VLY » Topics » (d) Exhibits

This excerpt taken from the VLY 8-K filed Nov 6, 2009.

(d) Exhibits

 

99.1 Valley National Bancorp investor presentation materials for various investor meetings during the fourth quarter of 2009.


This excerpt taken from the VLY 10-Q filed Nov 8, 2006.

Item 6. Exhibits

 

(3) Articles of Incorporation and By-laws:

 

  A. Amended and Restated Certificate of Incorporation of the Registrant is incorporated herein by reference to the Registrant’s Form 10-Q Quarterly Report for the quarter ended March 31, 2006.

 

  B. By-laws of the Registrant, as amended are incorporated herein by reference to the Registrant’s Form 10-K Annual Report for the year ended December 31, 2003.

 

(10) Material Contracts

 

 

A.     Amendments to the Amended and Restated “Change in Control Agreements” among VNB, Valley and Gerald H. Lipkin, Alan D. Eskow, Albert L. Engel, Robert M. Meyer, Peter Crocitto, Richard P. Garber, Kermit R. Dyke, Walter M. Horsting, Eric W. Gould, Robert E. Farrell, and Robert J. Mulligan, dated August 15, 2006, incorporated herein by reference to the Registrant’s Form 8-K Current Report filed on August 21, 2006.

 

B.     Amendments to the Amended and Restated “Change in Control Agreements” among VNB, Valley and Stephen P. Davey and Elizabeth E. DeLaney, dated August 15, 2006, incorporated herein by reference to the Registrant’s Form 8-K/A Current Report filed on August 22, 2006.

 

C.     Amended and Restated “Severance Agreement” dated August 15, 2006, between VNB, Valley and Gerald H. Lipkin is incorporated herein by reference to the Registrant’s Form 8-K Current Report filed on August 21, 2006.

 

D.     Amendment No. 5 to Benefit Equalization Plan and amendment to Participant Agreement for Benefit Equalization Plan dated August 15, 2006 is incorporated herein by reference to the Registrant’s Form 8-K Current Report filed on August 21, 2006.

 

E.     Amendment to the Amended and Restated “Change in Control Agreement” among VNB, Valley and James G. Lawrence, dated October 18, 2006, incorporated herein by reference to the Registrant’s Form 8-K Current Report filed on October 23, 2006.

(31.1)   Certification pursuant to Securities Exchange Rule 13a-14(a)/15d-14(a) signed by Gerald H. Lipkin, Chairman of the Board, President and Chief Executive Officer of the Company.*
(31.2)   Certification pursuant to Securities Exchange Rule 13a-14(a)/15d-14(a) signed by Alan D. Eskow, Executive Vice President and Chief Financial Officer of the Company.*
(32)   Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, signed by Gerald H. Lipkin, Chairman of the Board, President and Chief Executive Officer of the Company and Alan D. Eskow, Executive Vice President and Chief Financial Officer of the Company.*

* Filed herewith

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  VALLEY NATIONAL BANCORP
  (Registrant)
Date: November 8, 2006  

/s/ Gerald H. Lipkin

        Gerald H. Lipkin
        Chairman of the Board, President
        and Chief Executive Officer
Date: November 8, 2006  

/s/ Alan D. Eskow

        Alan D. Eskow
        Executive Vice President and
        Chief Financial Officer

 

42


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EXHIBITS INDEX

 

Exhibit
Number
  

Exhibit Description

(31.1)    Certification pursuant to Securities Exchange Rule 13a-14(a)/15d-14(a) signed by Gerald H. Lipkin, Chairman of the Board, President and Chief Executive Officer of the Company.
(31.2)    Certification pursuant to Securities Exchange Rule 13a-14(a)/15d-14(a) signed by Alan D. Eskow, Executive Vice President and Chief Financial Officer of the Company.
(32)    Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, signed by Gerald H. Lipkin, Chairman of the Board, President and Chief Executive Officer of the Company and Alan D. Eskow, Executive Vice President and Chief Financial Officer of the Company.
This excerpt taken from the VLY 10-Q filed May 9, 2006.

Item 6. Exhibits

 

(2)   Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession
 

A.     Agreement and Plan of Merger, dated November 9, 2004 among Valley, VNB, NorCrown Bank, and The NorCrown Trust, is incorporated herein by reference to the Registrant’s Form 8-K Current Report on November 9, 2004.

(3)  

Articles of Incorporation and By-laws:

 

A.     Amended and Restated Certificate of Incorporation of the Registrant.*

 

B.     By-laws of the Registrant, as amended are incorporated herein by reference to the Registrant’s Form 10-K Annual Report for the year ended December 31, 2003.

(31.1)   Certification pursuant to Securities Exchange Rule 13a-14(a)/15d-14(a) signed by Gerald H. Lipkin, Chairman, President and Chief Executive Officer of the Company.*
(31.2)   Certification pursuant to Securities Exchange Rule 13a-14(a)/15d-14(a) signed by Alan D. Eskow, Executive Vice President and Chief Financial Officer of the Company.*
(32)   Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, signed by Gerald H. Lipkin, Chairman, President and Chief Executive Officer of the Company and Alan D. Eskow, Executive Vice President and Chief Financial Officer of the Company.*

* Filed herewith

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  VALLEY NATIONAL BANCORP
  (Registrant)
Date: May 9, 2006  

/s/ GERALD H. LIPKIN

  Gerald H. Lipkin
  Chairman of the Board, President and Chief Executive Officer
Date: May 9, 2006  

/s/ ALAN D. ESKOW

  Alan D. Eskow
  Executive Vice President and Chief Financial Officer

 

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EXHIBITS INDEX

 

Exhibit
Number
  

Exhibit Description

3(A)    Amended and Restated Certificate of Incorporation of the Registrant.
(31.1)    Certification pursuant to Securities Exchange Rule 13a-14(a)/15d-14(a) signed by Gerald H. Lipkin, Chairman, President and Chief Executive Officer of the Company.
(31.2)    Certification pursuant to Securities Exchange Rule 13a-14(a)/15d-14(a) signed by Alan D. Eskow, Executive Vice President and Chief Financial Officer of the Company.
(32)    Certification, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, signed by Gerald H. Lipkin, Chairman, President and Chief Executive Officer of the Company and Alan D. Eskow, Executive Vice President and Chief Financial Officer of the Company.
This excerpt taken from the VLY 10-Q filed Nov 8, 2005.

Item 6. Exhibits

 

(3)    Articles of Incorporation and By-Laws
     (A)    Certificate of Incorporation of the Company incorporated herein by reference to the Company’s Form 10-Q Quarterly Report for the quarter ended March 31, 2005.
     (B)    By-laws incorporated herein by reference to the Company’s Form 10-K Annual Report for the year ended December 31, 2003.
(31.1)    Certification of Gerald H. Lipkin, Chairman, President and Chief Executive Officer of the Company, pursuant to Securities Exchange Act Rule 13a – 14(a).
(31.2)    Certification of Alan D. Eskow, Executive Vice President and Chief Financial Officer of the Company, pursuant to Securities Exchange Act Rule 13a – 14(a).
(32)    Certification, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, signed by Gerald H. Lipkin, Chairman, President and Chief Executive Officer of the Company and Alan D. Eskow, Executive Vice President and Chief Financial Officer of the Company.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

   

VALLEY NATIONAL BANCORP

   

                (Registrant)

Date: November 8, 2005

 

/s/ Gerald H. Lipkin


   

Gerald H. Lipkin

   

Chairman, President and

Chief Executive Officer

Date: November 8, 2005

 

/s/ Alan D. Eskow


   

Alan D. Eskow

   

Executive Vice President and

Chief Financial Officer

 

42


Table of Contents

EXHIBITS INDEX

 

Exhibit

Number


 

Exhibit Description


(3)   Articles of Incorporation and By-Laws
(A)   Certificate of Incorporation of the Company incorporated herein by reference to the Company’s Form 10-Q Quarterly Report for the quarter ended March 31, 2005.
(B)   By-laws incorporated herein by reference to the Company’s Form 10-K Annual Report for the year ended December 31, 2003.
(31.1)   Certification of Gerald H. Lipkin, Chairman, President and Chief Executive Officer of the Company, pursuant to Securities Exchange Rule 13a-14(a).
(31.2)   Certification of Alan D. Eskow, Executive Vice President and Chief Financial Officer of the Company pursuant to Securities Exchange Rule 13a-14(a).
(32)   Certification, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, signed by Gerald H. Lipkin, Chairman, President and Chief Executive Officer of the Company and Alan D. Eskow, Executive Vice President and Chief Financial Officer of the Company.
This excerpt taken from the VLY 10-Q filed Aug 9, 2005.

Item 6. Exhibits

 

  (3) Articles of Incorporation and By-Laws

 

  (A) Certificate of Incorporation of the Company incorporated herein by reference to the Company’s Form 10-Q Quarterly Report for the quarter ended March 31, 2005.

 

  (B) By-laws incorporated herein by reference to the Company’s Form 10-K Annual Report for the year ended December 31, 2003.

 

  (10) Material Contracts

 

  (A) Valley National Bancorp 2004 Director Restricted Stock Plan incorporated herein by reference to Appendix A of the Company’s Proxy Statement for the 2005 Annual Meeting of Shareholders, filed on March 7, 2005.

 

  (B) Form of Director Restricted Stock Award Agreement incorporated herein by reference to the Company’s Form 8-K Current Report filed on April 12, 2005.

 

  (31.1) Certification of Gerald H. Lipkin, Chairman, President and Chief Executive Officer of the Company, pursuant to Securities Exchange Act Rule 13a – 14(a).

 

  (31.2) Certification of Alan D. Eskow, Executive Vice President and Chief Financial Officer of the Company, pursuant to Securities Exchange Act Rule 13a – 14(a).

 

  (32) Certification, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, signed by Gerald H. Lipkin, Chairman, President and Chief Executive Officer of the Company and Alan D. Eskow, Executive Vice President and Chief Financial Officer of the Company.

 

40


Table of Contents

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

        VALLEY NATIONAL BANCORP
                        (Registrant)
Date: August 8, 2005      

/s/ Gerald H. Lipkin


        Gerald H. Lipkin
        Chairman, President and
        Chief Executive Officer
Date: August 8, 2005      

/s/ Alan D. Eskow


        Alan D. Eskow
        Executive Vice President and
        Chief Financial Officer

 

41


Table of Contents

EXHIBITS INDEX

 

Exhibit
Number


  

Exhibit Description


(3)    Articles of Incorporation and By-Laws
(A)    Certificate of Incorporation of the Company incorporated herein by reference to the Company’s Form 10-Q Quarterly Report for the quarter ended March 31, 2005.
(B)    By-laws incorporated herein by reference to the Company’s Form 10-K Annual Report for the year ended December 31, 2003.
(10)    Material Contracts
(A)    Valley National Bancorp 2004 Director Restricted Stock Plan incorporated herein by reference to Appendix A of the Company’s Proxy Statement for the 2005 Annual Meeting of Shareholders, filed on March 7, 2005.
(B)    Form of Director Restricted Stock Award Agreement incorporated herein by reference to the Company’s Form 8-K Current Report filed on April 12, 2005.
(31.1)    Certification of Gerald H. Lipkin, Chairman, President and Chief Executive Officer of the Company, pursuant to Securities Exchange Rule 13a-14(a).
(31.2)    Certification of Alan D. Eskow, Executive Vice President and Chief Financial Officer of the Company pursuant to Securities Exchange Rule 13a-14(a).
(32)    Certification, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, signed by Gerald H. Lipkin, Chairman, President and Chief Executive Officer of the Company and Alan D. Eskow, Executive Vice President and Chief Financial Officer of the Company.
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