WBS » Topics » ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.

This excerpt taken from the WBS 8-K filed Dec 11, 2009.

Item 9.01 Financial Statements and Exhibits.

          (d) Exhibits

Exhibit No.

 

Description

3.1

 

Certificate of Amendment to Second Amended and Restated Articles of Incorporation

99.1

 

Press Release dated December 10, 2009


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized. 

 

 

 

 

 

 

 

 

 

 

 

WEBSTER FINANCIAL CORPORATION

 

 

 

 

Date: December 11, 2009.

 

 

 

By:

 

/s/ Harriet Munrett Wolfe

 

 

 

 

Name:

 

Harriet Munrett Wolfe

 

 

 

 

Title:

 

Executive Vice President, General Counsel and Secretary


EXHIBIT INDEX

Exhibit No.

 

Description

3.1

 

Certificate of Amendment to Second Amended and Restated Articles of Incorporation

99.1

 

Press Release dated December 10, 2009

 


This excerpt taken from the WBS DEFA14A filed Oct 21, 2009.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

 

Exhibit No.

  

Description

  3.1    Certificate of Designations of Perpetual Participating Preferred Stock, Series C of Webster Financial Corporation (filed as Exhibit 3.1 to Webster’s Current Report on Form 8-K filed with the SEC on July 31, 2009 and incorporated herein by reference).
  3.2    Certificate of Designations of Non-Voting Perpetual Participating Preferred Stock, Series D of Webster Financial Corporation (filed as Exhibit 3.2 to Webster’s Current Report on Form 8-K filed with the SEC on July 31, 2009 and incorporated herein by reference).
  4.1    A Warrant, Series 2.*
  4.2    B Warrant, Series 2.*
10.1    Investment Agreement, dated as of July 27, 2009, by and between Webster Financial Corporation and Warburg Pincus Private Equity X, L.P. (filed as Exhibit 10.1 to Webster’s Current Report on Form 8-K filed with the SEC on July 31, 2009 and incorporated herein by reference).

 

* Filed herewith.

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.

 

     WEBSTER FINANCIAL CORPORATION
Date: October 21, 2009.    By:    /s/ Douglas O. Hart
       
   Name:    Douglas O. Hart
   Title:    Executive Vice President and Chief Accounting Officer

 


EXHIBIT INDEX

 

Exhibit No.

  

Description

  3.1    Certificate of Designations of Perpetual Participating Preferred Stock, Series C of Webster Financial Corporation (filed as Exhibit 3.1 to Webster’s Current Report on Form 8-K filed with the SEC on July 31, 2009 and incorporated herein by reference).
  3.2    Certificate of Designations of Non-Voting Perpetual Participating Preferred Stock, Series D of Webster Financial Corporation (filed as Exhibit 3.2 to Webster’s Current Report on Form 8-K filed with the SEC on July 31, 2009 and incorporated herein by reference).
  4.1    A Warrant, Series 2.*
  4.2    B Warrant, Series 2.*
10.1    Investment Agreement, dated as of July 27, 2009, by and between Webster Financial Corporation and Warburg Pincus Private Equity X, L.P. (filed as Exhibit 10.1 to Webster’s Current Report on Form 8-K filed with the SEC on July 31, 2009 and incorporated herein by reference).

 

* Filed herewith.
This excerpt taken from the WBS 8-K filed Oct 21, 2009.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

 

Exhibit No.

  

Description

  3.1    Certificate of Designations of Perpetual Participating Preferred Stock, Series C of Webster Financial Corporation (filed as Exhibit 3.1 to Webster’s Current Report on Form 8-K filed with the SEC on July 31, 2009 and incorporated herein by reference).
  3.2    Certificate of Designations of Non-Voting Perpetual Participating Preferred Stock, Series D of Webster Financial Corporation (filed as Exhibit 3.2 to Webster’s Current Report on Form 8-K filed with the SEC on July 31, 2009 and incorporated herein by reference).
  4.1    A Warrant, Series 2.*
  4.2    B Warrant, Series 2.*
10.1    Investment Agreement, dated as of July 27, 2009, by and between Webster Financial Corporation and Warburg Pincus Private Equity X, L.P. (filed as Exhibit 10.1 to Webster’s Current Report on Form 8-K filed with the SEC on July 31, 2009 and incorporated herein by reference).

 

* Filed herewith.

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.

 

     WEBSTER FINANCIAL CORPORATION
Date: October 21, 2009.    By:    /s/ Douglas O. Hart
       
   Name:    Douglas O. Hart
   Title:    Executive Vice President and Chief Accounting Officer

 


EXHIBIT INDEX

 

Exhibit No.

  

Description

  3.1    Certificate of Designations of Perpetual Participating Preferred Stock, Series C of Webster Financial Corporation (filed as Exhibit 3.1 to Webster’s Current Report on Form 8-K filed with the SEC on July 31, 2009 and incorporated herein by reference).
  3.2    Certificate of Designations of Non-Voting Perpetual Participating Preferred Stock, Series D of Webster Financial Corporation (filed as Exhibit 3.2 to Webster’s Current Report on Form 8-K filed with the SEC on July 31, 2009 and incorporated herein by reference).
  4.1    A Warrant, Series 2.*
  4.2    B Warrant, Series 2.*
10.1    Investment Agreement, dated as of July 27, 2009, by and between Webster Financial Corporation and Warburg Pincus Private Equity X, L.P. (filed as Exhibit 10.1 to Webster’s Current Report on Form 8-K filed with the SEC on July 31, 2009 and incorporated herein by reference).

 

* Filed herewith.
This excerpt taken from the WBS 8-K filed Jul 21, 2009.

ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.

 

(a) Not Applicable.

 

(b) Not Applicable.

 

(c) Not Applicable.

 

(d) Exhibits.

 

Exhibit No.

  

Description

99.1    Press release dated July 20, 2009.

 

- 2 -


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.

 

        WEBSTER FINANCIAL CORPORATION

Date: July 21, 2009

  By:   /s/ Harriet Munrett Wolfe
          Name:   Harriet Munrett Wolfe
          Title:  

Executive Vice President,

General Counsel and Secretary

 

- 3 -


EXHIBIT INDEX

 

Exhibit No.

  

Description

99.1    Press release dated July 20, 2009.
This excerpt taken from the WBS 8-K filed Jun 25, 2009.

Item 9.01. Financial Statements and Exhibits.

 

(a) Not applicable.

 

(b) Not applicable.

 

(c) Not applicable.

 

(d) Exhibits.

 

Exhibit No.

 

Description

99.1   Press release dated June 25, 2009.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.

 

      WEBSTER FINANCIAL CORPORATION
Date: June 25, 2009.     By:  

/s/    Gerald P. Plush

      Name:   Gerald P. Plush
      Title:  

Senior Executive Vice President and Chief Financial

Officer/Chief Risk Officer


EXHIBIT INDEX

 

Exhibit No.

 

Description

99.1   Press release dated June 25, 2009.
This excerpt taken from the WBS 8-K filed May 28, 2009.

Item 9.01. Financial Statements and Exhibits.

 

(a) Not applicable.

 

(b) Not applicable.

 

(c) Not applicable.

 

(d) Exhibits.

 

Exhibit No.

 

Description

12.1   Computation of Earnings to Fixed Charges and Preferred Stock Dividends.
99.1   Press release dated May 28, 2009.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.

 

    WEBSTER FINANCIAL CORPORATION
Date: May 28, 2009.   By:  

/s/    Douglas O. Hart

  Name:   Douglas O. Hart
  Title:   Executive Vice President and Chief Accounting Officer


EXHIBIT INDEX

 

Exhibit No.

 

Description

12.1   Computation of Earnings to Fixed Charges and Preferred Stock Dividends.
99.1   Press release dated May 28, 2009.
This excerpt taken from the WBS 8-K filed Jul 22, 2008.

Item 9.01. Financial Statements and Exhibits

 

(a) Not applicable.

 

(b) Not applicable.

 

(c) Not applicable.

 

(d) Exhibits.

 

Exhibit
Number

 

Description

99.1   Press release dated July 22, 2008.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

WEBSTER FINANCIAL CORPORATION

(Registrant)

By:  

/s/    Douglas O. Hart

  Douglas O. Hart
  Senior Vice President and
  Chief Accounting Officer

Date: July 22, 2008


EXHIBIT INDEX

 

Exhibit
Number

 

Description

99.1   Press release dated July 22, 2008
This excerpt taken from the WBS 8-K filed Jul 11, 2008.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

 

Exhibit

Number

  

Description

99.1

   Press release dated July 10, 2008.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

WEBSTER FINANCIAL CORPORATION
                            (Registrant)

/s/ Douglas O. Hart

Douglas O. Hart

Chief Accounting Officer

Date: July 10, 2008


EXHIBIT INDEX

 

Exhibit

Number

  

Description

99.1

   Press release dated July 10, 2008.
This excerpt taken from the WBS 8-K filed Jun 24, 2008.

Item 9.01. Financial Statements and Exhibits.

(a) Not Applicable.

(b) Not Applicable.

(c) Not Applicable.

(d) Exhibits.

 

Exhibit No.

 

Description

99.1   Press Release dated June 23, 2008.
99.2   Press Release dated June 24, 2008.

 

- 2 -


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  WEBSTER FINANCIAL CORPORATION
Date: June 24, 2008   By:  

/s/ Harriet Munrett Wolfe

    Harriet Munrett Wolfe
    Executive Vice President, General
    Counsel and Secretary

 

- 3 -


EXHIBIT INDEX

 

Exhibit No.

 

Description

99.1

 

99.2

 

Press Release dated June 23, 2008.

 

Press Release dated June 24, 2008.

This excerpt taken from the WBS 8-K filed Jun 5, 2008.

Item 9.01. Financial Statements and Exhibits.

 

(a) Not Applicable.

 

(b) Not Applicable.

 

(c) Not Applicable.

 

(d) Exhibits.

 

Exhibit No.

 

Description

12.1   Ratio of Earnings to Fixed Charges.

 

- 4 -

This excerpt taken from the WBS 8-K filed Jan 24, 2008.

Item 9.01. Financial Statements and Exhibits

 

(a) Not applicable.

 

(b) Not applicable.

 

(d) Exhibits.

 

Exhibit
Number
  

Description

99.1    Press release dated January 24, 2008.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

WEBSTER FINANCIAL CORPORATION

                            (Registrant)

By:  

/s/ Gerald P. Plush

  Gerald P. Plush
  Senior Executive Vice President and
  Chief Financial Officer

Date: January 24, 2008


EXHIBIT INDEX

 

Exhibit
Number
  

Description

99.1    Press release dated December 24, 2008
This excerpt taken from the WBS 8-K filed Dec 19, 2007.

Item 9.01. Financial Statements and Exhibits.

 

(a) Not Applicable.

 

(b) Not Applicable.

 

(c) Not Applicable.

 

(d) Exhibits.

 

Exhibit No.   

Description

3.1    Amended Bylaws of Webster Financial Corporation.

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.

 

    WEBSTER FINANCIAL CORPORATION
Date: December 19, 2007     By:   /s/    Harriet Munrett Wolfe         
     

Name:  Harriet Munrett Wolfe

Title:    Executive Vice President, General Counsel and Secretary


EXHIBIT INDEX

 

Exhibit No.   

Description

3.1    Amended Bylaws of Webster Financial Corporation.
This excerpt taken from the WBS 8-K filed Oct 23, 2007.

Item 9.01.    Financial Statements and Exhibits

 

(a) Not applicable.

 

(b) Not applicable.

 

(d) Exhibits.

 

Exhibit Number   

Description

99.1    Press release dated October 23, 2007.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

WEBSTER FINANCIAL CORPORATION
                          (Registrant)
By:   /s/ Gerald P. Plush
  Gerald P. Plush
 

Senior Executive Vice President and

Chief Financial Officer

Date: October 23, 2007


EXHIBIT INDEX

 

Exhibit Number   

Description

99.1    Press release dated October 23, 2007
This excerpt taken from the WBS 8-K filed Jun 5, 2007.

Item 9.01. Financial Statements and Exhibits

 

  (a) Not applicable.

 

  (b) Not applicable.

 

  (d) Exhibits.

 

Exhibit Number

  

Description

99.1

   Press release dated June 5, 2007.

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

WEBSTER FINANCIAL CORPORATION

(Registrant)

/s/  Gerald P. Plush                                        

      Gerald P. Plush

      Executive Vice President and

      Chief Financial Officer

Date: June 5, 2007

This excerpt taken from the WBS 8-K filed May 1, 2007.

Item 9.01 Financial Statements and Exhibits.

(a) Not applicable.
(b) Not applicable.
(c) Not applicable.
(d) Exhibits.


Exhibit No. / Description

10.1 Amendment No. 5 to the Supplemental Retirement Plan for Employees of Webster Bank.

10.2 Amendment No. 2 to the Webster Bank Amended and Restated Deferred Compensation Plan for Directors and Officers.

10.3 Amendment No. 2 to the Webster Financial Corporation 1992 Stock Option Plan, as amended and restated effective October 23, 2006 and most recently amended January 28, 2007.

10.4 Amendment No. 4 to the Supplemental Retirement Plan for Employees of Webster Bank.






SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

         
    Webster Financial Corporation
          
May 1, 2007   By:   /s/ Harriet Munrett Wolfe
       
        Name: Harriet Munrett Wolfe
        Title: Executive Vice President, General Counsel and Secretary


Exhibit Index


     
Exhibit No.   Description

 
10.1
  Amendment No. 5 to the Supplemental Retirement Plan for Employees of Webster Bank.
10.2
  Amendment No. 2 to the Webster Bank Amended and Restated Deferred Compensation Plan for Directors and Officers.
10.3
  Amendment No. 2 to the Webster Financial Corporation 1992 Stock Option Plan, as amended and restated effective October 23, 2006 and most recently amended January 28, 2007.
10.4
  Amendment No. 4 to the Supplemental Retirement Plan for Employees of Webster Bank.
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