UNCA » Topics » PART III

These excerpts taken from the UNCA 10-K filed Dec 15, 2008.
PART III
 
Item 10.   Directors, Executive Officers and Corporate Governance
 
The information required by this item is set forth under the captions “Proposal 1: Election of Class I Directors,” “Information About Continuing Directors,” “Information About Executive Officers,” “Code of Business Conduct and Ethics” and “Board Committees — Audit Committee” in our definitive proxy statement for the 2009 Annual Meeting of Stockholders, and is incorporated herein by reference.
 
We are also required under Item 405 of Regulation S-K to provide information concerning delinquent filers of reports under Section 16 of the Securities Exchange Act of 1934, as amended. This information is listed under the caption “Section 16(a) Beneficial Ownership Reporting Compliance” in our definitive proxy statement for the 2009 Annual Meeting of Stockholders to be filed with the Securities and Exchange


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Commission no later than 120 days after the end of our fiscal year. This information is incorporated herein by reference. The information regarding executive officers is listed under the section captioned “Information About Executive Officers” in our definitive proxy statement for the 2009 Annual Meeting of Stockholders to be filed with the Securities and Exchange Commission no later than 120 days after the end of our fiscal year. This information is incorporated herein by reference.
 
Item 11.   Executive Compensation
 
The information required by this item is set forth under the captions “Director Compensation,” “Executive Officer Compensation,” “Compensation Committee Report,” “Compensation Discussion and Analysis” and “Compensation Committee Interlocks and Insider Participation” in our definitive proxy statement for the 2009 Annual Meeting of Stockholders to be filed with the Securities and Exchange Commission no later than 120 days after the end of our fiscal year. This information is incorporated herein by reference.
 
Item 12.   Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters
 
The information required by this item is set forth under the captions “Stock Owned by Directors, Executive Officers and Greater-Than-5% Stockholders” and “Securities Authorized for Issuance Under Equity Compensation Plans” in our definitive proxy statement for the 2009 Annual Meeting of Stockholders to be filed with the Securities and Exchange Commission no later than 120 days after the end of our fiscal year. This information is incorporated herein by reference.
 
Item 13.   Certain Relationships and Related Transactions, and Director Independence
 
The information required by this item is set forth under the captions “Certain Relationships and Related Transactions” and “Information About Corporate Governance” in our definitive proxy statement for the 2009 Annual Meeting of Stockholders to be filed with the Securities and Exchange Commission no later than 120 days after the end of our fiscal year. This information is incorporated herein by reference.
 
Item 14.   Principal Accountant Fees and Services
 
The information required by this item is set forth under the caption “Independent Registered Public Accountants” in our definitive proxy statement for the 2009 Annual Meeting of Stockholders to be filed with the Securities and Exchange Commission no later than 120 days after the end of our fiscal year. This information is incorporated herein by reference.
 
PART III


 















Item 10.  

Directors,
Executive Officers and Corporate Governance



 



The information required by this item is set forth under the
captions “Proposal 1: Election of Class I
Directors,” “Information About Continuing
Directors,” “Information About Executive
Officers,” “Code of Business Conduct and Ethics”
and “Board Committees — Audit Committee” in
our definitive proxy statement for the 2009 Annual Meeting of
Stockholders, and is incorporated herein by reference.


 



We are also required under Item 405 of
Regulation S-K
to provide information concerning delinquent filers of reports
under Section 16 of the Securities Exchange Act of 1934, as
amended. This information is listed under the caption
“Section 16(a) Beneficial Ownership Reporting
Compliance” in our definitive proxy statement for the
2009 Annual Meeting of Stockholders to be filed with the
Securities and Exchange





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Commission no later than 120 days after the end of our
fiscal year. This information is incorporated herein by
reference. The information regarding executive officers is
listed under the section captioned “Information About
Executive Officers” in our definitive proxy statement for
the 2009 Annual Meeting of Stockholders to be filed with the
Securities and Exchange Commission no later than 120 days
after the end of our fiscal year. This information is
incorporated herein by reference.


 















Item 11.  

Executive
Compensation



 



The information required by this item is set forth under the
captions “Director Compensation,” “Executive
Officer Compensation,” “Compensation Committee
Report,” “Compensation Discussion and Analysis”
and “Compensation Committee Interlocks and Insider
Participation” in our definitive proxy statement for the
2009 Annual Meeting of Stockholders to be filed with the
Securities and Exchange Commission no later than 120 days
after the end of our fiscal year. This information is
incorporated herein by reference.


 















Item 12.  

Security
Ownership of Certain Beneficial Owners and Management and
Related Stockholder Matters



 



The information required by this item is set forth under the
captions “Stock Owned by Directors, Executive Officers and
Greater-Than-5% Stockholders” and “Securities
Authorized for Issuance Under Equity Compensation Plans” in
our definitive proxy statement for the 2009 Annual Meeting of
Stockholders to be filed with the Securities and Exchange
Commission no later than 120 days after the end of our
fiscal year. This information is incorporated herein by
reference.


 















Item 13.  

Certain
Relationships and Related Transactions, and Director
Independence



 



The information required by this item is set forth under the
captions “Certain Relationships and Related
Transactions” and “Information About Corporate
Governance” in our definitive proxy statement for the 2009
Annual Meeting of Stockholders to be filed with the Securities
and Exchange Commission no later than 120 days after the
end of our fiscal year. This information is incorporated herein
by reference.


 















Item 14.  

Principal
Accountant Fees and Services



 



The information required by this item is set forth under the
caption “Independent Registered Public Accountants” in
our definitive proxy statement for the 2009 Annual Meeting of
Stockholders to be filed with the Securities and Exchange
Commission no later than 120 days after the end of our
fiscal year. This information is incorporated herein by
reference.


 




PART III
 
Item 10.   Directors, Executive Officers and Corporate Governance
 
The information required by this item is set forth under the captions “Proposal 1: Election of Class II Directors,” “Information About Continuing Directors,” “Information About Executive Officers,” “Code of Business Conduct and Ethics” and “Board Committees — Audit Committee” in our definitive proxy statement for the 2008 Annual Meeting of Stockholders, and is incorporated herein by reference.
 
We are also required under Item 405 of Regulation S-K to provide information concerning delinquent filers of reports under Section 16 of the Securities Exchange Act of 1934, as amended. This information is listed under the caption “Section 16(a) Beneficial Ownership Reporting Compliance” in our definitive proxy statement for the 2008 Annual Meeting of Stockholders to be filed with the Securities and Exchange Commission no later than 120 days after the end of our fiscal year. This information is incorporated herein by reference. The information regarding executive officers is listed under the section captioned “Executive Officers of the Company” in our definitive proxy statement for the 2008 Annual Meeting of Stockholders to


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be filed with the Securities and Exchange Commission no later than 120 days after the end of our fiscal year. This information is incorporated herein by reference.
 
Item 11.   Executive Compensation
 
The information required by this item is set forth under the captions “Director Compensation; Executive Officer Compensation,” “Compensation Committee Report” and “Compensation Committee Interlocks and Insider Participation” in our definitive proxy statement for the 2008 Annual Meeting of Stockholders to be filed with the Securities and Exchange Commission no later than 120 days after the end of our fiscal year. This information is incorporated herein by reference.
 
Item 12.   Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters
 
The information required by this item is set forth under the captions “Stock Owned by Directors, Executive Officers and Greater-Than-5% Stockholders” and “Securities Authorized for Issuance Under Equity Compensation Plans” in our definitive proxy statement for the 2008 Annual Meeting of Stockholders to be filed with the Securities and Exchange Commission no later than 120 days after the end of our fiscal year. This information is incorporated herein by reference.
 
Item 13.   Certain Relationships and Related Transactions, and Director Independence
 
The information required by this item is set forth under the captions “Related Party Transactions” and “Information About Corporate Governance” in our definitive proxy statement for the 2008 Annual Meeting of Stockholders to be filed with the Securities and Exchange Commission no later than 120 days after the end of our fiscal year. This information is incorporated herein by reference.
 
Item 14.   Principal Accountant Fees and Services
 
The information required by this item is set forth under the caption “Independent Registered Public Accountants” in our definitive proxy statement for the 2008 Annual Meeting of Stockholders to be filed with the Securities and Exchange Commission no later than 120 days after the end of our fiscal year. This information is incorporated herein by reference.
 
PART III






 















Item 10.  

Directors,
Executive Officers and Corporate Governance



 



The information required by this item is set forth under the
captions “Proposal 1: Election of Class II
Directors,” “Information About Continuing
Directors,” “Information About Executive
Officers,” “Code of Business Conduct and Ethics”
and “Board Committees — Audit Committee” in
our definitive proxy statement for the 2008 Annual Meeting of
Stockholders, and is incorporated herein by reference.


 



We are also required under Item 405 of
Regulation S-K
to provide information concerning delinquent filers of reports
under Section 16 of the Securities Exchange Act of 1934, as
amended. This information is listed under the caption
“Section 16(a) Beneficial Ownership Reporting
Compliance” in our definitive proxy statement for the 2008
Annual Meeting of Stockholders to be filed with the Securities
and Exchange Commission no later than 120 days after the
end of our fiscal year. This information is incorporated herein
by reference. The information regarding executive officers is
listed under the section captioned “Executive Officers of
the Company” in our definitive proxy statement for the 2008
Annual Meeting of Stockholders to





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be filed with the Securities and Exchange Commission no later
than 120 days after the end of our fiscal year. This
information is incorporated herein by reference.






 















Item 11.  

Executive
Compensation



 



The information required by this item is set forth under the
captions “Director Compensation; Executive Officer
Compensation,” “Compensation Committee Report”
and “Compensation Committee Interlocks and Insider
Participation” in our definitive proxy statement for the
2008 Annual Meeting of Stockholders to be filed with the
Securities and Exchange Commission no later than 120 days
after the end of our fiscal year. This information is
incorporated herein by reference.






 















Item 12.  

Security
Ownership of Certain Beneficial Owners and Management and
Related Stockholder Matters



 



The information required by this item is set forth under the
captions “Stock Owned by Directors, Executive Officers and
Greater-Than-5% Stockholders” and “Securities
Authorized for Issuance Under Equity Compensation Plans” in
our definitive proxy statement for the 2008 Annual Meeting of
Stockholders to be filed with the Securities and Exchange
Commission no later than 120 days after the end of our
fiscal year. This information is incorporated herein by
reference.






 















Item 13.  

Certain
Relationships and Related Transactions, and Director
Independence



 



The information required by this item is set forth under the
captions “Related Party Transactions” and
“Information About Corporate Governance” in our
definitive proxy statement for the 2008 Annual Meeting of
Stockholders to be filed with the Securities and Exchange
Commission no later than 120 days after the end of our
fiscal year. This information is incorporated herein by
reference.






 















Item 14.  

Principal
Accountant Fees and Services



 



The information required by this item is set forth under the
caption “Independent Registered Public Accountants” in
our definitive proxy statement for the 2008 Annual Meeting of
Stockholders to be filed with the Securities and Exchange
Commission no later than 120 days after the end of our
fiscal year. This information is incorporated herein by
reference.






 




This excerpt taken from the UNCA 10-K filed Dec 14, 2006.
PART III
 
Item 10.   Directors and Executive Officers of the Registrant
 
The information required by this item is set forth under the captions “Proposal 1: Election of Class II Directors,” “Information About Continuing Directors,” “Information About Executive Officers,” “Code of Business Conduct and Ethics” and “Board Committees — Audit Committee” in our definitive proxy statement for the 2007 Annual Meeting of Stockholders, and is incorporated herein by reference.
 
We are also required under Item 405 of Regulation S-K to provide information concerning delinquent filers of reports under Section 16 of the Securities Exchange Act of 1934, as amended. This information is listed under the caption “Section 16(a) Beneficial Ownership Reporting Compliance” in our definitive proxy statement for the 2007 Annual Meeting of Stockholders to be filed with the Securities and Exchange Commission no later than 120 days after the end of our fiscal year. This information is incorporated herein by reference. The information regarding executive officers is included in Part I of this Form 10-K under the section captioned “Executive Officers of the Company.”
 
Item 11.   Executive Compensation
 
The information required by this item is set forth under the caption “Executive Officer Compensation” in our definitive proxy statement for the 2007 Annual Meeting of Stockholders to be filed with the Securities and Exchange Commission no later than 120 days after the end of our fiscal year. This information is incorporated herein by reference.
 
Item 12.   Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters
 
The information required by Item 403 of Regulation S-K is set forth under the caption “Stock Owned by Directors, Executive Officers and Greater-Than-5% Stockholders” in our definitive proxy statement for the 2007 Annual Meeting of Stockholders to be filed with the Securities and Exchange Commission no later than 120 days after the end of our fiscal year. This information is incorporated herein by reference.
 
The information required by Item 201(d) of Regulation S-K is set forth under the caption “Executive Officer Compensation — Securities Authorized for Issuance Under Equity Compensation Plans” in our definitive proxy statement for the 2007 Annual Meeting of Stockholders to be filed with the Securities and Exchange Commission no later than 120 days after the end of our fiscal year. This information is incorporated herein by reference.
 
Item 13.   Certain Relationships and Related Transactions
 
The information required by this item is set forth under the caption “Related Party Transactions” in our definitive proxy statement for the 2007 Annual Meeting of Stockholders to be filed with the Securities and Exchange Commission no later than 120 days after the end of our fiscal year. This information is incorporated herein by reference.
 
Item 14.   Principal Accounting Fees and Services
 
The information required by this item is set forth under the caption “Independent Registered Public Accountants” in our definitive proxy statement for the 2007 Annual Meeting of Stockholders to be filed with the Securities and Exchange Commission no later than 120 days after the end of our fiscal year. This information is incorporated herein by reference.


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