Spirit Finance (SFC)

OilVoice  Nov 25  Comment 
A Scottish Funding Council SFC initiative could enable local SMEs to tap into Robert Gordon Universitys academic expertise. As part of the Innovation Voucher Scheme the SFC has offered Robert Go
Finance Asia  Nov 8  Comment 
SFC grants Amias Berman & Co regulatory approval for fixed-income advisory, origination and broking.
Bloomberg  Aug 20  Comment 
Tiger Asia Management LLC, the New York-based hedge fund manager led by Bill Hwang, engaged in insider trading and market manipulation, said Hong Kong’s Securities and Futures Commission as it seeks to freeze assets.
Financial Times  Aug 9  Comment 
A Hong Kong court has ordered an injunction to freeze HK$1.66bn of assets held by the former chairman of Gome Electrical Appliances, who is alleged to have used company funds to repay personal debt
MarketWatch  Aug 6  Comment 
Hong Kong court freezes HK$1.6 billion ($206.4 million) of assets held by GOME Electrical Appliances Holdings Ltd. founder Guangyu Huang, according to a published report.
Reuters  Jul 21  Comment 
A former CLSA investment banker and a former portfolio manager at a Hong Kong-based fund have been sentenced to jail for insider dealing in connection with a 2005 acquisition, the securities regulator said.
Finance Asia  Jul 19  Comment 
Former J.P. Morgan Chase and SFC lawyer Alan Linning joins the international law firm in Hong Kong as a partner.
Hedge Fund Blogs From HedgeCo.Net  Apr 29  Comment 
Reuters - The Hong Kong Securities and Futures Commission (SFC) said on Tuesday it had commenced proceedings against 11 defendants related to Descartes Athena Fund SPC, a hedge fund that the regulator is investigating for allegedly falsifying...
Reuters  Apr 6  Comment 
A Hong Kong court said it would allow controlling shareholders of PCCW to proceed with a $2.2 billion privatization of the telecom firm after finding against the city's securities watchdog in a case over alleged vote buying.
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