TRIS » Topics » Item 6. Exhibits.

This excerpt taken from the TRIS 10-Q filed Nov 9, 2006.

Item 6. Exhibits.

The exhibits required to be filed with this Quarterly Report are set forth on the Exhibit Index included herein.

 

15


Table of Contents

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934 the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  TRI-S SECURITY CORPORATION
Date: November 9, 2006  

/s/ Ronald G. Farrell

 

Ronald G. Farrell

Chairman of the Board and Chief Executive Officer

(duly authorized signatory and Principal Executive Officer)

 

16


Table of Contents

EXHIBIT INDEX

 

Exhibit No.   

Description

  

Method of Filing

3.1    Amended and Restated Articles of Incorporation.    Incorporated by reference to Exhibit 3.1 to the Company’s Registration Statement on Form S-1 (No. 333-119737).
3.2    Amended and Restated Bylaws.    Incorporated by reference to Exhibit 3.2 to the Company’s Registration Statement on Form S-1 (No. 333-119737).
31.1    Rule 13a-14(a)/15d-14(a) Certification of the Company’s Chief Executive Officer.    Filed herewith.
31.2    Rule 13a-14(a)/15d-14(a) Certification of the Company’s Chief Financial Officer.    Filed herewith.
32.1    Section 1350 Certification of the Company’s Chief Executive Officer.    Filed herewith.
32.2    Section 1350 Certification of the Company’s Chief Financial Officer.    Filed herewith.

 

E-1

This excerpt taken from the TRIS 10-Q filed Sep 26, 2006.

Item 6. Exhibits.

The exhibits required to be filed with this Quarterly Report are set forth on the Exhibit Index included herein.

 

19


Table of Contents

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934 the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  TRI-S SECURITY CORPORATION
Date: September 26, 2006  

/s/ Ronald G. Farrell

  Ronald G. Farrell
  Chairman of the Board and Chief Executive Officer
  (duly authorized signatory and Principal Executive Officer)

 

20


Table of Contents

EXHIBIT INDEX

 

Exhibit No.

  

Description

  

Method of Filing

3.1    Amended and Restated Articles of Incorporation.    Incorporated by reference to Exhibit 3.1 to the Company’s Registration Statement on Form S-1 (No. 333-119737).
3.2    Amended and Restated Bylaws.    Incorporated by reference to Exhibit 3.2 to the Company’s Registration Statement on Form S-1 (No. 333-119737).
10.1    Agreement between International Monitoring, Inc. and Devcon Security Services Corporation dated March 2, 2006.    Incorporated by reference to Exhibit 99.1 to the Company’s Current Report on Form 8-K filed on March 8, 2006.
10.2    Amendment and Forbearance Agreement dated as of March 29, 2006 by and among the Company, its subsidiaries, LSQ Funding Group, L.C. and BRE LLC.    Incorporated by reference to Exhibit 99.1 to the Company’s Current Report on Form 8-K filed on April 4, 2006.
10.3    Agreement to sell certain real property located in Fort Lauderdale, Florida.    Incorporated by reference to Exhibit 10.92 to the Company’s Annual Report on Form 10-K for the year ended December 31, 2005
10.4    Letter Agreement dated April 10, 2006 between International Monitoring, Inc. and Devcon Security Services Corporation.    Previously filed.
10.5    Joint Venture Agreement dated January 17, 2006 between Paragon Systems, Inc. and Southeastern Protective Services, Inc.    Previously filed..
10.6    Summary of Board Compensation.    Previously filed..
31.1    Rule 13a-14(a)/15d-14(a) Certification of the Company’s Chief Executive Officer.    Filed herewith.
31.2    Rule 13a-14(a)/15d-14(a) Certification of the Company’s Chief Financial Officer.    Filed herewith.
32.1    Section 1350 Certification of the Company’s Chief Executive Officer.    Filed herewith.
32.2    Section 1350 Certification of the Company’s Chief Financial Officer.    Filed herewith.

 

E-1

This excerpt taken from the TRIS 10-Q filed Sep 26, 2006.

Item 6. Exhibits.

The exhibits required to be filed with this Quarterly Report are set forth on the Exhibit Index included herein.

 

17


Table of Contents

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934 the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  TRI-S SECURITY CORPORATION
Date: September 26, 2006  

/s/ Ronald G. Farrell

 

Ronald G. Farrell

Chairman of the Board and Chief Executive Officer

(duly authorized signatory and Principal Executive Officer)

 

18


Table of Contents

EXHIBIT INDEX

 

Exhibit No.  

Description

  

Method of Filing

3.1   Amended and Restated Articles of Incorporation.    Incorporated by reference to Exhibit 3.1 to the Company’s Registration Statement on Form S-1 (No. 333-119737).
3.2   Amended and Restated Bylaws.    Incorporated by reference to Exhibit 3.2 to the Company’s Registration Statement on Form S-1 (No. 333-119737).
4.1   Form of Warrant to purchase 150,000 shares of the Company’s common stock issued to BRE LLC.    Incorporated by reference to Exhibit 99.1 to the Company’s Current Report on Form 8-K filed on May 2, 2006.
4.2   Form of Warrant to purchase 25,000 shares of the Company’s common stock issued to LSQ Funding Group, L.C.    Incorporated by reference to Exhibit 99.2 to the Company’s Current Report on Form 8-K filed on May 2, 2006.
10.1   Agreement between International Monitoring, Inc. and Devcon Security Services Corporation dated March 2, 2006.    Incorporated by reference to Exhibit 99.1 to the Company’s Current Report on Form 8-K filed on March 8, 2006.
10.2   Amendment and Forbearance Agreement dated as of March 29, 2006 by and among the Company, its subsidiaries, LSQ Funding Group, L.C. and BRE LLC.    Incorporated by reference to Exhibit 99.1 to the Company’s Current Report on Form 8-K filed on April 4, 2006.
10.3   Agreement to sell certain real property located in Fort Lauderdale, Florida.    Incorporated by reference to Exhibit 10.92 to the Company’s Annual Report on Form 10-K for the year ended December 31, 2005
10.4   Letter Agreement dated April 10, 2006 between International Monitoring, Inc. and Devcon Security Services Corporation.    Incorporated by reference to Exhibit 10.4 to the Company’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2006.
10.5   Purchase Agreement dated as of May 19, 2006 among Tri-S Security Corporation, Paragon Systems, Inc. and L-3 Communications Integrated Systems, LP.    Incorporated by reference to Exhibit 99.1 to the Company’s Current Report on Form 8-K filed on May 23, 2006.
10.6   Summary of Board Compensation.    Incorporated by reference to Exhibit 10.6 to the Company’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2006.
10.7   Guaranty of Joint Venture Executed by Paragon Systems, Inc. on June 27, 2006.    Incorporated by reference to Exhibit 99.1 to the Company’s Current Report on Form 8-K filed on June 30, 2006.
10.8   Waiver, Consent and Amendment among Tri-S Security Corporation, its subsidiaries, LSQ Funding Group, L.C. and BRE LLC dated as of June 27, 2006.    Incorporated by reference to Exhibit 99.2 to the Company’s Current Report on Form 8-K filed on June 30, 2006.
31.1   Rule 13a-14(a)/15d-14(a) Certification of the Company’s Chief Executive Officer.    Filed herewith.
31.2   Rule 13a-14(a)/15d-14(a) Certification of the Company’s Chief Financial Officer.    Filed herewith.
32.1   Section 1350 Certification of the Company’s Chief Executive Officer.    Filed herewith.
32.2   Section 1350 Certification of the Company’s Chief Financial Officer.    Filed herewith.

 

E-1

This excerpt taken from the TRIS 10-Q filed Aug 14, 2006.

Item 6. Exhibits.

The exhibits required to be filed with this Quarterly Report are set forth on the Exhibit Index included herein.

 

19


Table of Contents

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934 the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  TRI-S SECURITY CORPORATION

Date: August 14, 2006

 

/s/ Ronald G. Farrell

 

Ronald G. Farrell

Chairman of the Board and Chief Executive Officer

(duly authorized signatory and

Principal Executive Officer)

 

20


Table of Contents

EXHIBIT INDEX

 

Exhibit No.   

Description

  

Method of Filing

3.1    Amended and Restated Articles of Incorporation.    Incorporated by reference to Exhibit 3.1 to the Company’s Registration Statement on Form S-1 (No. 333-119737).
3.2    Amended and Restated Bylaws.    Incorporated by reference to Exhibit 3.2 to the Company’s Registration Statement on Form S-1 (No. 333-119737).
4.1    Form of Warrant to purchase 150,000 shares of the Company’s common stock issued to BRE LLC.    Incorporated by reference to Exhibit 99.1 to the Company’s Current Report on Form 8-K filed on May 2, 2006.
4.2    Form of Warrant to purchase 25,000 shares of the Company’s common stock issued to LSQ Funding Group, L.C.    Incorporated by reference to Exhibit 99.2 to the Company’s Current Report on Form 8-K filed on May 2, 2006.
10.1    Agreement between International Monitoring, Inc. and Devcon Security Services Corporation dated March 2, 2006.    Incorporated by reference to Exhibit 99.1 to the Company’s Current Report on Form 8-K filed on March 8, 2006.
10.2    Amendment and Forbearance Agreement dated as of March 29, 2006 by and among the Company, its subsidiaries, LSQ Funding Group, L.C. and BRE LLC.    Incorporated by reference to Exhibit 99.1 to the Company’s Current Report on Form 8-K filed on April 4, 2006.
10.3    Agreement to sell certain real property located in Fort Lauderdale, Florida.    Incorporated by reference to Exhibit 10.92 to the Company’s Annual Report on Form 10-K for the year ended December 31, 2005
10.4    Letter Agreement dated April 10, 2006 between International Monitoring, Inc. and Devcon Security Services Corporation.   

Incorporated by reference to Exhibit 10.4 to the Company’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2006.

10.5    Purchase Agreement dated as of May 19, 2006 among Tri-S Security Corporation, Paragon Systems, Inc. and L-3 Communications Integrated Systems, LP.    Incorporated by reference to Exhibit 99.1 to the Company’s Current Report on Form 8-K filed on May 23, 2006.
10.6    Summary of Board Compensation.    Incorporated by reference to Exhibit 10.6 to the Company’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2006.
10.7    Guaranty of Joint Venture Executed by Paragon Systems, Inc. on June 27, 2006.    Incorporated by reference to Exhibit 99.1 to the Company’s Current Report on Form 8-K filed on June 30, 2006.
10.8    Waiver, Consent and Amendment among Tri-S Security Corporation, its subsidiaries, LSQ Funding Group, L.C. and BRE LLC dated as of June 27, 2006.    Incorporated by reference to Exhibit 99.2 to the Company’s Current Report on Form 8-K filed on June 30, 2006.
31.1    Rule 13a-14(a)/15d-14(a) Certification of the Company’s Chief Executive Officer.    Filed herewith.
31.2    Rule 13a-14(a)/15d-14(a) Certification of the Company’s Chief Financial Officer.    Filed herewith.
32.1    Section 1350 Certification of the Company’s Chief Executive Officer.    Filed herewith.
32.2    Section 1350 Certification of the Company’s Chief Financial Officer.    Filed herewith.

 

E-1

This excerpt taken from the TRIS 10-Q filed Nov 21, 2005.
Exhibits

 

The exhibits required to be filed with this Quarterly Report are set forth on the Exhibit Index attached hereto.

 

20



 

This excerpt taken from the TRIS 10-Q filed Nov 21, 2005.
Exhibits

 

The exhibits required to be filed with this Quarterly Report are set forth on the Exhibit Index attached hereto.

 

17



 

This excerpt taken from the TRIS 10-Q filed Aug 10, 2005.
Exhibits

 

The exhibits required to be filed with this Quarterly Report are set forth on the Exhibit Index attached hereto.

 

17



 

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