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Toyo Securities (OSA:8614)
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Osaka Securities Exchange: Disciplinary Action On Transaction Participant: Toyo Securities Co.,Ltd.
Mondo Visione  Sep 10  Comment 
Today, OSE took disciplinary action on TOYO SECURITIES CO., LTD. (hereinafter referred to as the "Company") pursuant to Rule 42, paragraph 1 (9) of the Regulations for Transaction Participants as follows, and demanded the Company to submit a...
Tokyo Stock Exchange Imposes Disciplinary Action Against Toyo Securities Co., Ltd.
Mondo Visione  Apr 16  Comment 
The Tokyo Stock Exchange (hereinafter, the "TSE") has imposed disciplinary action (Imposition of a JPY 20 million fine) against Toyo Securities Co., Ltd. (hereinafter, the "Company") pursuant to Rule 34, Paragraph 1, Item 8 of the Trading...




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