SBUX » Topics » PART IV

These excerpts taken from the SBUX 10-K filed Nov 20, 2009.
PART II
 
Item 5.   Market for the Registrant’s Common Equity, Related Shareholder Matters and Issuer Purchases of Equity Securities
 
PART III
 
As used in this Part III, “Starbucks” and the “Company” mean Starbucks Corporation.
 
Item 10.   Directors, Executive Officers and Corporate Governance
 
The information required by this item regarding the Company’s directors is incorporated herein by reference to the sections entitled “Proposal 1 — Election Of Directors” and “Executive Compensation — Section 16(a) Beneficial Ownership Reporting Compliance” and “Corporate Governance — Board Committees and Related Matters” in the Company’s definitive Proxy Statement for the Annual Meeting of Shareholders to be held on March 24, 2010 (the “Proxy Statement”). Information regarding the Company’s executive officers is set forth in Item 4 of Part 1 of this Report under the caption “Executive Officers of the Registrant.”
 
The Company adopted a code of ethics applicable to its chief executive officer, chief financial officer, controller and other finance leaders, which is a “code of ethics” as defined by applicable rules of the SEC. This code is publicly available on the Company’s website at www.starbucks.com/aboutus/corporate_governance.asp. If the Company makes any amendments to this code other than technical, administrative or other non-substantive amendments, or grants any waivers, including implicit waivers, from a provision of this code to the Company’s chief executive officer, chief financial officer or controller, the Company will disclose the nature of the amendment or waiver, its effective date and to whom it applies on its website or in a report on Form 8-K filed with the SEC.
 
Item 11.   Executive Compensation
 
The information required by this item is incorporated by reference to the sections entitled “Executive Compensation” and “Corporate Governance — Compensation Committee” in the Proxy Statement.
 
Item 12.   Security Ownership of Certain Beneficial Owners and Management and Related Shareholder Matters
 
The information required by this item is incorporated by reference to the sections entitled “Beneficial Ownership of Common Stock” and “Executive Compensation — Equity Compensation Plan Information” in the Proxy Statement.
 
Item 13.   Certain Relationships and Related Transactions, and Director Independence
 
The information required by this item is incorporated by reference to the section entitled “Executive Compensation — Certain Relationships and Related Transactions” and “Corporate Governance — Affirmative Determinations Regarding Director Independence and Other Matters” in the Proxy Statement.
 
Item 14.   Principal Accountant Fees and Services
 
The information required by this item is incorporated by reference to the sections entitled “Independent Registered Public Accounting Firm Fees” and “Policy on Audit Committee Pre-Approval of Audit and Permissible Non-Audit Services of the Independent Registered Public Accounting Firm” in the Proxy Statement.


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PART IV
 
Item 15.   Exhibits and Financial Statement Schedules
 
(a) The following documents are filed as a part of this 10-K:
 
1.   Financial Statements
 
The following financial statements are included in Part II, Item 8 of this 10-K:
 
  •  Consolidated Statements of Earnings for the fiscal years ended September 27, 2009, September 28, 2008 and September 30, 2007;
 
  •  Consolidated Balance Sheets as of September 27, 2009 and September 28, 2008;
 
  •  Consolidated Statements of Cash Flows for the fiscal years ended September 27, 2009 September 28, 2008 and September 30, 2007;
 
  •  Consolidated Statements of Shareholders’ Equity for the fiscal years ended September 27, 2009, September 28, 2008 and September 30, 2007;
 
  •  Notes to Consolidated Financial Statements; and
 
  •  Reports of Independent Registered Public Accounting Firm
 
2.   Financial Statement Schedules
 
Financial statement schedules are omitted because they are not required or are not applicable, or the required information is provided in the consolidated financial statements or notes described in Item 15(a)(1) above.
 
3.   Exhibits
 
The Exhibits listed in the Index to Exhibits, which appears immediately following the signature page and is incorporated herein by reference, are filed as part of this 10-K.


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PART IV
 
Item 15.   Exhibits and Financial Statement Schedules
 
(a) The following documents are filed as a part of this 10-K:
 
1.   Financial Statements
 
The following financial statements are included in Part II, Item 8 of this 10-K:
 
  •  Consolidated Statements of Earnings for the fiscal years ended September 28, 2008, September 30, 2007 and October 1, 2006;
 
  •  Consolidated Balance Sheets as of September 28, 2008 and September 30, 2007;
 
  •  Consolidated Statements of Cash Flows for the fiscal years ended September 28, 2008, September 30, 2007 and October 1, 2006;
 
  •  Consolidated Statements of Shareholders’ Equity for the fiscal years ended September 28, 2008, September 30, 2007 and October 1, 2006;
 
  •  Notes to Consolidated Financial Statements; and
 
  •  Reports of Independent Registered Public Accounting Firm
 
2.   Financial Statement Schedules
 
Financial statement schedules are omitted because they are not required or are not applicable, or the required information is provided in the consolidated financial statements or notes described in Item 15(a)(1) above.
 
3.   Exhibits
 
The Exhibits listed in the Index to Exhibits, which appears immediately following the signature page and is incorporated herein by reference, are filed as part of this 10-K.


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PART IV


 















Item 15.  

Exhibits
and Financial Statement Schedules



 



(a) The following documents are filed as a part of this
10-K:


 















1.  

Financial
Statements



 



The following financial statements are included in Part II,
Item 8 of this
10-K:


 


































































  • 

Consolidated Statements of Earnings for the fiscal years ended
September 28, 2008, September 30, 2007 and
October 1, 2006;
 
  • 

Consolidated Balance Sheets as of September 28, 2008 and
September 30, 2007;
 
  • 

Consolidated Statements of Cash Flows for the fiscal years ended
September 28, 2008, September 30, 2007 and
October 1, 2006;
 
  • 

Consolidated Statements of Shareholders’ Equity for the
fiscal years ended September 28, 2008, September 30,
2007 and October 1, 2006;
 
  • 

Notes to Consolidated Financial Statements; and
 
  • 

Reports of Independent Registered Public Accounting Firm


 















2.  

Financial
Statement Schedules



 



Financial statement schedules are omitted because they are not
required or are not applicable, or the required information is
provided in the consolidated financial statements or notes
described in Item 15(a)(1) above.


 















3.  

Exhibits


 



The Exhibits listed in the Index to Exhibits, which appears
immediately following the signature page and is incorporated
herein by reference, are filed as part of this
10-K.





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PART IV
 
Item 15.   Exhibits and Financial Statement Schedules
 
(a) The following documents are filed as a part of this Form 10-K:
 
1.   Financial Statements
 
The following financial statements are included in Part II, Item 8 of this Form 10-K:
 
  •  Consolidated Statements of Earnings for the fiscal years ended September 30, 2007, October 1, 2006, and October 2, 2005;
 
  •  Consolidated Balance Sheets as of September 30, 2007, and October 1, 2006;
 
  •  Consolidated Statements of Cash Flows for the fiscal years ended September 30, 2007, October 1, 2006, and October 2, 2005;
 
  •  Consolidated Statements of Shareholders’ Equity for the fiscal years ended September 30, 2007, October 1, 2006, and October 2, 2005;
 
  •  Notes to Consolidated Financial Statements; and
 
  •  Reports of Independent Registered Public Accounting Firm
 
2.   Financial Statement Schedules
 
Financial statement schedules are omitted because they are not required or are not applicable, or the required information is provided in the consolidated financial statements or notes described in Item 15(a)(1) above.
 
3.   Exhibits
 
The Exhibits listed in the Index to Exhibits, which appears immediately following the signature page and is incorporated herein by reference, are filed as part of this Form 10-K.


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