TRGT » Topics » EQUITY COMPENSATION PLAN INFORMATION

This excerpt taken from the TRGT DEF 14A filed Apr 23, 2009.

EQUITY COMPENSATION PLAN INFORMATION

The following table contains information regarding securities authorized for issuance under our equity compensation plans in effect as of December 31, 2008:

 

Plan Category

   Number of securities
to be issued upon
exercise of
outstanding options,
warrants and rights

(a)
   Weighted average
exercise price of
outstanding options,
warrants and rights

(b)
   Number of securities
remaining available
for future issuance
under equity
compensation plans
(excluding securities
reflected in column (a))

(c)
 

Equity compensation plans approved by security holders (1)

   3,119,097    $ 5.21    1,028,946  (2)(3)

Equity compensation plans not approved by security holders

        —       
                  

Total

   3,119,097    $ 5.21    1,028,946  (2)(3)
                  

 

(1) This information relates to the 2006 Plan and the Targacept, Inc. 2000 Equity Incentive Plan, as amended and restated.

 

(2) In addition to being available for future issuance upon exercise of stock options that may be granted after December 31, 2008, the securities shown remain available for future issuance in the form of restricted stock or other stock-based awards under the 2006 Plan.

 

(3) 30,968 shares that were available for issuance under our 2000 Equity Incentive Plan at the time the 2006 Plan was adopted thereupon became available for issuance under the 2006 Plan.
This excerpt taken from the TRGT DEF 14A filed Apr 29, 2008.

EQUITY COMPENSATION PLAN INFORMATION

The following table contains information regarding securities authorized for issuance under our equity compensation plans in effect as of December 31, 2007. Our equity compensation plans consist of our 2006 stock incentive plan and our 2000 equity incentive plan, in each case as amended and restated.

 

Plan category

   Number of securities
to be issued upon
exercise of
outstanding options,
warrants and rights

(a)
   Weighted-average
exercise price of
outstanding options,
warrants and rights

(b)
   Number of securities
remaining available for
future issuance under
equity compensation plans

(excluding securities
reflected in column (a))(1)

(c)

Equity compensation plans approved by
security holders

   3,125,161    $ 5.11    1,113,836

Equity compensation plans not approved by
security holders

   —        —      —  

Total

   3,125,161    $ 5.11    1,113,836
                

 

(1) In addition to being available for future issuance upon the exercise of stock options that may be granted after December 31, 2007, the securities shown are available for future issuance in the form of restricted stock or other stock-based awards made under our 2006 stock incentive plan.

 

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Table of Contents
This excerpt taken from the TRGT DEF 14A filed Apr 27, 2007.

EQUITY COMPENSATION PLAN INFORMATION

 

Plan Category

   Number of
Securities to
be Issued
upon
Exercise of
Outstanding
Options,
Warrants
and Rights
   Weighted
Average
Exercise
Price of
Outstanding
Options,
Warrants
and Rights
   Number of
Securities
Remaining
Available for
Future
Issuance
Under Equity
Compensation
Plans
(Excluding
Securities
Reflected in
Column
(a)) (1)

Equity compensation plans approved by security holders

   2,476,977    $ 3.89    1,857,704

Equity compensation plans not approved by security holders

   —        —      —  
                

Total

   2,476,977    $ 3.89    1,857,704
                

(1) In addition to being available for future issuance upon exercise of stock options that may be granted after December 31, 2006, our 2006 stock incentive plan provides for the issuance of restricted stock awards and other stock-based awards.
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