XOMA » Topics » Warrant

This excerpt taken from the XOMA 8-K filed Jun 10, 2009.
Warrant").  Capitalized terms used herein and not otherwise defined shall have the respective meanings set forth in the Warrant.
 
1.           Form of Exercise Price.  The Holder intends that payment of the Exercise Price shall be made as:
 
 
____________
a "Cash Exercise" with respect to _________________ Warrant Shares; and/or
 
 
____________
a "Cashless Exercise" with respect to _______________ Warrant Shares.
 
2.           Payment of Exercise Price.  In the event that the holder has elected a Cash Exercise with respect to some or all of the Warrant Shares to be issued pursuant hereto, the holder shall pay the Aggregate Exercise Price in the sum of $___________________ to the Company in accordance with the terms of the Warrant.
 
3.           Delivery of Warrant Shares.  The Company shall deliver to the holder __________ Warrant Shares in accordance with the terms of the Warrant.
 

 
Date: _______________ __, ______
 

   
_____________________________
        Name of Registered Holder
 

 
By:
   
 
Name:
 
 
Title:
 


 
 

 

ACKNOWLEDGMENT
 

 
The Company hereby acknowledges this Exercise Notice and hereby directs
This excerpt taken from the XOMA 8-K filed May 19, 2009.
Warrant").  Capitalized terms used herein and not otherwise defined shall have the respective meanings set forth in the Warrant.
 
1.           Form of Exercise Price.  The Holder intends that payment of the Exercise Price shall be made as:
 
 
____________
a "Cash Exercise" with respect to _________________ Warrant Shares; and/or
 
 
____________
a "Cashless Exercise" with respect to _______________ Warrant Shares.
 
2.           Payment of Exercise Price.  In the event that the holder has elected a Cash Exercise with respect to some or all of the Warrant Shares to be issued pursuant hereto, the holder shall pay the Aggregate Exercise Price in the sum of $___________________ to the Company in accordance with the terms of the Warrant.
 
3.           Delivery of Warrant Shares.  The Company shall deliver to the holder __________ Warrant Shares in accordance with the terms of the Warrant.
 

 
Date: _______________ __, ______
 
_____________________________
   Name of Registered Holder
 

 
By:  __________________________
        Name:
        Title:

 
 

 

ACKNOWLEDGMENT
 

 
The Company hereby acknowledges this Exercise Notice and hereby directs

EXCERPTS ON THIS PAGE:

8-K
Jun 10, 2009
8-K
May 19, 2009

RELATED TOPICS for XOMA:

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