TVIN » Topics » Safe Harbor Statement

This excerpt taken from the TVIN 8-K filed Feb 3, 2009.

Safe Harbor Statement

 

This report contains statements regarding the Company’s financing plans, objectives, expectations, intentions and other statements such as “may,” “could,” “would,” “should,” “believes,” “expects,” “projects,” “anticipates,” “estimates,” “intends,” “plans,” or similar expressions which are “forward-looking statements” as defined under Section 21E of the Securities Exchange Act of 1934, as amended.  These statements are based on the current assumptions and expectations of the Company’s management and are neither promises nor guarantees but involve risks and uncertainties, both known and unknown, that could cause actual results to differ materially from those discussed in the forward-looking statements, including, but not limited to, the results of continued negotiations with the Lender, the actions that may be taken by the Lender and the Company’s other creditors, and the satisfactory resolution of the matters relating to any potential events of default under the Company’s credit facility, the Forbearance Agreement and the Letter Agreement.  These statements are subject to significant risks and uncertainties, including those risk factors detailed in the reports and other documents the Company has on file with the United States Securities and Exchange Commission (the “SEC”), including, but not limited to, the Company’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2008.  The “forward-looking statements” included in this

 

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report are made only as of the date on which this report is filed with the SEC, and the Company undertakes no obligation to update the information contained in this report.

 

This excerpt taken from the TVIN 8-K filed Dec 9, 2008.

Safe Harbor Statement

This Form 8-K contains statements regarding total estimated expenditures and impairment charges which are “forward-looking statements” as defined under Section 21E of the Securities Exchange Act of 1934. Such statements are based on the current assumptions and expectations of TVI’s management and are neither promises nor guarantees but involve risks and uncertainties, both known and unknown, that could cause actual results to differ materially from those discussed in the forward-looking statements. Reference is made to the discussion of risk factors detailed in our filings with the Securities and Exchange Commission, including, but not limited to, TVI’s quarterly report on Form 10-Q for the period ending September 30, 2008. The “forward-looking statements” included herein are made only as of the date of publication and TVI undertakes no obligation to update the information set forth in this Form 8-K.

 

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Item 9.01 Financial Statements and Exhibits.

 

  (d) Exhibits.

 

  2.1

  Bill of Sale and Assumption Agreement, dated as of December 3, 2008, by and between Signature Special Event Services, Inc. and Karl’s Rental Center of Florida, LLC*

  2.2

  Lease Assignment and Assumption Agreement, dated as of December 3, 2008, by and between Signature Special Event Services, Inc. and Karl’s Rental Center of Florida, LLC*

  2.3

  Non-Competition and Confidentiality Agreement, dated as of December 3, 2008, among TVI Corporation, Signature Special Event Services, Inc. and Karl’s Rental Center of Florida, LLC

99.1

  Press release dated December 9, 2008

 

* Schedules have been omitted pursuant to SEC rules and will be provided upon SEC request.

 

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This excerpt taken from the TVIN 8-K filed Nov 17, 2008.

Safe Harbor Statement

 

This report contains statements regarding the Company’s financing plans, objectives, expectations, intentions and other statements such as “may,” “could,” “would,” “should,” “believes,” “expects,” “anticipates,” “estimates,” “intends,” “plans,” or similar expressions which are “forward-looking statements” as defined under Section 21E of the Securities Exchange Act of 1934.  These statements are based on the current assumptions and expectations of the

 



 

Company’s management and are neither promises nor guarantees but involve risks and uncertainties, both known and unknown, that could cause actual results to differ materially from those discussed in the forward-looking statements, including, but not limited to, the results of continued negotiations with the Company’s Lender, the actions that may be taken by the Lender and the Company’s other creditors, and the satisfactory resolution of the matters relating to any potential events of default under the Financing Agreement.  These statements are subject to significant risks and uncertainties, including those risk factors detailed in the reports and other documents the Company has on file with the SEC, including, but not limited to, the Company’s Quarterly Report on Form 10-Q for the period ended June 30, 2008.  The “forward-looking statements” included in this report are made only as of the date on which this report is filed with the SEC, and the Company undertakes no obligation to update the information contained in this report.

 

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This excerpt taken from the TVIN 8-K filed Oct 22, 2008.

Safe Harbor Statement

This Form 8-K contains statements regarding total estimated impairment charges which are “forward-looking statements” as defined under Section 21E of the Securities Exchange Act of 1934. Such statements are based on the current assumptions and expectations of TVI’s management and are neither promises nor guarantees but involve risks and uncertainties, both known and unknown, that could cause actual results to differ materially from those discussed in the forward-looking statements. Reference is made to the discussion of risk factors detailed in our filings with the Securities and Exchange Commission, including, but not limited to, TVI’s quarterly report on Form 10-Q for the period ending June 30, 2008. The “forward-looking statements” included herein are made only as of the date of publication and TVI undertakes no obligation to update the information set forth in this Form 8-K.

 

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

As previously announced, on September 16, 2008 the Company was notified that the Nasdaq Hearings Panel (the “Panel”) had granted TVI’s request to remain listed on The Nasdaq Capital Market, subject to the condition that on or before December 1, 2008 TVI must have evidenced a closing bid price of $1 or more for a minimum of ten prior consecutive trading days. On October 21, 2008, TVI announced that it had received notification that The Nasdaq Stock Market has suspended for a three month period the enforcement of the rules requiring a minimum $1 closing bid price or a minimum market value of publicly held shares. Nasdaq has stated that, given the current extraordinary market conditions, this suspension will remain in effect through Friday, January 16, 2009 and will be reinstated on Monday, January 19, 2009. As a result of this suspension, TVI now has until March 4, 2009 to regain compliance with the minimum bid price rule. TVI previously had until December 1, 2008 to regain such compliance.

 

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Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

 

2.1    Bill of Sale and Sublease, dated as of October 16, 2008, by and among TVI Corporation, Signature Special Event Services, Inc. and, EventStar, Inc.*
99.1    Press release dated October 21, 2008 (this exhibit relating to Item 2.02 shall be deemed to be furnished, and not filed)

 

* Schedules have been omitted pursuant to SEC rules and will be provided upon SEC request.

 

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