STJ » Topics » Regulation M

This excerpt taken from the STJ 8-K filed Apr 25, 2007.
Regulation M”) to be applicable to any purchases of Securities, or any security for which the Securities are a reference security (as defined in Regulation M), by the Company or any of its affiliated purchasers (as defined in Regulation M) during the Plan Period.

J.             The Company represents and warrants that it has publicly disclosed on April 19, 2007 its intention to institute a program for the acquisition of the Securities as contemplated hereby.

K.            The Company acknowledges and agrees that it is not relying, and has not relied, upon Broker or any affiliate of Broker with respect to the legal, accounting, tax or other implications of this Agreement and that it has conducted its own analyses of the legal, accounting, tax and other implications hereof. The Company further acknowledges and agrees that neither Broker nor any affiliate of Broker has acted as its advisor in any capacity in connection with this Agreement or the transactions contemplated hereby. The Company is entering into this Agreement with a full understanding of all of the terms and risks hereof (economic and otherwise), has adequate expertise in financial matters to evaluate those terms and risks and is capable of assuming (financially and otherwise) those risks.

 

 

3




4.

TERMINATION.

A.            This Agreement and the Plan shall terminate on the Termination Date. “

This excerpt taken from the STJ 8-K filed Jan 29, 2007.
Regulation M”) to be applicable to any purchases of Securities, or any security for which the Securities are a reference security (as defined in Regulation M), by the Company or any of its affiliated purchasers (as defined in Regulation M) during the Plan Period.

J.             The Company represents and warrants that it has publicly disclosed on January 25, 2007 its intention to institute a program for the acquisition of the Securities as contemplated hereby.

K.            The Company acknowledges and agrees that it is not relying, and has not relied, upon Broker or any affiliate of Broker with respect to the legal, accounting, tax or other implications of this Agreement and that it has conducted its own analyses of the legal, accounting, tax and other implications hereof. The Company further acknowledges and agrees that neither Broker nor any affiliate of Broker has acted as its advisor in any capacity in connection with this Agreement or the transactions contemplated hereby. The Company is entering into this Agreement with a full understanding of all of the terms and risks hereof (economic and otherwise), has adequate expertise in financial matters to evaluate those terms and risks and is capable of assuming (financially and otherwise) those risks.

 

 

3




4.

TERMINATION.

A.            This Agreement and the Plan shall terminate on the Termination Date. “

EXCERPTS ON THIS PAGE:

8-K
Apr 25, 2007
8-K
Jan 29, 2007
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