TPTX » Topics » Equity Compensation Plan Information

This excerpt taken from the TPTX DEF 14A filed Jun 19, 2009.

Equity Compensation Plan Information

The following table provides certain information with respect to all of our equity compensation plans in effect as of December 31, 2008:

 

Plan Category

   Number of securities
to be issued upon
exercise of
outstanding options,
warrants and rights
(a)
   Weighted average
exercise price of
outstanding options,
warrants and rights
(b)
   Number of securities
remaining available
for future issuance under
equity compensation
plans (excluding
securities reflected
in column)
(a)(c)(1)

Equity compensation plans approved by security holders

   4,326,123    $ 14.86    1,526,270

Equity compensation plans not approved by security holders

   —        —      —  
                

Total

   4,326,123    $ 14.86    1,526,270
                

 

(1) The number of securities available for future issuance under the 2006 Plan automatically increases on the first day of each calendar year from 2008 to 2016. The number of shares added each year will be equal to the lesser of: (i) two percent of the shares of Common Stock outstanding on such date, (ii) 625,000 shares, or (iii) a lesser number of shares of Common Stock that may be determined by the Board prior to the first day of any fiscal year. On January 1, 2009 there were 319,481 shares added to our 2006 Plan pursuant to the automatic increase.

 

Item 13. Certain Relationships and Related Transactions, and Director Independence.
This excerpt taken from the TPTX 10-K filed Mar 27, 2009.

Equity Compensation Plan Information

The following table provides certain information with respect to all of our equity compensation plans in effect as of December 31, 2008:

 

Plan Category

   Number of securities
to be issued upon
exercise of
outstanding options,
warrants and rights
(a)
   Weighted average
exercise price of
outstanding options,
warrants and rights
(b)
   Number of securities
remaining available
for future issuance under
equity compensation
plans (excluding
securities reflected
in column)
(a)(c)(1)

Equity compensation plans approved by security holders

   4,326,123    $ 14.86    1,526,270

Equity compensation plans not approved by security holders

   —        —      —  
                

Total

   4,326,123    $ 14.86    1,526,270
                

 

(1) The number of securities available for future issuance under the 2006 Plan automatically increases on the first day of each calendar year from 2008 to 2016. The number of shares added each year will be equal to the lesser of: (i) two percent of the shares of Common Stock outstanding on such date, (ii) 625,000 shares, or (iii) a lesser number of shares of Common Stock that may be determined by the Board prior to the first day of any fiscal year. On January 1, 2009 there were 319,481 shares added to our 2006 Plan pursuant to the automatic increase.

 

Item 13. Certain Relationships and Related Transactions, and Director Independence.
This excerpt taken from the TPTX DEF 14A filed Apr 24, 2008.

Equity Compensation Plan Information

 

The following table provides certain information with respect to all of our equity compensation plans in effect as of December 31, 2007:

 

Plan Category

 

Number of securities
to be issued upon
exercise of 
outstanding options,
warrants and rights
(a)

 

Weighted average
exercise price of
outstanding options,
warrants and rights
(b)

 

Number of securities
remaining available
for future issuance under
equity compensation
plans (excluding 
securities reflected
in column)
(a)(c)(1)

 

Equity compensation plans approved by security holders

 

4,210,736

 

$

17.89

 

1,579,694

 

Equity compensation plans not approved by security holders

 

 

 

 

Total

 

4,210,736

 

$

17.89

 

1,579,694

 

 

 

 

 

 

 

 

 

 


(1)             The number of securities available for future issuance under the 2006 Plan automatically increases on the first day of each calendar year from 2007 to 2016. The number of shares added each year will be equal to the lesser of: (i) two percent of the shares of Common Stock outstanding on such date, (ii) 625,000 shares, or (iii) a lesser number of shares of Common Stock that may be determined by the Board prior to the first day of any fiscal year. On January 1, 2008 there were 314,769 shares added to our 2006 Plan pursuant to the automatic increase.

 

This excerpt taken from the TPTX DEF 14A filed Apr 23, 2007.

Equity Compensation Plan Information

The following table provides certain information with respect to all of our equity compensation plans in effect as of December 31, 2006:

Plan Category

 

 

 

Number of securities
 to be issued upon
exercise of
outstanding options,
warrants and rights
(a)

 

Weighted average
 exercise price of
outstanding options,
warrants and rights
(b)

 

Number of securities
remaining available
for future issuance under
equity compensation
plans (excluding
securities reflected
in column)
(a)(c)(1)

 

Equity compensation plans approved by security holders

 

 

4,026,710

 

 

 

$

18.39

 

 

 

1,867,795

 

 

Equity compensation plans not approved by security holders

 

 

 

 

 

 

 

 

 

 

Total

 

 

4,026,710

 

 

 

$

18.39

 

 

 

1,867,795

 

 


(1)          The number of securities available for future issuance under the TorreyPines Therapeutics, Inc. 2006 Equity Incentive Plan automatically increases on the first day of each calendar year from 2007 to 2016. The number of shares added each year will be equal to the lesser of: (i) 2% of the shares of Common Stock outstanding on such date, (ii) 625,000 shares, or (iii) a lesser number of shares of Common Stock that may be determined by the Board of Directors prior to the first day of any fiscal year. On January 1, 2007 there were 313,539 shares added to our 2006 Equity Incentive Plan pursuant to the automatic increase.

31




This excerpt taken from the TPTX 10-K filed Mar 16, 2006.

Equity Compensation Plan Information

          The following table sets forth information about the common stock available for issuance under compensatory plans and arrangements as of December 31, 2005.

 

 

 

 

 

 

 

 

 

 

 

Plan Category

 

(a)
Number of securities
to be
issued upon exercise
of
outstanding options,
warrants
and rights.

 

(b)
Weighted-
average
exercise price of
outstanding
options,
warrants, and
rights

 

(c)
Number of securities
remaining
available for future issuance
under
equity compensation plans
(excluding
securities reflected in column
(a))

 


 


 


 


 

Equity compensation plan approved by security holders (1)

 

 

944,100

 

$

5.84

 

 

 

 

Equity compensation plan approved by security holders (2)

 

 

4,134,000

 

$

3.60

 

 

2,689,000

 

Equity compensation plans not approved by security holders

 

 

242,500

(3)

$

3.01

 

 

 

 

 

 



 



 



 

Total

 

 

5,320,600

 

$

3.98

 

 

2,689,000

 

 

 



 



 



 

53



 

 

(1)

As of February 28, 2006, we have granted options to purchase an aggregate of 944,100 shares of common stock under our 1998 Stock Option Plan. As of December 31, 2005, no options are available for future grant under the 1998 plan. The plan terminated on January 15, 2003.

 

 

(2)

As of February 28, 2006, we have granted options to purchase an aggregate of 4,134,019 shares of common stock under our 2000 Stock Option Plan. The number of shares reserved for issuance pursuant to options under the 2000 Stock Option Plan, as amended on June 14, 2002, was increased by 750,000 shares on January 1, 2003 pursuant to an evergreen provision in the stock option plan. 318,620 options in 2003 were issued contingent upon the January 1, 2004 evergreen provision that will increase the stock option plan shares by 750,000 shares. On March 30, 2004, we amended the 2000 Plan to increase the aggregate number of shares from 3,500,000 to 7,500,000. Stockholder approval for the increase was received in June 2004.

 

 

(3)

We have granted an aggregate of 342,500 options to consultants and advisors outside of our 1998 and 2000 stock option plans.

Item 13.     Certain Relationships and Related Transactions

          We have reimbursed the former Chairman and director for certain costs incurred in maintaining an office and related support in Portland, Oregon. The amounts in 2005 and 2004 were $39,000 and $54,000, respectively.

Item 14.     Principal Accountant Fees and Services

This excerpt taken from the TPTX DEF 14A filed May 17, 2005.

Equity Compensation Plan Information

                The following table sets forth information about the common stock available for issuance under compensatory plans and arrangements as of December 31, 2004.


19



Wikinvest © 2006, 2007, 2008, 2009, 2010, 2011, 2012. Use of this site is subject to express Terms of Service, Privacy Policy, and Disclaimer. By continuing past this page, you agree to abide by these terms. Any information provided by Wikinvest, including but not limited to company data, competitors, business analysis, market share, sales revenues and other operating metrics, earnings call analysis, conference call transcripts, industry information, or price targets should not be construed as research, trading tips or recommendations, or investment advice and is provided with no warrants as to its accuracy. Stock market data, including US and International equity symbols, stock quotes, share prices, earnings ratios, and other fundamental data is provided by data partners. Stock market quotes delayed at least 15 minutes for NASDAQ, 20 mins for NYSE and AMEX. Market data by Xignite. See data providers for more details. Company names, products, services and branding cited herein may be trademarks or registered trademarks of their respective owners. The use of trademarks or service marks of another is not a representation that the other is affiliated with, sponsors, is sponsored by, endorses, or is endorsed by Wikinvest.
Powered by MediaWiki