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This excerpt taken from the SIRI DEF 14A filed Apr 30, 2009. Section 16(a)
Beneficial Ownership Reporting Compliance
Based solely upon a review of Form 4s furnished to us
during our most recent fiscal year, we know of no director,
executive officer or beneficial owner of more than ten percent
of our common stock who failed to file on a timely basis reports
of beneficial ownership of our common stock as required by
Section 16(a) of the Securities Exchange Act of 1934, as
amended, other than a late filing by Ms. Dara Altman and
Mr. James Rhyu, our former Senior Vice President and Chief
Accounting Officer, in connection with the sale of certain
common stock to pay federal and state taxes associated with the
vesting of restricted stock in December 2008.
This excerpt taken from the SIRI 10-K filed Mar 10, 2009. Section 16(a) Beneficial Ownership Reporting Compliance Based solely upon a review of Forms 4 furnished to us during our most recent fiscal year, we know of no director, executive officer or beneficial owner of more than ten percent of our common stock who failed to file on a timely basis reports of beneficial ownership of our common stock as required by Section 16(a) of the Securities Exchange Act of 1934, as amended, other than a late filing by Ms. Dara Altman and Mr. James Rhyu, our former Senior Vice President and Chief Accounting Officer, in connection with the sale of certain common stock to pay federal and state taxes associated with the vesting of restricted stock in December 2008.
17
Table of ContentsThis excerpt taken from the SIRI DEF 14A filed Nov 4, 2008. Section 16(a)
Beneficial Ownership Reporting Compliance
Section 16(a) of the Securities Exchange Act of 1934, as
amended, requires our directors and executive officers and
persons who own more than 10% of our common stock to file
reports of ownership of our common stock and changes in such
ownership with the Securities and Exchange Commission, or the
SEC. Based on our records and other information, we believe that
all Section 16(a) forms required to be filed during 2007
were filed on a timely basis and in compliance with the
requirements of Section 16(a).
Table of Contents
This excerpt taken from the SIRI DEF 14A filed Apr 23, 2007. Section 16(a)
Beneficial Ownership Reporting Compliance
Section 16(a) of the Securities Exchange Act of 1934, as
amended, requires our directors and executive officers and
persons who own more than 10% of our common stock to file
reports of ownership of our common stock and changes in such
ownership with the Securities and Exchange Commission, or the
SEC. Based on our records and other information, we believe that
all Section 16(a) forms required to be filed during 2006
were filed on a timely basis and in compliance with the
requirements of Section 16(a).
This excerpt taken from the SIRI DEF 14A filed Apr 21, 2006. Section 16(a) Beneficial Ownership Reporting Compliance Section 16(a) of the Securities Exchange Act of 1934, as amended, requires our directors and executive officers to file reports of ownership of our common stock and changes in such ownership 4
with the Securities and Exchange Commission, or the SEC. Based on our records and other information, we believe that our executive officers met all applicable filing requirements during 2005 and our directors, with the exception of one late report filing by Leon D. Black, Lawrence F. Gilberti, James P. Holden, Warren N. Lieberfarb, James F. Mooney and Michael J. McGuiness in connection with their director compensation award, met all 2005 applicable filing requirements. This excerpt taken from the SIRI DEF 14A filed Apr 20, 2005. Section 16(a) Beneficial Ownership Reporting Compliance Section 16(a) of the Securities Exchange Act of 1934, as amended, requires our directors and executive officers to file reports of ownership of our common stock and changes in such ownership with the Securities and Exchange Commission, or the SEC. Based on our records and other information, we believe that our directors and executive officers met all applicable filing requirements during 2004, with the exception of James F. Mooney who filed one late report regarding the acquisition of shares held as custodian for a child. | EXCERPTS ON THIS PAGE:
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