Annual Reports

Quarterly Reports


  • 8-K (Jun 22, 2011)
  • 8-K (Jun 15, 2011)
  • 8-K (Jun 10, 2011)
  • 8-K (Feb 23, 2011)
  • 8-K (Jun 18, 2010)
  • 8-K (Jun 3, 2010)


United Capital 8-K 2011

Documents found in this filing:

  1. 8-K
  2. Ex-99.1
  3. Ex-99.1
Washington, D.C. 20549


Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934>

Date of Report (Date of earliest event reported): June 7, 2011
(Exact name of registrant as specified in its charter)
(State or other jurisdiction
of incorporation)
File Number)
(IRS Employer
Identification No.)
9 Park Place, Great Neck, New York
(Address of principal executive offices)
(Zip Code)

Registrant’s telephone number, including area code: (516) 466-6464
(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Item 1.01.
Entry into a Material Definitive Agreement.
On June 7, 2011 A.F. Petrocelli, the Chairman of the Board, President and Chief Executive Officer of United Capital Corp. (the “Company”), sold to the Company 400,000 shares of the Company’s Common Stock, $.10 par value (the “Common Stock”), at a purchase price of $25.39 per share.  The sales price was the closing price of the Company’s Common Stock on June 6, 2011.  The sale of the Common Stock to the Company was approved by a Committee of the Board of Directors consisting of all of the Directors of the Company other than Mr. Petrocelli.
Item 9.01.
Financial Statements and Exhibits.
Exhibit 99.1--
Agreement, dated June 7, 2011, between the Company and A. F. Petrocelli

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated:  June 10, 2011
/s/ Anthony J. Miceli
Anthony J. Miceli
Vice President, Chief Financial Officer and Secretary

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