XEL » Topics » Item 9.01. Financial Statements and Exhibits

This excerpt taken from the XEL 8-K filed Sep 15, 2008.

Item 9.01.  Financial Statements and Exhibits

 

(d)                                              Exhibits

 

Exhibit No.

 

Description

 

 

 

1.01

 

Underwriting Agreement, dated September 9, 2008, between Xcel Energy Inc. and Morgan Stanley & Co. Incorporated and Citigroup Global Markets Inc.

 

 

 

5.01

 

Opinion of Michael C. Connelly regarding the validity of certain securities.

 

 

 

8.01

 

Opinion of Jones Day regarding certain tax matters.

 

2



 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

 

Xcel Energy Inc.

 

 

 

 

 

By:

/s/ Teresa S. Madden

 

 

Name: Teresa S. Madden

 

 

Title: Vice President and Controller

Dated: September 15, 2008

 

 

3



 

EXHIBIT INDEX

 

Exhibit No.

 

Description

 

 

 

1.01

 

Underwriting Agreement, dated September 9, 2008, between Xcel Energy Inc. and Morgan Stanley & Co. Incorporated and Citigroup Global Markets Inc.

 

 

 

5.01

 

Opinion of Michael C. Connelly regarding the validity of certain securities.

 

 

 

8.01

 

Opinion of Jones Day regarding certain tax matters.

 

4


This excerpt taken from the XEL 8-K filed Jan 16, 2008.

Item 9.01. Financial Statements and Exhibits

 

Exhibits

 

4.01

 

Junior Subordinated Indenture, dated as of January 1, 2008, by and between the Company and Wells Fargo Bank, National Association, as trustee.

 

 

 

4.02

 

Supplemental Indenture No. 1, dated January 16, 2008, by and between the Company and Wells Fargo Bank, National Association, as trustee.

 

 

 

4.03

 

Replacement Capital Covenant, dated January 16, 2008.

 

 

 

5.01

 

Opinion of Michael C. Connelly regarding the validity of certain securities.

 

 

 

8.01

 

Opinion of Jones Day regarding certain tax matters.

 

3



 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

 

Xcel Energy Inc.

 

 

 

 

 

 

 

 

By:

/s/ Teresa S. Madden

 

Name:

Teresa S. Madden

 

Title:

Vice President and Controller

 

Dated:  January 16, 2008

 

4


This excerpt taken from the XEL 8-K filed Dec 21, 2007.

Item 9.01.              Financial Statements and Exhibits.

 

(d)           Exhibits.

 

Exhibit No.

 

Description

 

99.1

 

Press release of Xcel Energy Inc. dated December 20, 2007

 

 

 

2



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

 

Xcel Energy Inc.

 

(a Minnesota corporation)

 

 

 

 

 

 

 

By:

 /s/ George E. Tyson II

 

Name:

George E. Tyson II

 

Title:

Vice President and Treasurer

 

Dated:    December 20, 2007

 

 

3



 

 

EXHIBIT INDEX

 

Exhibit No.

 

Description

 

99.1

 

Press release of Xcel Energy Inc. dated December 20, 2007

 

 

 

 

 

4


 

This excerpt taken from the XEL 8-K filed Nov 14, 2007.

Item 9.01.              Financial Statements and Exhibits.

(d)           Exhibits.

Exhibit No.

 

Description

99.1

 

Press release of Xcel Energy Inc. dated November 9, 2007

 

 

2



 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

Xcel Energy Inc.

(a Minnesota corporation)

 

 

 

By:

/s/ Benjamin G.S. Fowke III

Name:

Benjamin G.S. Fowke III

Title:

Vice President and Chief Financial Officer

 

Dated:    November 14, 2007

 

3



 

EXHIBIT INDEX

Exhibit No.

 

Description

99.1

 

Press release of Xcel Energy Inc. dated November 9, 2007

 

 

 

4


This excerpt taken from the XEL 8-K filed Jun 25, 2007.

Item 9.01 Financial Statements and Exhibits

 

(c) Exhibit

 

Exhibit No.

 

Description

99.01

 

Bank of America Conference Presentation

 

3



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Xcel Energy Inc.

 

(a Minnesota Corporation)

 

 

 

 

 

 

 

/s/BENJAMIN G.S. FOWKE III

 

 

Benjamin G.S. Fowke III

 

Vice President and Chief Financial Officer

 

June 25, 2007

 

4


This excerpt taken from the XEL 8-K filed May 30, 2007.

Item 9.01. Financial Statements and Exhibits

(c) Exhibit

Exhibit No.

 

Description

10.01

 

Second Amendment to the Xcel Energy Senior Executive Severance and Change-in-Control Policy.

10.02

 

Amendment Four to Employment Agreement Between Xcel Energy Inc. and Paul J. Bonavia

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Xcel Energy Inc.

 

(a Minnesota Corporation)

 

 

 

 

 

/s/ Benjamin G.S. Fowke III

 

 

Benjamin G.S. Fowke III

 

Vice President and Chief Financial Officer

 

May 30, 2007

3



This excerpt taken from the XEL 8-K filed Apr 5, 2007.

Item 9.01. Financial Statements and Exhibits

Exhibits

4.01                                              Supplemental Indenture dated March 30, 2007 between Xcel Energy Inc. and Wells Fargo Bank, National Association, as Trustee, creating $253,979,000 aggregate principal amount of 5.613% Senior Notes, Series due 2017.

10.01                                        Registration Rights Agreement dated March 30, 2007 between Xcel Energy Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated, Greenwich Capital Markets, Inc. and Lazard Capital Markets LLC.




SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

Xcel Energy Inc.

 

(a Minnesota corporation)

 

 

 

By:

/s/ George E. Tyson II

 

Name: George E. Tyson II

 

Title: Vice President and Treasurer

 

Dated:  April 5, 2007




EXHIBIT INDEX

Exhibits

 

 

 

 

 

4.01

 

Supplemental Indenture dated March 30, 2007 between Xcel Energy Inc. and Wells Fargo Bank, National Association, as Trustee, creating $253,979,000 aggregate principal amount of 5.613% Senior Notes, Series due 2017.

 

 

 

10.01

 

Registration Rights Agreement dated March 30, 2007 between Xcel Energy Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated, Greenwich Capital Markets, Inc. and Lazard Capital Markets LLC.

 



This excerpt taken from the XEL 8-K filed Apr 3, 2007.

Item 9.01               Financial Statements and Exhibits

(d) Exhibits.

99.1         Press release of Xcel Energy Inc., dated March 28, 2007.

2




SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

Xcel Energy Inc.

 

(a Minnesota corporation)

 

 

 

 

By:

/s/ George E Tyson II

 

 

George E Tyson II

 

 

Vice President and Treasurer

 

April 3, 2007

3




EXHIBIT INDEX

Exhibit No.

 

Description

99.1

 

News release of Xcel Energy Inc., dated March 28, 2007.

 

 

4



This excerpt taken from the XEL 8-K filed Mar 28, 2007.

Item 9.01               Financial Statements and Exhibits

(d) Exhibits.

99.1         News release of Xcel Energy Inc., dated March 23, 2007.

 

2




SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

Xcel Energy Inc.

 

(a Minnesota corporation)

 

 

 

By:

/s/ Benjamin G.S. Fowke, III

 

 

Benjamin G.S. Fowke, III

 

 

Vice President and Chief Financial Officer

March 28, 2007

 

3




EXHIBIT INDEX

Exhibit No.

 

Description

99.1

 

News release of Xcel Energy Inc., dated March 23, 2007.

 

4



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