Send us Feedback

Broker-dealer

RECENT NEWS
SEC Says ‘Rampant Churning’ Reaped $1 Million for Broker-Dealer
Bloomberg  Jun 12 
The U.S. Securities and Exchange Commission and Alabama regulators sued Aura Financial Services Inc. and six employees claiming they reaped $1 million in fees and commissions through “rampant churning” of client accounts.
Are The Broker-Dealers Bottoming?
Index Universe  Mar 6 
It looks like they might be. While the broader Financial sector suffers, the iShares DJ Broker-Dealers ETF (NYSE Arca: IAI) is holding above its November lows (so far). I know what you all are thinking. Since when has Hougan been a...
Fed Opens Discount Window to Broker Dealers
naked capitalism  Mar 17 
The Fed opened the window to broker dealers. This is a shocker, a sign of the Fed's desperation.Recall that one of the reasons the Fed was able to assure us it wasn't taking too much risk in its Term Auction Facility was that it said the...
Which Forex Broker/Dealer Should I Use?
The Essentials of Trading  Nov 26 
A visitor to the site submitted an inquiry the other day: I want to ask you to highlight to me some Forex Dealers worthy of trust I generally don't get into offering advice about specific brokers or dealers. My main reason for that is I haven't...
Suggest other news sources for this topic
Suggest a News Source
Topic
Top news source/blog that we're missing
Why do you recommend this news source?
Close 
Thanks for your suggestion!
 
more ▼EditWIKI ANALYSIS
This article is part of WikiProject Definitions. Consider editing to improve it. View articles referencing this definition.
 

A broker-dealer is a company that trades securities both for its own investment accounts as well as for third-party customers/clients.

Retrieved from "http://www.wikinvest.com/wiki/Broker-dealer"
 
Worried about pump and dump?
We review changes
for stock spam
» read more
Want to make Wikinvest better?
We need your help,
contribute today
» learn how
Do you write software?
We are recruiting
the best engineers
» view jobs
Like Wikinvest?
Spread the word —
Tell your friends!
» spread the word
Wikinvest © 2006, 2007, 2008, 2009. Use of this site is subject to express Terms of Service, Privacy Policy, and Disclaimer. By continuing past this page, you agree to abide by these terms. Any information provided by Wikinvest, including but not limited to company data, competitors, business analysis, market share, sales revenues and other operating metrics, earnings call analysis, conference call transcripts, industry information, or price targets should not be construed as research, trading tips or recommendations, or investment advice and is provided with no warrants as to its accuracy. Stock market data, including US and International equity symbols, stock quotes, share prices, earnings ratios, and other fundamental data is provided by data partners. Stock market quotes delayed at least 15 minutes for NASDAQ, 20 mins for NYSE and AMEX. See data providers for more details. Company names, products, services and branding cited herein may be trademarks or registered trademarks of their respective owners. The use of trademarks or service marks of another is not a representation that the other is affiliated with, sponsors, is sponsored by, endorses, or is endorsed by Wikinvest.
Powered by MediaWiki