How much stock do the directors and executive officers of SIRIUS own? for Sirius_XM

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SIRI » Topics » How much stock do the directors and executive officers of SIRIUS own?

This excerpt taken from the SIRI DEF 14A filed Apr 23, 2007.

How much stock do the directors and executive officers of SIRIUS own?

The following table shows the number of shares of common stock beneficially owned by each of our directors, our Chief Executive Officer, our Chief Financial Officer and the three other most highly compensated executive officers as of February 28, 2007. The table also shows common stock beneficially owned by all of our directors and executive officers as a group as of February 28, 2007.


						Shares
Name of	Number of Shares		Percent			Acquirable
Beneficial Owner	Beneficially Owned⁽¹⁾		of Class			within 60 days

Leon D. Black⁽²⁾		71,793		*			—
Joseph P. Clayton⁽³⁾		8,800,785		*			—
Lawrence F. Gilberti		201,078		*			—
James P. Holden		205,040		*			—
Warren N. Lieberfarb		109,765		*			—
Michael J. McGuiness		103,140		*			—
James F. Mooney⁽⁴⁾		125,538		*			—
Mel Karmazin		18,515,371		1.3	%		—
Scott A. Greenstein		3,547,420		*			450,000
James E. Meyer		2,350,768		*			—
Patrick L. Donnelly		2,003,015		*			—
David J. Frear⁽⁵⁾		1,916,060		*			—
All Executive Officers and Directors as a Group (12 persons)⁽⁶⁾		37,949,773		2.6	%		450,000


*		Less than 1% of our outstanding shares of common stock.

(1)		These amounts include shares of common stock, restricted shares of common stock and restricted stock units which the individuals hold and shares of common stock they have a right to acquire within the next 60 days through the exercise of stock options as shown in the last column. Also included are the shares of common stock acquired under our 401(k) savings plan as of February 28, 2007: Mr. Karmazin — 15,371 shares; Mr. Greenstein — 7,795 shares; Mr. Meyer — 6,894 shares; Mr. Donnelly — 5,038 shares; and Mr. Frear — 11,638 shares.

(2)		Mr. Black is the founding partner of Apollo Management, L.P., an affiliate of Apollo Investment Fund IV, L.P. and Apollo Overseas Partners IV, L.P. The number of shares shown in the table includes shares that Mr. Black owns directly. Mr. Black disclaims beneficial ownership of shares owned by Apollo Investment Fund IV, L.P. and Apollo Overseas Partners IV, L.P.

(3)		Includes 10,000 shares held by a partnership.

(4)		Includes 9,100 shares held as custodian for a child.

(5)		Includes 1,900 shares held by spouse.

(6)		Does not include 20,576,999 shares issuable under stock options that are not exercisable within 60 days.

This excerpt taken from the SIRI DEF 14A filed Apr 21, 2006.

How much stock do the directors and executive officers of SIRIUS own?

      The following table shows the number of shares of common stock beneficially owned by each of our directors, our Chief Executive Officer and the four other most highly compensated executive officers during 2005 as of February 28, 2006. The table also shows common stock beneficially owned by all of our directors and executive officers as a group as of February 28, 2006.

Name of
Beneficial Owner

Number of Shares
Beneficially Owned(1)

Percent
of Class

Shares
Acquirable
within 60 days

Leon D. Black⁽²⁾
     50,104      *      13,838

Joseph P. Clayton⁽³⁾
     9,247,260      *      6,350,000

Lawrence F. Gilberti
     189,389      *      53,838

James P. Holden
     183,351      *      53,838

Warren N. Lieberfarb
     88,076      *      13,838

Michael J. McGuiness
     81,451      *      13,838

James F. Mooney⁽⁴⁾
     103,849      *      13,838

Mel Karmazin
     11,506,975      *      6,000,000

Scott A. Greenstein
     3,325,874      *      1,600,000

James E. Meyer
     1,976,054      *      783,332

Patrick L. Donnelly
     3,259,175      *      1,983,332

David J. Frear⁽⁵⁾
     2,010,077      *      1,016,666

All Executive Officers and Directors as a Group
(12 persons)⁽⁶⁾
     32,021,635      2.3 %      17,896,358

* Less than 1% of our outstanding shares of common stock.

(1) These amounts include shares of common stock, restricted shares of common stock and restricted stock units which the individuals hold and shares of common stock they have a right to acquire within the next 60 days through the exercise of stock options as shown in the last column. Also included are the shares of common stock acquired under our 401(k) savings plan as of February 28, 2006: Mr. Karmazin—6,975 shares; Mr. Greenstein—1,638 shares; Mr. Meyer—1,160 shares; Mr. Donnelly—397 shares; and Mr. Frear—3,675 shares.

(2) Mr. Black is the founding partner of Apollo Management, L.P., an affiliate of Apollo Investment Fund IV, L.P. and Apollo Overseas Partners IV, L.P. Mr. Black disclaims beneficial ownership of all shares of our common stock in excess of his pecuniary interest.

(3) Includes 10,000 shares held by a partnership and 15,000 shares held in a trust. Mr. Clayton has adopted a plan pursuant to Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Pursuant to this plan, in 2006 Mr. Clayton may exercise options with respect to 3,100,000 shares of our common stock and sell the shares received upon exercise. The exercise of these options and the sale of the underlying common stock are subject to conditions contained in the plan.

(4) Includes 9,100 shares held as custodian for a child.

(5) Includes 1,900 shares held by spouse.

(6) Does not include 32,206,392 shares issuable under stock options that are not exercisable within 60 days.

This excerpt taken from the SIRI DEF 14A filed Apr 20, 2005.

How much stock do the directors and executive officers of SIRIUS own?

      The following table shows the number of shares of common stock beneficially owned by each of our directors, our Chief Executive Officer and the four other most highly compensated executive officers during 2004 as of February 28, 2005. The table also shows common stock beneficially owned by all of our directors and executive officers as a group as of February 28, 2005.

4

Name of
Beneficial Owner

Number of Shares
Beneficially Owned(1)

Percent
of Class

Shares
Acquirable
within 60 days

Leon D. Black⁽²⁾
     34,870      *      5,135

Joseph P. Clayton⁽³⁾
     15,152,438      1.1 %      10,000,000

Lawrence F. Gilberti
     195,117      *      70,135

James P. Holden
     168,117      *      45,135

Warren N. Lieberfarb
     72,842      *      5,135

Michael J. McGuiness
     66,217      *      5,135

James F. Mooney⁽⁴⁾
     88,615      *      5,135

Mel Karmazin
     4,502,973      *      —

Scott A. Greenstein
     3,078,072      *      1,600,000

James E. Meyer
     1,884,536      *      716,666

Patrick L. Donnelly
     2,973,122      *      1,716,666

David J. Frear⁽⁵⁾
     1,544,633      *      883,333

All Executive Officers and Directors as a Group
(12 persons)⁽⁶⁾
     29,761,552      2.2 %      15,052,475

* Less than 1% of our outstanding shares of common stock.

(1) These amounts include shares of common stock, restricted shares of common stock and restricted stock units which the individuals hold and shares of common stock they have a right to acquire within the next 60 days through the exercise of stock options as shown in the last column. Also included are the shares of common stock acquired under our 401(k) savings plan as of February 28, 2005: Mr. Karmazin—2,973 shares; Mr. Clayton—23,677 shares; Mr. Donnelly—3,045 shares; and Mr. Frear—1,696 shares.

(2) Mr. Black is the founding partner of Apollo Management, L.P., an affiliate of Apollo Investment Fund IV, L.P. and Apollo Overseas Partners IV, L.P. Mr. Black disclaims beneficial ownership of all shares of our common stock in excess of his pecuniary interest.

(3) Includes 10,000 shares held by a partnership and 15,000 shares held in a trust. Mr. Clayton has adopted a plan pursuant to Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Pursuant to this plan, each month (commencing in April 2005 and ending in December 2005) Mr. Clayton expects to exercise options with respect to 600,000 shares of our common stock and sell the shares received upon exercise. The exercise of these options and the sale of the underlying common stock are subject to certain conditions contained in the plan.

(4) Includes 9,100 shares held as custodian for a child.

(5) Includes 1,900 shares held by spouse.

(6) Does not include 49,011,433 shares issuable under stock options that are not exercisable within 60 days.

EXCERPTS ON THIS PAGE:

DEF 14A	Apr 23, 2007

DEF 14A	Apr 21, 2006

DEF 14A	Apr 20, 2005

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SIRI » Topics » How much stock do the directors and executive officers of SIRIUS own?

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