SIRI » Topics » NASDAQ REFERENCE LINKS

This excerpt taken from the SIRI 8-K filed Sep 17, 2009.

NASDAQ REFERENCE LINKS

Topic Description Link
 
   NASDAQ Listing    
   Rules All initial and continued listing rules NASDAQ Listing Rules
 
   Corporate Independent directors, committee requirements  
   Governance and shareholder approval www.nasdaq.com/about/FAQsCorpGov.stm
 
   Fees Fee schedule www.nasdaq.com/about/FAQsFees.stm
 
   Frequently Asked   www.nasdaq.com/about/LegalComplianceFAQ
   Questions (FAQs) Topics related to initial and continued listing s.stm
 
   Hearing Requests    
   & Process Discussion of the Nasdaq Hearings process www.nasdaq.com/about/FAQsHearings.stm
   Listing of    
   Additional Shares Explanation of Nasdaq’s Listing of Additional  
   (LAS) Shares process www.nasdaq.com/about/FAQsLAS.stm
   Transfer to the    
   Nasdaq Capital Procedures and application to transfer securities  
   Market to the Nasdaq Capital Market www.nasdaq.com/about/FAQsPhaseDown.stm

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