WDR » Topics » WHEREAS

This excerpt taken from the WDR 8-K filed Apr 10, 2009.
WHEREAS, the Board (the “Board”) has authorized and declared a dividend distribution of one preferred share purchase right (a “Right”) for each outstanding share of Common Stock (as defined below) outstanding as of 5:00 p.m., New York City time, on April 28, 2009 (the “Record Date”) and has authorized the issuance of one Right (subject to adjustment) in respect of each share of Common Stock issued between the Record Date and the earliest of the Distribution Date, the Redemption Date and the Final Expiration Date (as such terms are hereinafter defined) and under certain other circumstances, each Right representing the right to purchase one one-thousandth of one share of Series B Junior Participating Preferred Stock of the Company having the rights and preferences set forth in the form of Certificate of Designation, Preferences and Rights of Series B Junior Participating Preferred Stock of Waddell & Reed Financial, Inc., attached hereto as Exhibit A, upon the terms and subject to the conditions hereinafter set forth;

 

These excerpts taken from the WDR 10-K filed Feb 27, 2009.
WHEREAS, NWL agrees to develop, issue and administer certain annuity contracts life policies and qualified employer-sponsored retirement plan trust products (identified in Appendix A attached hereto and collectively, referred to hereinafter as (“the Products”); and

 

WHEREAS, the Company and the Executive are parties to a certain Change in Control Employment Agreement dated as of December 14, 2001, (the "Agreement"); and

 

WHEREAS, Waddell & Reed supports the agreement of NWL to develop, issue and administer the Products listed in Appendix A attached hereto.

 

WHEREAS, the Company and the Executive have agreed to make certain modifications to the Agreement to comply with the provisions of section 409A of the Internal Revenue Code of 1986, as amended (the "Code").

 

WHEREAS, NWL agrees
to develop, issue and administer certain annuity contracts life policies and
qualified employer-sponsored retirement plan trust products (identified in
Appendix A attached hereto and collectively, referred to hereinafter as (“the
Products”); and



 



WHEREAS, Waddell &
Reed supports the agreement of NWL to develop, issue and administer the
Products listed in Appendix A attached hereto.



 



WHEREAS, the Company
and the Executive are parties to a certain Change in Control Employment
Agreement dated as of December 14, 2001, (the "Agreement"); and



 



WHEREAS, the Company
and the Executive have agreed to make certain modifications to the Agreement to
comply with the provisions of section 409A of the Internal Revenue Code of
1986, as amended (the "Code").



 



These excerpts taken from the WDR 10-K filed Feb 29, 2008.
WHEREAS, the Company desires to amend the Option Agreement to require that the Optionee surrender the Option to the Company for a single lump sum cash payment in full settlement of the Option.

 

WHEREAS, the Company
desires to amend the Option Agreement to require that the Optionee surrender
the Option to the Company for a single lump sum cash payment in full settlement
of the Option.



 



This excerpt taken from the WDR 10-K filed Mar 1, 2006.
WHEREAS, Company and Consultant wish to extend the terms of the Agreement and amend the Agreement to provide for an extension of the Termination Date.

 

Wikinvest © 2006, 2007, 2008, 2009, 2010, 2011, 2012. Use of this site is subject to express Terms of Service, Privacy Policy, and Disclaimer. By continuing past this page, you agree to abide by these terms. Any information provided by Wikinvest, including but not limited to company data, competitors, business analysis, market share, sales revenues and other operating metrics, earnings call analysis, conference call transcripts, industry information, or price targets should not be construed as research, trading tips or recommendations, or investment advice and is provided with no warrants as to its accuracy. Stock market data, including US and International equity symbols, stock quotes, share prices, earnings ratios, and other fundamental data is provided by data partners. Stock market quotes delayed at least 15 minutes for NASDAQ, 20 mins for NYSE and AMEX. Market data by Xignite. See data providers for more details. Company names, products, services and branding cited herein may be trademarks or registered trademarks of their respective owners. The use of trademarks or service marks of another is not a representation that the other is affiliated with, sponsors, is sponsored by, endorses, or is endorsed by Wikinvest.
Powered by MediaWiki