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TRCA » Topics » I. O BJECTIVES

These excerpts taken from the TRCA 8-K filed Sep 18, 2007.

I. OBJECTIVES

The primary objective of this policy is to comply with the Security and Exchange Commission proposed rules of the Investment Company Act of 1993. As such, it is acknowledged that the funds invested in TERCICA are intended for the working capital requirements of the company’s primary business of research and product development.

 

Page 32 of 41

The secondary objective is to obtain above-market returns versus industry averages. In meeting these two objectives, the Chief Financial Officer and CAO shall maintain systems and procedures that ensure the:

 

  a. Preservation of capital,

 

  b. Anticipation of liquidity requirements,

 

  c. Diversification of investments to minimize the risk and inappropriate concentrations of investments with any one entity,

 

  d. Fiduciary control of cash and investments.

I. OBJECTIVES

The primary objective of this policy is to comply with the Security and Exchange Commission proposed rules of the Investment Company Act of 1993. As such, it is acknowledged that the funds invested in TERCICA are intended for the working capital requirements of the company’s primary business of research and product development.

 

Page 32 of 41

The secondary objective is to obtain above-market returns versus industry averages. In meeting these two objectives, the Chief Financial Officer and CAO shall maintain systems and procedures that ensure the:

 

  a. Preservation of capital,

 

  b. Anticipation of liquidity requirements,

 

  c. Diversification of investments to minimize the risk and inappropriate concentrations of investments with any one entity,

 

  d. Fiduciary control of cash and investments.
This excerpt taken from the TRCA 10-Q filed Nov 3, 2006.

I. OBJECTIVES

The primary objective of this policy is to comply with the Security and Exchange Commission proposed rules of the Investment Company Act of 1993. As such, it is acknowledged that the funds invested in TERCICA are intended for the working capital requirements of the company’s primary business of research and product development.

 

Page 31 of 40

The secondary objective is to obtain above-market returns versus industry averages. In meeting these two objectives, the Chief Financial Officer and CAO shall maintain systems and procedures that ensure the:

 

  a. Preservation of capital,

 

  b. Anticipation of liquidity requirements,

 

  c. Diversification of investments to minimize the risk and inappropriate concentrations of investments with any one entity,

 

  d. Fiduciary control of cash and investments.

EXCERPTS ON THIS PAGE:

8-K (2 sections)
Sep 18, 2007
10-Q
Nov 3, 2006

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