WDR » Topics » Section 16(a) Beneficial Ownership Reporting Compliance

This excerpt taken from the WDR DEF 14A filed Feb 27, 2009.

Section 16(a) Beneficial Ownership Reporting Compliance

              Section 16(a) of the Exchange Act requires each director, officer and any individual beneficially owning more than 10% of the Company's Class A common stock to file with the SEC reports of security ownership and reports on subsequent changes in ownership. These reports are generally due within two business days of the transaction giving rise to the reporting obligation.

              To the Company's knowledge, all required Section 16(a) filings were timely and correctly made by reporting persons during 2008, except that due to administrative errors, Henry J. Herrmann, Michael D. Strohm and Robert J. Williams, Jr. (a former executive officer) did not timely file one report reporting one reportable transaction each.

This excerpt taken from the WDR DEF 14A filed Feb 29, 2008.

Section 16(a) Beneficial Ownership Reporting Compliance

            Section 16(a) of the Exchange Act requires each director, officer and any individual beneficially owning more than 10% of the Company's Class A common stock to file with the SEC reports of security ownership and reports on subsequent changes in ownership. These reports are generally due within two business days of the transaction giving rise to the reporting obligation.

            To the Company's knowledge, all required Section 16(a) filings were timely and correctly made by reporting persons during 2007, except that due to administrative errors, Henry J. Herrmann and Daniel C. Schulte did not timely file one report reporting one reportable transaction each.

This excerpt taken from the WDR DEF 14A filed Mar 1, 2007.

Section 16(a) Beneficial Ownership Reporting Compliance

Section 16(a) of the Exchange Act requires each director, officer and any individual beneficially owning more than 10% of the Company’s Class A common stock to file with the SEC reports of security ownership and reports on subsequent changes in ownership. These reports are generally due within two business days of the transaction giving rise to the reporting obligation.

To the Company’s knowledge, all required Section 16(a) filings were timely and correctly made by reporting persons during 2006.

This excerpt taken from the WDR DEF 14A filed Mar 1, 2006.

Section 16(a) Beneficial Ownership Reporting Compliance

Section 16(a) of the Exchange Act requires each director, officer and any individual beneficially owning more than 10% of the Company’s Class A common stock to file with the SEC reports of security ownership and reports on subsequent changes in ownership. These reports are generally due within two business days of the transaction giving rise to the reporting obligation.

15




To the Company’s knowledge, all required Section 16(a) filings were timely and correctly made by reporting persons during 2005, except that due to administrative errors, Alan W. Kosloff did not timely file one report reporting one reportable transaction.

This excerpt taken from the WDR DEF 14A filed Mar 14, 2005.

Section 16(a) Beneficial Ownership Reporting Compliance

        Section 16(a) of the Exchange Act requires each director, officer and any individual beneficially owning more than 10% of the Company's Class A common stock to file with the SEC reports of security ownership and reports on subsequent changes in ownership. These reports are generally due within two business days of the transaction giving rise to the reporting obligation.

        To the Company's knowledge, all required Section 16(a) filings were timely and correctly made by reporting persons during 2004, except that due to administrative errors, Robert J. Williams, Jr., a former Section 16 reporting person, did not timely file one report reporting one reportable transaction, James M. Raines did not timely file one report reporting six reportable transactions, and Keith A. Tucker did not timely file one report reporting an aggregate of 20 reportable transactions related to his participation in the Company's annual stock option restoration program (the "SORP"). For additional information concerning Mr. Tucker's participation in the SORP, see "Stock Option Grant Table."

Wikinvest © 2006, 2007, 2008, 2009, 2010, 2011, 2012. Use of this site is subject to express Terms of Service, Privacy Policy, and Disclaimer. By continuing past this page, you agree to abide by these terms. Any information provided by Wikinvest, including but not limited to company data, competitors, business analysis, market share, sales revenues and other operating metrics, earnings call analysis, conference call transcripts, industry information, or price targets should not be construed as research, trading tips or recommendations, or investment advice and is provided with no warrants as to its accuracy. Stock market data, including US and International equity symbols, stock quotes, share prices, earnings ratios, and other fundamental data is provided by data partners. Stock market quotes delayed at least 15 minutes for NASDAQ, 20 mins for NYSE and AMEX. Market data by Xignite. See data providers for more details. Company names, products, services and branding cited herein may be trademarks or registered trademarks of their respective owners. The use of trademarks or service marks of another is not a representation that the other is affiliated with, sponsors, is sponsored by, endorses, or is endorsed by Wikinvest.
Powered by MediaWiki