2006).
*10.8  Employment Agreement between Security Bank Corporation, Security Interim Bank and Thad G. Childs, Jr. dated May 30, 2003 (incorporated herein by reference as Exhibit 10.8 to the
registrant’s Registration Statement on Form S-4 (File No. 333-103554) filed with the SEC on March 3, 2003).
*10.9  2003 Restricted Stock Bonus Plan (incorporated by reference as Exhibit 4.1 to the registrant’s Registration Statement on Form S-8 (File No. 333-116592) filed with the SEC on June 17,
2004).
*10.10  2004 Omnibus Stock Ownership and Long Term Incentive Plan (incorporated by reference as Appendix B to the registrant’s Definitive Proxy Statement (File No. 000-23261) filed on
March 25, 2004).
*10.11    2004 Employee Stock Purchase Plan (incorporated by reference as Appendix D to the registrant’s Definitive Proxy Statement (File No. 000-23261) filed on March 25, 2004).
*10.12    2007 Omnibus Long Term Incentive Plan (incorporated by reference as Appendix C to the registrant’s Definitive Proxy Statement (File No. 000-23261) filed on March 28,
2007).
10.13    First Modification to Note and Stock Pledge Agreement with the Bankers Bank dated July 20, 2007 (incorporated by reference as Exhibit 10.13 to the registrant’s Form 10-Q (SEC File No.
000-23261), filed on August 8, 2007).

 


63







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Exhibit No.

  

Description

10.14    Renewal of the Line of Credit Agreement with Thomasville National Bank dated March 22, 2007 (incorporated by reference as Exhibit 10.14 to the registrant’s Form 10-Q (SEC File No.
000-23261), filed on August 8, 2007).
11  Statement of Computation of Earnings Per Share.
13  Consolidated Financial Statements of Security Bank Corporation as of December 31, 2007 and 2006.
21  Schedule of Subsidiaries of Registrant.
23  Consent of McNair, McLemore, Middlebrooks & Co., LLP.
31.1  Certificate of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2  Certificate of the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32  Certificate of the Chief Executive Officer and Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

 





*Indicates a management contract or compensatory plan or arrangement.

 


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Statement of Computation of Earnings Per Share



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