TPTX » Topics » 6. SECURITIES LAW COMPLIANCE

This excerpt taken from the TPTX 10-K filed Mar 29, 2007.
8.             SECURITIES LAW COMPLIANCE.  You may not be issued any shares of Common Stock under your Award unless the shares are either (i) then registered under the Securities Act or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act.  Your Award must also comply with other applicable laws and regulations governing the Award, and you shall not receive such shares if the Company determines that such receipt would not be in material compliance with such laws and regulations.

This excerpt taken from the TPTX 8-K filed Oct 10, 2006.
6.             SECURITIES LAW COMPLIANCE. Notwithstanding anything to the contrary contained herein, you may not exercise your option unless the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if such shares of Common Stock are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option must also comply with other applicable laws and regulations governing your option, and you may not exercise your option if the Company determines that such exercise would not be in material compliance with such laws and regulations.

 

EXCERPTS ON THIS PAGE:

10-K
Mar 29, 2007
8-K
Oct 10, 2006

"6. SECURITIES LAW COMPLIANCE" elsewhere:

Infinity Pharmaceuticals (INFI)
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