UNH » Topics » Item 9.01 Financial Statements and Exhibits.

This excerpt taken from the UNH 8-K filed Jan 15, 2009.

Item 9.01 Financial Statements and Exhibits.

99.1 Press Release dated January 13, 2009
99.2 Press Release dated January 15, 2009






SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

         
    UnitedHealth Group Incorporated
          
January 15, 2009   By:   Christopher J. Walsh
       
        Name: Christopher J. Walsh
        Title: Senior Vice President, Senior Deputy General Counsel and Assistant Corporate Secretary


Exhibit Index


     
Exhibit No.   Description

 
99.1
  Press Release dated January 13, 2009
99.2
  Press Release dated January 15, 2009
This excerpt taken from the UNH 8-K filed Oct 16, 2008.

Item 9.01. Financial Statements and Exhibits.

 

Exhibit

  

Description

99.1    Press Release dated October 16, 2008

 

3


Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: October 16, 2008

 

UNITEDHEALTH GROUP INCORPORATED
By:  

/s/ Christopher J. Walsh

  Christopher J. Walsh
 

Senior Vice President, Deputy General Counsel

and Assistant Corporate Secretary

 

4


EXHIBIT INDEX

 

Exhibit

  

Description

99.1    Press Release dated October 16, 2008

 

5

This excerpt taken from the UNH 8-K filed Jul 22, 2008.

Item 9.01. Financial Statements and Exhibits.

 

Exhibit

  

Description

99.1    Press Release dated July 22, 2008

 

2


Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: July 22, 2008

 

UNITEDHEALTH GROUP INCORPORATED
By:  

/s/ Christopher J. Walsh

  Christopher J. Walsh
 

Senior Vice President, Deputy General Counsel

and Assistant Corporate Secretary

 

3


EXHIBIT INDEX

 

Exhibit

  

Description

99.1    Press Release dated July 22, 2008

 

4

This excerpt taken from the UNH 8-K filed Apr 22, 2008.

Item 9.01. Financial Statements and Exhibits.

 

Exhibit

 

Description

99.1   Press Release dated April 22, 2008
99.2   Press Release dated April 22, 2008


Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: April 22, 2008

 

UNITEDHEALTH GROUP INCORPORATED

By:  

/s/ Christopher J. Walsh

  Christopher J. Walsh
  Senior Vice President and Deputy General Counsel


EXHIBIT INDEX

 

Exhibit

 

Description

99.1   Press Release dated April 22, 2008
99.2   Press Release dated April 22, 2008
This excerpt taken from the UNH 8-K filed Mar 13, 2008.

Item 9.01 Financial Statements and Exhibits.

99.1 Press Release dated March 12, 2008






SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

         
    UnitedHealth Group Incorporated
          
March 12, 2008   By:   Christopher J. Walsh
       
        Name: Christopher J. Walsh
        Title: Senior Vice President and Deputy General Counsel


Exhibit Index


     
Exhibit No.   Description

 
99.1
  Press Release dated March 12, 2008
This excerpt taken from the UNH 8-K filed Feb 14, 2008.

Item 9.01 Financial Statements and Exhibits.

99.1 Press Release dated February 13, 2008






SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

         
    UnitedHealth Group Incorporated
          
February 14, 2008   By:   Christopher J. Walsh
       
        Name: Christopher J. Walsh
        Title: Senior Vice President and Deputy General Counsel


Exhibit Index


     
Exhibit No.   Description

 
99.1
  Press Release dated February 13, 2008
This excerpt taken from the UNH 8-K filed Jan 22, 2008.

Item 9.01 Financial Statements and Exhibits.

 

Exhibit  

Description

99.1   Press Release dated January 22, 2008


Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: January 22, 2008

 

UNITEDHEALTH GROUP INCORPORATED
By:  

/s/ Christopher J. Walsh

  Christopher J. Walsh
  Senior Vice President and Deputy General Counsel


EXHIBIT INDEX

 

Exhibit  

Description

99.1   Press Release dated January 22, 2008
This excerpt taken from the UNH 8-K filed Dec 4, 2007.

Item 9.01 Financial Statements and Exhibits.

Exhibit Description

99.1 Press Release dated December 3, 2007






SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

         
    UnitedHealth Group Incorporated
          
December 4, 2007   By:   Christopher J. Walsh
       
        Name: Christopher J. Walsh
        Title: Senior Vice President and Deputy General Counsel


Exhibit Index


     
Exhibit No.   Description

 
99.1
  Press Release dated December 3, 2007
This excerpt taken from the UNH 8-K filed Aug 21, 2007.

Item 9.01 Financial Statements and Exhibits.

Exhibit Description

99.1 Press Release dated August 21, 2007






SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

         
    UnitedHealth Group Incorporated
          
August 21, 2007   By:   Dannette L. Smith
       
        Name: Dannette L. Smith
        Title: Deputy General Counsel & Assistant Secretary


Exhibit Index


     
Exhibit No.   Description

 
99.1
  Press Release dated August 21, 2007
This excerpt taken from the UNH 8-K filed Apr 20, 2007.

Item 9.01 Financial Statements and Exhibits.

Exhibit Description

99.1 Press Release dated April 19, 2007






SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

         
    UnitedHealth Group Incorporated
          
April 20, 2007   By:   Dannette L. Smith
       
        Name: Dannette L. Smith
        Title: Deputy General Counsel & Assistant Secretary


Exhibit Index


     
Exhibit No.   Description

 
99.1
  Press Release dated April 19, 2007
This excerpt taken from the UNH 8-K filed Mar 12, 2007.

Item 9.01 Financial Statements and Exhibits.

Exhibit Description

99.1 Press Release dated March 12, 2007






SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

         
    UnitedHealth Group Incorporated
          
March 12, 2007   By:   Dannette L. Smith
       
        Name: Dannette L. Smith
        Title: Deputy General Counsel and Assistant Secretary


Exhibit Index


     
Exhibit No.   Description

 
99.1
  Press Release dated March 12, 2007
This excerpt taken from the UNH 8-K filed Feb 5, 2007.

Item 9.01 Financial Statements and Exhibits.

Exhibit Description

99.1 Press release dated February 5, 2007






SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

         
    UnitedHealth Group Incorporated
          
February 5, 2007   By:   Dannette L. Smith
       
        Name: Dannette L. Smith
        Title: Deputy General Counsel and Assistant Secretary


Exhibit Index


     
Exhibit No.   Description

 
99.1
  Press release dated February 5, 2007
This excerpt taken from the UNH 8-K filed Feb 2, 2007.

Item 9.01 Financial Statements and Exhibits.

Exhibit Description

10.1 Employment Agreement, effective as of November 7, 2006, by and between United HealthCare Services, Inc. and George L. Mikan III






SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

         
    UnitedHealth Group Incorporated
          
February 2, 2007   By:   Dannette L. Smith
       
        Name: Dannette L. Smith
        Title: Deputy General Counsel & Assistant Secretary


Exhibit Index


     
Exhibit No.   Description

 
10.1
  Employment Agreement, effective as of November 7, 2006, by and between United HealthCare Services, Inc. and George L. Mikan III
This excerpt taken from the UNH 8-K filed Jan 18, 2007.

Item 9.01 Financial Statements and Exhibits.

 

Exhibit   

Description

99.1    Press Release dated January 18, 2007


Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: January 18, 2007

 

UNITEDHEALTH GROUP INCORPORATED
By:  

/s/ Dannette L. Smith

  Dannette L. Smith
  Deputy General Counsel &
  Assistant Secretary


EXHIBIT INDEX

 

Exhibit   

Description

99.1    Press Release dated January 18, 2007
This excerpt taken from the UNH 8-K filed Dec 18, 2006.

Item 9.01 Financial Statements and Exhibits.

99.1 Press Release dated December 18, 2006






SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

         
    UnitedHealth Group Incorporated
          
December 18, 2006   By:   Dannette L. Smith
       
        Name: Dannette L. Smith
        Title: Deputy General Counsel and Assistant Secretary


Exhibit Index


     
Exhibit No.   Description

 
99.1
  Press Release dated December 18, 2006
This excerpt taken from the UNH 8-K filed Dec 1, 2006.

Item 9.01 Financial Statements and Exhibits.

 

Exhibit  

Description

99.1   Press release dated December 1, 2006


Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: December 1, 2006

 

UNITEDHEALTH GROUP INCORPORATED
By:  

/s/ Dannette L. Smith

  Dannette L. Smith
  Deputy General Counsel &
  Assistant Secretary


EXHIBIT INDEX

 

Exhibit  

Description

99.1   Press release dated December 1, 2006
This excerpt taken from the UNH 8-K filed Nov 30, 2006.

Item 9.01 Financial Statements and Exhibits.

 

Exhibit   

Description

99.1    Court Order dated November 29, 2006 issued by the United States District Court for the District of Minnesota relating to the matters entitled “In Re UnitedHealth Group Incorporated Shareholder Derivative Litigation” and “In re UnitedHealth Group Incorporated PSLRA Litigation”

 

 


Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: November 30, 2006

 

UNITEDHEALTH GROUP INCORPORATED
By:   /s/ Dannette L. Smith
 

Dannette L. Smith

Deputy General Counsel &

Assistant Secretary


EXHIBIT INDEX

 

Exhibit   

Description

99.1    Court Order dated November 29, 2006 issued by the United States District Court for the District of Minnesota relating to the matters entitled “In Re UnitedHealth Group Incorporated Shareholder Derivative Litigation” and “In re UnitedHealth Group Incorporated PSLRA Litigation”
This excerpt taken from the UNH 8-K filed Nov 8, 2006.

Item 9.01 Financial Statements and Exhibits.

 

Exhibit  

Description

10.1   Employment Agreement, effective as of November 7, 2006, by and between Stephen J. Hemsley and UnitedHealth Group Incorporated
99.1   Press release dated November 8, 2006

CAUTIONARY STATEMENT FOR PURPOSES OF THE “SAFE HARBOR” PROVISIONS OF THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995

UnitedHealth Group and its representatives may from time to time make written and oral forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 (PSLRA), including statements in this report, in presentations, press releases, filings with the Securities and Exchange Commission, reports to shareholders and in meetings with analysts and investors. Generally the words “believe,” “expect,” “intend,” “estimate,” “anticipate,” “project,” “will” and similar expressions, identify forward-looking statements, which generally are not historical in nature. These statements may contain information about financial prospects, economic conditions, trends and unknown certainties. We caution that actual results could differ materially from those that management expects, depending on the outcome of certain factors. These forward-looking statements involve risks and uncertainties that may cause our actual results to differ materially from the results discussed in the forward-looking statements. Some factors that could cause results to differ materially from the forward-looking statements include: the potential consequences of the findings announced on October 15, 2006 of the investigation by an Independent Committee of directors of our stock option programs (including the consequences of our determination that the Company’s financial statements for the years ended 1994 to 2005, the interim periods contained therein, the quarter ended March 31, 2006 and all earnings and press releases, including for the quarters ended June 30, 2006 and September 30, 2006, and similar communications issued by the Company for such periods and the related reports of the Company’s independent registered public accounting firm should not be relied upon, the consequences of the resulting restatement of our financial statements for those periods, and delays in filing our quarterly reports on Form 10-Q for the second and third quarters of 2006), related governmental reviews by the SEC, IRS, U.S. Attorney for the Southern District of New York and Minnesota Attorney General, and related shareholder derivative actions, shareholder demands and purported securities class actions, a purported notice of acceleration with respect to certain of the Company’s debt securities based upon an alleged event of default under the indenture governing such securities, and recent management and director changes, and the potential impact of each of these matters on our business, credit ratings and debt; increases in health care costs that are higher than we anticipated in establishing our premium rates, including increased consumption of or costs of medical services; heightened competition as a result of new entrants into our market, and consolidation of health care companies and suppliers; events that may negatively affect our contract with AARP; uncertainties regarding changes in Medicare, including coordination of information systems and accuracy of certain assumptions; funding risks with respect to revenues received from Medicare and Medicaid programs; increases in costs and other liabilities associated with increased litigation, legislative activity and government regulation


and review of our industry; our ability to execute contracts on competitive terms with physicians, hospitals and other service providers; regulatory and other risks associated with the pharmacy benefits management industry; failure to maintain effective and efficient information systems, which could result in the loss of existing customers, difficulties in attracting new customers, difficulties in determining medical costs estimates and appropriate pricing, customer and physician and health care provider disputes, regulatory violations, increases in operating costs, or other adverse consequences; possible impairment of the value of our intangible assets if future results do not adequately support goodwill and intangible assets recorded for businesses that we acquire; potential noncompliance by our business associates with patient privacy data; misappropriation of our proprietary technology; and anticipated benefits of acquiring PacifiCare that may not be realized.

This list of important factors is not intended to be exhaustive. A further list and description of some of these risks and uncertainties can be found in our reports filed with the Securities and Exchange Commission from time to time, including our annual reports on Form 10-K and quarterly reports on Form 10-Q. Any or all forward-looking statements we make may turn out to be wrong. You should not place undue reliance on forward-looking statements, which speak only as of the date they are made. Except to the extent otherwise required by federal securities laws, we do not undertake to publicly update or revise any forward-looking statements.


Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: November 8, 2006

 

UNITEDHEALTH GROUP INCORPORATED
By:  

/s/ Dannette L. Smith

  Dannette L. Smith
  Deputy General Counsel &
  Assistant Secretary


EXHIBIT INDEX

 

Exhibit  

Description

10.1   Employment Agreement, effective as of November 7, 2006, by and between Stephen J. Hemsley and UnitedHealth Group Incorporated
99.1   Press release dated November 8, 2006
This excerpt taken from the UNH 8-K filed Nov 3, 2006.

Item 9.01 Financial Statements and Exhibits.

Exhibit Description

10.1 Form of Memorandum of Understanding, effective as of October 31, 2006, by and between UnitedHealth Group and each of Patrick J. Erlandson, Tracy L. Bahl, William A. Munsell, Lois E. Quam, Robert J. Sheehy, and David S. Wichmann

10.2 Form of Memorandum of Understanding, effective as of October 31, 2006, by and between UnitedHealth Group and Richard H. Anderson

10.3 First Amendment to UnitedHealth Group Executive Savings Plan (2004 Statement)

10.4 Second Amendment to UnitedHealth Group Directors' Compensation Deferral Plan (2002 Statement)






SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

         
    UnitedHealth Group Incorporated
          
November 2, 2006   By:   Dannette L. Smith
       
        Name: Dannette L. Smith
        Title: Deputy General Counsel & Assistant Secretary


Exhibit Index


     
Exhibit No.   Description

 
10.1
  Form of Memorandum of Understanding, effective as of October 31, 2006, by and between UnitedHealth Group and each of Patrick J. Erlandson, Tracy L. Bahl, William A. Munsell, Lois E. Quam, Robert J. Sheehy, and David S. Wichmann
10.2
  Form of Memorandum of Understanding, effective as of October 31, 2006, by and between UnitedHealth Group and Richard H. Anderson
10.3
  First Amendment to UnitedHealth Group Executive Savings Plan (2004 Statement)
10.4
  Second Amendment to UnitedHealth Group Directors' Compensation Deferral Plan (2002 Statement)
This excerpt taken from the UNH 8-K filed Oct 19, 2006.

Item 9.01 Financial Statements and Exhibits.

The following exhibit is being furnished herewith:

 

Exhibit   

Description

99.1    Press Release, dated October 19, 2006, issued by UnitedHealth Group Incorporated


Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: October 19, 2006

 

UNITEDHEALTH GROUP INCORPORATED
By:  

/s/ Dannette L. Smith

  Dannette L. Smith
  Deputy General Counsel & Assistant Secretary


EXHIBIT INDEX

 

Number   

Description

99.1    Press Release, dated October 19, 2006, issued by UnitedHealth Group Incorporated
This excerpt taken from the UNH 8-K filed Aug 10, 2006.

Item 9.01 Financial Statements and Exhibits.

 

Exhibit  

Description

99.1   Press Release, dated August 9, 2006, issued by UnitedHealth Group Incorporated

Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: August 9, 2006

 

UNITEDHEALTH GROUP INCORPORATED
By:  

/s/ David J. Lubben

  David J. Lubben
  General Counsel & Secretary


EXHIBIT INDEX

 

Exhibit  

Description

99.1   Press Release, dated August 9, 2006, issued by UnitedHealth Group Incorporated
This excerpt taken from the UNH 8-K filed Jul 19, 2006.

Item 9.01 Financial Statements and Exhibits.

The following exhibit is being furnished herewith:

 

Exhibit  

Description

99   Press Release, dated July 19, 2006, issued by UnitedHealth Group Incorporated


Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: July 19, 2006

 

UNITEDHEALTH GROUP INCORPORATED
By:  

/s/ Dannette L. Smith

  Dannette L. Smith
  Deputy General Counsel & Assistant Secretary


EXHIBIT INDEX

 

Number  

Description

99   Press Release, dated July 19, 2006, issued by UnitedHealth Group Incorporated
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