YADKIN FINANCIAL Corp 8-K 2012
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported) October 24, 2012 (October 21, 2012)
Yadkin Valley Financial Corporation
(Exact name of registrant as specified in its charter)
(State or other jurisdiction of incorporation)
(Registrants telephone number, including area code)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
We are filing this Amendment No. 1 (this Amendment) to our Current Report on Form 8-K originally filed with the Securities and Exchange Commission on October 25, 2012 (the Original Filing) solely for the purpose of including certain information relating to the beneficial ownership of our common stock following the transactions described in the Original Filing. This Amendment No. 1 hereby amends the Original Filing and except as set forth herein, no other amendments to the Original Filing are made by this Amendment No. 1.
Wellington Management Company, LLP (Wellington) will be deemed to beneficially own 9.826% of the Companys Voting Common Stock upon shareholder approval of the conversion of the Companys Series A Preferred Stock into shares of Voting Common Stock and the exchange of shares of the Companys Series T Preferred Stock and Series T-ACB Preferred Stock for shares of Voting Common Stock and Non-Voting Common Stock as a result of the participation in the Private Placement and entry into the Exchange Agreement by several institutional investors advised by Wellington.
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: November 8, 2012