Initial Public Offering (IPO)

RECENT NEWS
MarketWatch  11 hrs ago  Comment 
Companies are thinking twice about offering their shares into a tumultuous stock market after a week of wild swings.
newratings.com  Oct 20  Comment 
THE HAGUE (dpa-AFX) - Shell Midstream Partners L.P., a limited partnership formed by European oil giant Royal Dutch Shell Plc. (RDS-A, RDSA.L, RDSB.L, RDS-B), has launched its initial public offering of 37.50 million common units, representing...
Benzinga  Oct 20  Comment 
BZ NOTE: Expects Proceeds Of $66.9M © 2014 Benzinga.com. Benzinga does not provide investment advice. All rights reserved.
Wall Street Journal  Oct 20  Comment 
Australia’s government said it aims to raise as much as $4.82 billion through an initial public offering of the country’s biggest health insurer.
Financial Times  Oct 20  Comment 
Financial Times  Oct 19  Comment 
Second-biggest float this year after Alibaba has come under criticism from influential clerics
Financial Times  Oct 19  Comment 
Listing that could raise at least $500m is seen as a watershed moment for peer-to-peer industry




 


An initial public offering, or IPO, is the first sale of a corporation's common shares to investors on a public stock exchange. The main purpose of an IPO is to raise capital for the corporation. While IPOs are effective at raising capital, being listed on a stock exchange comes with heavy regulatory compliance and reporting requirements.

The term IPO only refers to the first public issuance of a company's shares. It assumes a company is big enough, successful enough, and has the required track record to raise capital in the public equity market. If a company later sells newly issued shares again to the market, it is called a seasoned equity offering. When a shareholder sells shares, it is called a secondary offering and the shareholder, not the company that originally issued the shares, retains the proceeds of the offering. These terms are often confused and only a company which issues shares can make a primary offering or IPO. Secondary offerings occur on the secondary market, where shareholders (not the issuing company) buy and sell shares from and to each other.

The IPO process starts when the corporation files a registration statement, according to the Securities Act of 1933, with the SEC. The SEC then investigates the registration statement and approves the full disclosure. The underwriter first issues a preliminary prospectus and then an official prospectus before or along with the stock offering. After SEC approval, the price and date of the IPO are decided.

Investing in an IPO is a risky and speculative investment. Only Speculators depending on their investment objectives and risk tolerance, should consider this type of investment. Discover more about ipo services at iposervices.org




IPO Calendar

Anticipated IPOs

CompanyExchangeTickerIndustryOffer DateProposed Price RangeShares (in millions)IPO Price1st Day CloseLead Underwriter
SurgiVision NASDAQSRGVBiotechnologyNA$9.00 - $11.002.5NANAConaccord Genuity
Wave2Wave Communications NASDAQWAVNetworkingNA$9.00 - $11.008.3NANARodman & Renshaw
Redgate Media NASDAQRGMServicesNA$6.00 - $8.005.5NANABrean Murray
NexsanNASDAQNXSNTechnologyNA$10.00 - $12.005.0NANAThomas Weisel
Resaca Exploitation NYSERSOXEnergyNA$3.20 - $3.6020NANARoyal Bank Of Canada

IPOs in 2012

CompanyExchangeTickerIndustryOffer DateProposed Price RangeShares (in millions)IPO Price1st Day CloseLead Underwriter
Capital Bank Financial Corp NASDAQCBFFinancial Services19 September$21-$2310.0M$18$18.94Credit Suisse
Susser Petroleum Partners LP NYSESUSPOil & Gas19 September$19-$219.5M$20.50$22.91BofA
Trulia Inc NYSETRLAReal Estate19 September$14-$166.0M$17$24.00JP Morgan
National Bank Holdings Corp NYSENBHCFinancial Services19 September$20-$227.15M$19.25$19.60Goldman Sachs
MagneGas Corp NASDAQMNGAIndustrial Goods16 August$4.062.85M$3$3.08Northland Securities
Hi-Crush Partners LP Corp NASDAQHCLPBasic Industries15 August$19-$2011.25M$17NABarclays
Sound Financial Bancorp Inc NASDAQSFBCFin15 August$101.42M$10NANA
Performant Financial Corp NASDAQPFMTBusiness Services16 August$12-$149.0M$9NAMorgan Stanley
Manchester United PLC NYSEMANUServices9 August$16-$2016.67M$14NAJefferies
Bloomin' Brands Inc NASDAQBLMNConsumer Services7 August$13-$1516.0M$11NAJP Morgan
Peregrine Semiconductor Corp NASDAQPSMITech7 August$14-$165.5M$14NAJP Morgan
Globus Medical Inc NYSEGMEDHealthcare16 August$12-$138.33M$12NAGoldman Sachs
Hyde Park Acquisition Corp II NASDAQHPACFin1 August$107.5M$10NADeutsche Bank
Eloqua Inc NASDAQELOQTech1 August$9.50-$11.508.0M$11.50NADeutsche Bank
Del Frisco's Restaurant Group, LLC NASDAQDFRGConsumer Services26 July$14-$165.8M$13NADeutsche Bank
Tortoise Energy Independence Fund, Inc NYSENDPOil & Gas26 July$2513.0M$25NAUBS
AmREIT Inc NYSEAMREREIT26 July$14-$163.65M$14NARobert W. Baird & Co.
Nuveen Preferred & Income Term Fund NYSEJPIFin26 July$2520.0M$25NAWells Fargo
Cohen & Steers Limited NYSELDPFin26 July$2526.5M$25NABofA
Hyperion Therapeutics Inc NASDAQHPTXBiotech25 July$11-$135.0M$10NALeerink Swann
E2open Inc NASDAQEOPNTech25 July$15-$174.69M$15NABofA
Northern Tier Energy LP NYSENTIOil & Gas25 JulyNA16.25M$14NABofA
Natural Grocers by Vitamin Cottage Inc NYSENGVCConsumer Services24 July$13-$157.14M$15NAPiper Jaffray
Chuy's Holdings Inc NASDAQCHUYConsumer Services23 July$11-$135.83M$13NAJefferies
Infinity Cross Border Acquisition Corp NASDAQINXBUConsumer Services19 July$85.0M$8NAEarlybirdcapital Inc
KAYAK Software Corp NASDAQKYAKWeb Tech19 July$22-$253.5M$26NAMorgan Stanley
Palo Alto Networks Inc NYSEPANWTech19 July$38-$406.2M$42NAMorgan Stanley
Five Below Inc NASDAQFIVERetail18 July$15-$179.62M$17NAGoldman Sachs
Durata Therapeutics Inc NASDAQDRTXBiotech18 July$11-$137.5M$9NABofA
Howard Bancorp Inc NASDAQHBMDFin13 July$7.301.15M$7.30NANA
Georgetown Bancorp, Inc NASDAQGTWNFin11 July$101.1M$10NAKeefe, Bruyette, & Woods, Inc
FS Bancorp Inc NASDAQFSBWFin10 July$103.24M$10NAKeefe, Bruyette, & Woods, Inc
Hometrust Bancshares Inc NASDAQHTBIFin10 July$1021.16M$10NAKeefe, Bruyette, & Woods, Inc
Prospect Global Resources NASDAQPGRXBasic Materials29 June$4-$515.4M$2.60NADahlman Rose and & Company, LLC
Exa Corp NASDAQEXATech28 June$11-$136.25M$10NAStifel Nicolaus & Company
ServiceNow Inc NYSENOWTech28 June$15-$1711.65M$18NAMorgan Stanley
Tesaro Inc NASDAQTSROBiotech27 June$12-$156.0M$13.50NAMorgan Stanley
EQT Midstream Partners LP NYSEEQMOil & Gas26 June$19-$2112.5M$21NACitigroup
ClearBridge Energy MLP Total NYSECTRFin26 June$2035.0M$20NAMorgan Stanley
Mainstay Definedterm Municipal Opportunities Fund NYSEMMDFin26 June$2024.75M$20NANA
Chanticleer Holdings Inc NASDAQHOTRConsumer Services21 June$4.502.44M$14.50NADawson James Securities, Inc
TrovaGene Inc NASDAQTROVBiotech29 MayNA1.15M$8NAAegis Capital Corp
eUnits 2 Year U.S. US Market Participation Trust II NYSEAMEXETUBFin29 May$10.205.75M$10.20NAEaton Vance
Salient Midstream & MLP Fund NYSESMMOil & Gas24 May$209M$20NABofA
PIMCO Dynamic Income Fund NYSEPDIFin24 May$2540.6M$25NAMorgan Stanley
Facebook Inc NASDAQFBWeb Tech17 May$34-$38421.23M$38NAMorgan Stanley
Edwards Group Ltd NASDAQEVACIndustrial Goods10 May$9-$1012.5M$8NABarclays
Ignite Restaurant Group Inc NASDAQIRGConsumer Services10 May$12-$145.77M$14NACredit Suisse
WageWorks Inc NYSEWAGEBusiness Services29 May$10-$126.5M$9NAWilliam Blair
Audience Inc NASDAQADNCTech9 May$14-$165.27M$17NADeutsche Bank
Western Asset Mortgage Capital NYSEWMCFin9 May$208.0M$20NADeutsche Bank
Tilly's Inc NYSETLYSConsumer Goods3 May$11.50-$13.508.0M$15.50NAGoldman Sachs
PetroLogistics LP NYSEPDHBasic Materials3 May$17-$1935.0M$17NAMorgan Stanley
Pacific Coast Oil Trust NYSEROYTOil & Gasalign=center2 May$19-$2118.5M$20NABarclays
The Carlyle Group LP NASDAQCGFin2 May$22-$2330.5M$22NAJP Morgan
EverBank Financial Corp NYSEEVERFin2 May$11-$1219.22M$10NAGoldman Sachs
Supernus Pharmaceuticals Inc NASDAQSUPNPharma30 April$510.0M$5NACitigroup
Acquity Group Ltd NYSEAQBusiness Services26 April$8-$105.56M$6NACitigroup
Edgen Group Inc NYSEEDGIndustrial Goods26 April$14-$1615.0M$11NAJefferies
Prudential Short Druation High Yield Fund, Inc NYSEISDFin25 April$2030.5M$20NAMorgan Stanley
Nuveen Real Asset Income NYSEJRIFin25 April$209.5M$20NAMorgan Stanley
Ares Commercial RE Corp NASDAQACREREIT30 April$19-$207.7M$18.50NAWells Fargo
Clearsign Combustion Corp NASDAQCLIRTech24 April$43.0M$4NAMDB Capital Group LLC
Envivo Inc NASDAQENVITech24 April$10-$127.75M$9NAGoldman Sachs
Midstates Petroleum Co Inc NYSEMPOOil & Gas19 April$10-$1224.0M$13NAWells Fargo
Infoblox Inc NYSEBLOXBusiness Services19 April$12-$147.5M$16NAMorgan Stanley
Proofpoint Inc NASDAQPFPTTech19 April$10-$12align=center6.33M$13NACredit Suisse
Splunk NASDAQSPLKWeb Tech18 April$11-$1313.5M$17NAMorgan Stanley
Tumi Holdings Inc NYSETUMIConsumer Goods18 April$15-$1718.78M$18NACredit Suisse
Digital Cinema Destinations NASDAQDCINEntertainment17 April$6-$82.2M$6.10NAMaxim Group LLC
SandRidge Mississippian NYSESDROil & Gas30 April$19-$2126.0M$21NAMorgan Stanley
Oaktree Capital Group LLC NYSEOAKFin11 April$43-$468.84M$43NAGoldman Sachs
Forum Energy Technologies Inc NYSEFETOil & Gas11 April$18-$2018.95M$20NAJP Morgan
MRC Global Inc NYSEMRCIndustrial Goods11 April$21-$2322.73M$21NAGoldman Sachs
Erickson Air-Crane Inc NASDAQEACAerospace10 April$8-$94.8M$8NALazard
Retail Properties of America Inc NYSERPAIREIT4 April$10-$1231.8M$8NAJP Morgan
TCP Capital Corp NASDAQTCPCFin3 April$14.755.75M$14.75NADeutsche Bank
Enphase Energy Inc NASDAQENPHTech29 Mar$6-$78.97M$6NAMorgan Stanley
Gaslog Ltd NYSEGLOGShipping29 Mar$16-$1823.5M$14NAUBS
Millennial Media Inc NYSEMMMarketing28 Mar$11-$1310.2M$13NAMorgan Stanley
Rexnord Corp NYSERXNIndustrial Goods28 Mar$18-$2023.68M$18NABofA
Merrimack Pharmaceuticals Inc NASDAQMACKBiotech28 Mar$714.3M$7NAJP Morgan
CafePress Inc NASDAQPRSSWeb Tech28 Mar$16-$184.5M$19NAJP Morgan
Annie's Inc NYSEBNNYFood27 Mar$16-$185.0M$19NACredit Suisse, JP Morgan
Regional Management Corp NYSERMFin27 Mar$17-$194.2M$15NAJefferies
Vocera Communications Inc NYSEVCRATech27 Mar$12-$145.85M$16NAJP Morgan, Piper Jaffray
Parametric Sound Corp NASDAQPAMTTech22 Mar$51.89M$4.50NAMDB Capital Group LLC
Galectin Therapeutics Inc NASDAQGALTPharma22 Mar$91.16M$9NAAegis Capital Corp
Vipshop Holdings Ltd NYSEVIPSWeb Tech22 Mar$8.50-$10.5011.0M$6.50NAPiper Jaffray, Oppenheimer
Whiting USA Trust II NYSEWHZOil & Gas22 Mar$19-$2116.0M$20NARaymond James, Morgan Stanley
CaesarStone Sdot-Yam Ltd NASDAQCSTEIndustrial Goods21 Mar$14-$166.66M$11NAJP Morgan
ExactTarget Inc NYSEETWeb Tech21 Mar$15-$178.5M$19NAJP Morgan, Deutsche Bank, Stifel Financial Corp
Vantiv Inc NYSEVNTVBusiness Services21 Mar$16-$1829.41M$17NAJP Morgan
BGS Acquisition Corp NASDAQBGSCUFin20 Mar$104.0M$10NAMitsubishi UFJ Securities
Andina Acquisition Corp NASDAQANDAUFin16 Mar$104.0M$10NAEarlyBird Capital
Allison Transmission Holdings Inc NYSEALSNConsumer Goods14 Mar$22-$2426.1M$23NABofA
Demandware Inc NYSEDWREWeb Tech14 Mar$12.50-$14.505.5M$16NAGoldman Sachs, Deutsche Bank
M/A-COM Technology Holdings NASDAQMTSITech14 Mar$17-$196.0M$19NABarclays, JP Morgan, Barclays, Jefferies
Nationstar Mortgage Holdings NYSENSMReal Estate7 Mar$1416.7M$17-$19NABofA
Select Income REIT NYSESIRSIR6 Mar$21.508M$21-$23NAMorgan Stanley
Yelp NYSEYELPWeb Tech1 Mar$157.15M$12-$14NAGoldman
Home Loan Servicing Solutions NASDAQHLSSFin28 Feb$1413.3M$14-$16NAWells Fargo
ROI Acquisition Corp NASDAQROIQUFin24 Feb$107.5M$10NADeutsche Bank
Bazaarvoice NASDAQBVTech23 Feb$129.5M$8-$10$16.51Morgan Stanley
Proto Labs NYSEPRLBManuf23 Feb$164.3M$13-$15$29Jefferies
Ceres NASDAQCEREEnergy21 Feb$135M$21-$23$14.8Goldman
Brightcove NASDAQBCOVTech16 Feb$115M$10-$12$14.3Morgan Stanley
CUI Global NASDAQCUIElectronics16 Feb$42.22M$4.50NAMerriman Capital
HomeStreet NASDAQHMSTFinance10 Feb$441.8M$44$49.95FBR
GSE Holding NYSEGSEWaste13 Feb$97M$9$13.46Oppenheimer
Synacor NASDAQSYNCTech9 Feb$56.8M$5-$6$5.25BofA
ChemoCentryx NASDAQCCXIPharma8 Feb$104.5M$14-$16$11JP Morgan
FX Alliance NYSEFXFinance8 Feb$125.2M$13.5-$15.5$13.74BofA
Caesars Entertainment NASDAQCZREntertainment8 Feb$91.8M$9$15.39Credit Suisse
Cementos Pacasmayo SAA NYSECPACConstruction8 Feb$11.520M$11.50-$13$11.1JP Morgan
EPAM Systems NYSEEPAMIT7 Feb$126M$16-$18$14Citi
Roundys NYSERNDYGrocer7 Feb$8.519.2M$10-$12$9Credit Suisse
Cempra NASDAQCEMPPharma2 Feb$68.4M$11-$13$6.06Stifel Nicolaus Weisel
AVG Technologies NYSEAVGTech1 Feb$168M$16-$18$13Morgan Stanley
Greenway Medical Technologies NYSEGWAYTech1 Feb$106.7M$11-$13$12.99JP Morgan
Matador Resources NYSEMTDROil&Gas1 Feb$1213.3M$14-$16$11.75Royal Bank of Canada
U.S. Silica Holdings NYSESLCAMining31 Jan$1711.8M$16-$18$16Morgan Stanley
Verastem NASDAQVSTMPharma26 Jan$105.5M$9-$11$11.09UBS
Wellesley Bancorp Inc NASDAQWEBKFin25 Jan$102.25M$10NANA
Guidewire Software NYSEGWRETech24 Jan$138.9M$10-$12$17.12JP Morgan
Renewable Energy Group NASDAQREGIOil&Gas18 Jan$107.2M$13-$15$10UBS

IPOs in 2011

CompanyExchangeTickerIndustryOffer DateProposed Price RangeShares (in millions)IPO Price1st Day CloseLead Underwriter
TripAdvisor NASDAQTRPWeb Tech21 Dec$N/AN/AN/AN/A
Inergy Midstream NYSENRGMOil&Gas15 Dec$1716M$19-$21$17.65Morgan Stanley
Zynga NASDAQZNGAWeb Tech15 Dec$10100M$8.5-$10$9.5Morgan Stanley
Bonanza Creek Energy NYSEBCEIOil&Gas14 Dec$1710M$20-$22$13.61Morgan Stanley
Laredo Petroleum NYSELPIOil&Gas14 Dec$1717.5M$18-$20$18.1JP Morgan
Michael Kors Holdings NYSEKORSRetail14 Dec$2047.2M$17-$19$24.2Morgan Stanley
Mid-Con Energy NASDAQMCEPOil&Gas14 Dec$185.4M$19-$21$18.05Royal Bank of Canada
Gazit-Globe NYSEGZTReal Estate13 Dec$99M$9$9.14Citi
Sanchez Energy Corporation NYSESNOil&Gas13 Dec$2210M$24-$26$18.25
Jive Software NASDAQJIVEWeb Tech12 Dec$1213.4M$8-$10$15.05Morgan Stanley
Memorial Production NASDAQMEMPOil&Gas8 Dec$199M$19-$21$18.79Citi
Rose Rock Midstream LP NYSERRMSOil&Gas8 Dec$207M$19-$20$20Barclays
Digital Domain Media Group NYSEDDMGmedia18 Nov$85M$10-$12$7.15Roth Capital
Intermolecular NASDAQIMItech17 Nov$109.7M$12-$14$9.5Morgan Stanley
Manning & Napier NYSEMNfin17 Nov$1212.5M$15-$17$12Merrill Lynch
Mattress Firm NASDAQMFRMretail17 Nov$195.6M$17-$19$22Barclays
Angie's List NASDAQANGIweb16 Nov$138.8M$11-$13$16.26Merrill Lynch
Delphi Automotive NYSEDLPHauto16 Nov$2224.1M$22-$24$21.33Goldman
Clovis Oncology NASDAQCLVSbiomed15 Nov$1310M$13-$15$12.56JP Morgan
InvenSense NYSEINVNtech15 Nov$7.510M$8.5-$10.5$8.9Goldman
Chesapeake Granite Wash Trust NYSECHKRoil&gas10 Nov$1920M$19-$21$18.87Morgan Stanley
LRR Energy NYSELREoil&gas10 Nov$199.4M$19-$21$19.05Wells Fargo
NewLink Genetics NASDAQNLNKbiomed10 Nov$76.2M$10-$12$7.08Stifel
Pacific Drilling NYSEPACDoil&gas10 Nov$8.256M$8-$10$18.35Morgan Stanley
Imperva NYSEIMPVtech8 Nov$185M$14-$16$24JP Morgan
Groupon NYSEGRPNweb3 Nov$2035M$16-$18$26.11Morgan Stanley
Rentech Nitrogen NYSERNFagriculture3 Nov$2015M$19-$21$19.85Morgan Stanley
Enduro Royalty Trust NYSENDROoil&gas2 Nov$2213.2M$23-$25$21.26Barclays
Committed Capital Acq NASDAQCCA-U fin27 Oct$55.8M$5$5Broadband Capital
Zeltiq NASDAQZLTQbiomed18 Oct$137M$14-$16$15.5JP Morgan
Ubiquiti NASDAQUBNTtech13 Oct$157M$20-$22$17.5UBS




Tudou NASDAQTUDOWeb16 Aug$296$28-$30$25.56Credit Suisse





Carbonite NASDAQCARBWeb10 Aug$106.25$15-$17$12.23BofA




SandRidge Permian Trust NYSEPEROil&Gas10 Aug$1830$19-$21$18.02Morgan Stanley






American Capital Mortgage NASDAQMTGEREIT3 Aug$208$20$18.52Citi






C&J Energy Services NYSECJESOil&Gas28 July$25- $2811.5$29$30.50Goldman






Horizon Pharma NASDAQHZNPPharma27 July$10- $125.5$9$9.15Stifel Nicolaus Wesiel





Teavana NYSETEAFood27 July$13- $157.14$17$27.80BofA





The Chefs' Warehouse NASDAQCHEFFood27 July$14- $169$15$17.50Jefferies







Wesco Aircraft NYSEWAIRAir27 July$15.50- $17.5021$15$14.92Barclays






American Midstream Partners NYSEAMIDOil&Gas26 July$19- $213.75$21$20.95Citi





Dunkin' NASDAQDNKNFood26 July$16- $1822.25$19$27.85JP Morgan





Tangoe NASDAQTNGOTech26 July$9- $118.8$10$11.65Deutsche





Apollo Residential NYSEAMTGREIT21 July$2010$20$18.28Morgan Stanley




Francesca's NASDAQFRANClothing21 July$14- $1610$17$26.01Goldman


SunCoke Energy NYSESXCcoal20 July$15- $1711.6$16$17Credit Suisse



Skullcandy NASDAQSKULElectronic19 July$17- $199.44$20$19.50BofA





Zillow NASDAQZWeb19 July$12- $143.5$20$35.77Citi



Oiltanking Partners NYSEOILTOil&Gas13 July$19-$2110$21.5$23.80Citi




AG Mortgage NYSEMITTREIT29 June$205.5$20$19.85Deutsche



HomeAway NASDAQAWAYWeb28 June$24- $278$27$40.97Morgan Stanley (MS)


KiOR NASDAQKIORBioTech23 June$19- $2110$15$14.93Credit Suisse Group (CS)


Vanguard Health Systems NYSEVHSHealthcare21 June$21- $2325$18$17.95Bank Of America (MXK:BAC)



Bankrate NYSERATEFin16 June$14- $1620$15$15.30Goldman Sachs Group (GS)


Compressco Partners NASDAQGSJKOil14 June$19- $212.7$20$17.74Raymond James Financial (RJF)


Pandora NYSEPWeb8 June$10- $1214.7$16$15.37Morgan Stanley


Fusion-io NYSEFIOWeb8 June$16- $1812.3$19$22.29Goldman Sachs


Taomee Holdings NYSETAOMEntertainment 8 June$9- $117.2$9$8.23Credit Suisse


Solazyme NASDAQSZYMBioTech27 May$15- $1711$18$22.29Morgan Stanley
Freescale Semiconductor NYSEFSLSemiconductors 25 May$22- $2443.5$18$18.24Citigroup


Lone Pine Resources NYSELPROil and gas25 May$18- $2015$13$12.30J P Morgan Chase


Spirit Airlines NASDAQSAVEAirline25 May$12- $1315.6$12$11.48Morgan Stanley


The Active Network NYSEACTVWeb24 May$16- $1811$15$18.80Merrill Lynch


Yandex NASDAQYNDXWeb23 May$24- $2552$25$94.25Morgan Stanley
LinkedIn NYSELNKDWeb18 May$32- $357.8$45$94.25Morgan Stanley



China Zenix Auto NYSEZXAuto11 May$6- $812.9$6$6.04Morgan Stanley



NGL Energy Partners NYSENGLGas11 May$19- $213.5$21$20.75Wells Fargo



Phoenix New Media NYSEFENGMedia11 May$12- $1412.78$11$13.10Morgan Stanley



FriendFinder NASDAQFFNWeb10 May$10- $125$10$7.44BofA



Jiayuan.com NASDAQDATEWeb10 May$10- $127.1$11$10.69BofA



Kosmos Energy NYSEKOSOil&Gas10 May$16- $1833$18$18.12Citi



RLJ Lodging NYSERLJREIT10 May$19- $2127.5$18$17.97BofA


UBPS NASDAQUBPS-UFin9 May$612$6$5.98EarlyBird



NetQin NYSENQMobile4 May$9.50- $11.507.75$11.50$9.30Piper Jaffray



Thermon NYSETHRHeat Tracing4 May$12- $1410$12$12.80Barclays



VOC Energy Trust NYSEVOCOil&Gas4 May$19- $2111.1$21$21Raymond James



Boingo NASDAQWIFIWifi3 May$12- $145.85$13.50$12.10Credit Suisse


Renren NASDAQRENNSocial Network3 May$9- $1153.1$14$18.01Morgan Stanley



RPX Corporation NASDAQRPXCPatent3 May$16- $188.43$19$23.91Goldman



21Vianet NASDAQVNETData Center20 April$10- $1213$15$17.75Morgan Stanley


Responsys NASDAQMKTGMarketing20 April$8.5- $106.6$12$15.34Morgan Stanley


Mission NewEnergy Limited NASDAQMNELBiofuel19 April$92.8$9$8.60Chardan Capital


Sagent Pharmaceuticals NASDAQSGNTPharma19 April$14- $165.8$16$20.10Morgan Stanley


Tesoro Logistics NYSETLLPOil&Gas19 April$19- $2113$21$23.51Citi



Air Lease NYSE ALAircraft Rental18 April$25- $2830.3$26.5$23.50JP Morgan


Ellie Mae AMEX ELLISoftware14 April$9- $117.5$6$6.67Barclays


Sequans NYSESQNSHiTech14 April$11- $137.7$10$7.96UBS



STAG Industrial NYSESTIRREIT14 April$15- $1713.75$13$12.15BofA


Arcos Dorados NYSEARCOFood&Beverage13 April$13- $1573.5$17$21.36BofA


Box Ships NYSETEUShipping13 April$15- $1711$12$11.30UBS



TMS International NYSETMSSteel Manuf Services13 April$15- $1711.2$13$12.65BofA


Zipcar NASDAQZIPCar share13 April$14- $169.7$18$27.90Goldman


CVR Partners NYSEUANFertilizer7 April$12- $1419.2$16$17.75Morgan Stanley


Golar LNG Partners LP NASDAQGMLPGas Storage7 April$20- $2212$22.50$24.85Citi



SandRidge Mississippian Trust I NYSESDTOil&Gas6 April$19- $2115$21$24.21Raymond James


Tranzyme NASDAQTZYMBiomed1 April$11- $1313.5$4$4Citi


GNC NYSEGNCNutrition31Mar$15- $1722.5$16$16.75Goldman


Preferred Apartment Communities NYSEAPTSREIT31Mar$104.5$10$9.85Wunderlich


Apollo NYSEAPOAsset Mgmt29 Mar$17- $1929.8$19$18Goldman


Qihoo NYSEQIHUWeb29 Mar$10.5- $12.512.1$14.5$34.07UBS


ServiceSource International NASDAQSREVSaaS24 Mar$7.5- $911.9$10$12.05Morgan Stanley


Cornerstone OnDemand NASDAQCSODSaaS16 Mar$9- $1110.5$13$19.02Goldman


MagnaChip Semiconductor NYSEMXTech10 Mar$15- $179.5$14$13.52Barclays (BCS)


HCA Holdings NYSEHCAHealthcare9 Mar$27- $30126.2$30$32.96BofA



Zuoan NYSEZAFashion14 Feb$10.50- $12.506$7$7.06Cowen&Co


AcelRx NASDAQACRXBiotech10 Feb$12- $145.8$5$3.85Piper Jaffray


Kinder Morgan (KMI) NYSEKMIOil&Gas10 Feb$26- $2995.5$30$30.55Goldman



Kips Bay Medical NASDAQKIPSBiotech10 Feb$8- $102.1$8$7.86Rodman&Renshaw



Fluidigm NASDAQFLDMBiotech9 Feb$13.50 - $15.505.6$13.50$14.02Deutsche


Imperial Holdings NYSEIFTFin7 Feb$14.00 - $16.0016.7$10.75$10.81FBR Capital
BG Medicine NASDAQBGMDPharma3 Feb$13.00 - $15.005$7$8.58Lazard
Endocyte NASDAQECYTPharma3 Feb$13.00 - $15.0012.5$6$7.49RBC Capital


MedQuist Holdings NASDAQMEDHPharma3 Feb$10.00 - $12.004.5$8$9.05Lazard


Pacira NASDAQPCRXPharma2 Feb$14.00 - $16.006$7$6.72Barclays
Tornier NASDAQTRNXMed Equipment2 Feb$19.00 - $21.008.75$19$18.18BofA


Trunkbow NASDAQTBOWMobile2 Feb$5.00 - $7.004$5$4.85Roth


Epocrates NASDAQEPOCMobile1 Feb$13.00 - $15.005.4$16$21.96JP Morgan
NeoPhotonics NYSENPTNTech1 Feb$9.00 - $11.007.5$11$13.25BofA


Adecoagro NYSEAGROAgri27 Jan$13.00 - $15.0028.6$11$12Credit Suisse
BankUnited NYSEBKUBanking27 Jan$23.00 - $25.0029$27$28.40Morgan Stanley
BCD Semiconductor NASDAQINXNTech27 Jan$10.50 - $12.506$10.5$10.5Jefferies


InterXion NYSEINXNData Center27 Jan$11.00 - $13.0020.4$13$13.8BofA
Velti NASDAQVELTMobile Advertising27 Jan$9.00 - $11.0012.5$12$15.58Jefferies
Demand Media NYSEDMDWeb Tech25 Jan$14.00 - $16.008.9$17$22.65Goldman 
Nielsen NYSENLSNRetail25 Jan$20.00 - $22.0071.4$23$25JP Morgan
American Assets Trust NYSEAATReal Estate12 Jan$19.00 - $21.0027.5$20.5$21.25BofA

IPOs in the second half of 2010

CompanyExchangeTickerIndustryOffer DateProposed Price RangeShares (in millions)IPO Price1st Day CloseLead Underwriter
Ossen Innovation NASDAQOSNManuf20 Dec$7-$95$4.5$4.25Piper Jaffray
Fortegra NYSEFRFFin Services16 Dec$14-$166$11$11.05Morgan Stanley
QR Energy NYSEQREOil&Gas16 Dec$19-$2115$20$19.89Wells Fargo
Swift Transportation NYSESWFTTrucking15 Dec$13-$1573.3$11$11.43Morgan Stanley
FleetCor Technologies NYSEFLTFin14 Dec$23-$2612.7$23$28.07JP Morgan
Gain Capital NYSEGCAPFin14 Dec$13-$159$9$8.45Morgan Stanley
RigNet NASDAQRNETIT14 Dec$14-$165$12$12.75Deutsche
Walker & Dunlop NYSEWDFin14 Dec$14-$1610$10$9.89Credit Suisse
iSoftStone NYSEISSIT13 Dec$11-$1310.8$13$17.55UBS
China Shengda PackagingNASDAQCPGIManuf9 Dec$5.5-$6.58.1$4$3.99Oppenheimer
LentuoNYSELASRetail9 Dec$11.5-$16356.5$8$8.38Cowen&Co
Sky-mobiNASDAQMOBITech9 Dec$8-$107.3$8$6Citi
Bona Film Group LimitedNASDAQBONAEntertainment8 Dec$7-$911.7$8.5$6.96BofA
First Republic BankNYSEFRCFin8 Dec$9-$1111$25.5$27.41BofA
SemiLEDsNASDAQLEDSTech8 Dec$14.5-$16.55.3$17$25.25BofA
CTPartnersNYSECTPProf Serv7 Dec$12-$142.3$13$12.94William Blair
DangdangNYSEDANGRetail7 Dec$11-$1317$16$29.91Credit Suisse
Youku.comNYSEYOKUWeb Tech7 Dec$9-$1115.5$12.8$33.44Goldman
Targa Resources Corp.NYSETRGPOil& Gas6 Dec$19-$2116.4$22$25.64Barclays
FXCMNYSEFXCMFin1 Dec$13-$1515.1$14$13Credit Suisse
AnacorNASDAQANACPharma23 Nov$16-$1812$5$5.09Citi
L&L AcquisitionNASDAQLLAQFin23 Nov$104$10n/aMorgan Stanley
Syswin NYSESYSWReal Estate Advertising23 Nov$9.25-$11.259.6$7$6.1Morgan Stanley
China Xiniya Fashion NYSEXNYRetail22 Nov$9-$118$11$10.7Cowen & Co
Zogenix NASDAQZGNXPharma22 Nov$12-$1414$4$4Wells Fargo
Aeroflex NYSEARXTech18 Nov$13.5-$15.517.25$13.5$13.5Goldman
Lizhan Environmental NYSELZENManuf18 Nov$5-$62.5$4$4Maxim Group
GM NYSEGMAuto17 Nov$32-$33478$33$34.19Morgan Stanley
JWC Acq NYSEJWCFin17 Nov$1012.5$10$10Citi
LPL Investment NASDAQLPLAFin17 Nov$27-$3015.7$30$32.15Goldman
Bitauto NYSEBITAWeb16 Nov$12-$1410.6$12$12.20Citi
Booz Allen Hamilton NYSEBAHConsulting16 Nov$17-$1914$17$19.5Morgan Stanley
Australia Acq NASDAQAACOUFin15 Nov$106.4$10NACohen & Co
Complete Genomics NASDAQGNOMConsumer4 Nov$12-$146$9$7.19UBS
Inphi NYSEIPHIElectronics10 Nov$10-$126.8$12$15.84Morgan Stanley
Noah Holdings NYSENOAHFin9 Nov$9-$118.4$12$16.5JP Morgan
RDA Microelectronics NASDAQRDAElectronics9 Nov$8.5-$10.57.7$9$11.18Morgan Stanley
Primo Water NASDAQPRMWConsumer4 Nov$11-$138.3$12$13.25Stifel Nicolaus
The Fresh Market NASDAQTFMRetail4 Nov$18-$2013.2$22$33.9BofA
Costamare NYSECMREShipping3 Nov$15-$1713.3$12$11Morgan Stanley
SinoTech Energy NASDAQCTEEnergy2 Nov$7.5-$9.519.7$8.5$6.15UBS
SodaStream NASDAQSODAFood&Bev2 Nov$18-$205.4$20$33.87JP Morgan
Xueda Education Group NYSEXUEEdu1 Nov$7.25-$9.2513.4$9.5$11.56BofA
Le Gaga Holdings NASDAQGAGAAg28 Oct$7.5-$9.510.9$9$11.26Goldman
ExamWorks NASDAQEXAMBioTech27 Oct$16-$1810.3$16$17Goldman Sachs
SeaCube Container Leasing (BOX) NYSEBOXShipping27 Oct$16-$189.5$10$11.65JP Morgan
Pacific Biosciences NASDAQPACBBiotech26 Oct$15-$1712.5$16$16.8JP Morgan
Mecox Lane NASDAQMCOXRetail25 Oct$8-$105$11$16.33Credit Suisse
Aegerion Pharmaceuticals NASDAQAEGRBiotech21 Oct$14-$1645$9.5$10.9Leerink Swann
Bravo Brio NASDAQBBRGEdu20 Oct$14-$1610$14$18Jefferies
Vera Bradley (VRA) NASDAQVRARetail20 Oct$14-$1611$16$27.35Baird
TAL Education NYSEXRSEdu19 Oct$8-$1012$10$17.8Credit Suisse
NetSpend NASDAQNTSPFin18 Oct$10-$1218.5$13$13.36Goldman
ShangPharma NYSESHPBiotech18 Oct$14.5-$16.55$13$13.06Piper Jaffray
Body Central NASDAQBodyRetail14 Oct$14-$165.8$15$12.75Citi
Tower International NYSETOWRManuf14 Oct$15-$176.3$12$13Goldman Sachs
Campus Crest Communities NYSECCGReal Estate13 Oct$12.5-$14.528.3$12.5$12.7Raymond James
Hicks Acquisition II NASDAQHKACUFin11 Oct$1015$10$10.05Citi
Cazador Acquisition NASDAQCAZAUFin7 Oct$105$10$10.02Rodman & Renshaw
Ellington FinancialNYSEEFCFin7 Oct$22-$244.5$22.50$22.4Deutsche
Global Education NASDAQGEDUEdu7 Octo$8.5-$10.56.4$10.50$11.58Credit Suisse
Daqo New Energy NYSEDQTech6 Oct$10.5-$12.58$9.5$13.4Morgan Stanley
China Ming YangNYSEMYGreen Tech30 Sept$14-$1625$14$14.26Morgan Stanley
ChinaCacheNASDAQCCIHBiotech30 Sept$10-$126M$13.9$26.15BofA
KEYW HoldingNASDAQKEYWTech30 Sept$10-$129.1$10$12.47Suntrust Robinson Humphrey
Elster GroupNYSEELTManufacturing29 Sept$16-$1816.2$13$14.25Deutsche
Rhino Resource NYSERNOMining29 Sept$19-$213.24$20.5$22.74Raymond James
AmyrisNASDAQAMRSBiotech27 Sept$18-$205.3$16$16.5Morgan Stanley
Country Style Cooking RestaurantNYSECCSCFood&Bev27 Sept$12-$145$16.50$24.30BofA
SciQuest NASDAQSQISoftware23 Sept$9.50 - $11.506$9.50$11.7Stifel Nicolaus Weisel
CoreSite NYSECORReal Estate Tech22 Sept$15 - $1716.9$16$15.98Citi
SouFun NYSESFUNReal Estate Tech16 Sept$40.5 - $42.52.9$42.5$68.07Deutsche Bank
Whitestone REIT NYSEWSRReal Estate25 Aug$14 - $162.2$12$11.50Wunderlich Securities
Park Sterling Bank NASDAQPSTBBanking12 Aug$9 - $1123.1$6.5$6.24Keefe Bruyette Woods
MakeMyTrip Limited NASDAQMMYTTech11 Aug$12 - $145$14$25.12Morgan Stanley (MS)
RealPage NASDAQRPTech11 Aug$13 - $1513.3$11$15Credit Suisse Group (CS)
China Kanghui Holdings NYSEKHBiotech10 Aug$9.25 - $11.256.675$10.25$12.02Morgan Stanley (MS)
MediaMind Technologies NASDAQMDMDTech10 Aug$14 - $165$11.50$10.95J P Morgan Chase (JPM)
NXP Semiconductors (NXPI) NASDAQNXPITech5 Aug$18 - $2134$14$14Credit Suisse Group (CS)
IntraLinks Holdings NYSEILTech5 Aug$14 - $1611$13$13Deutsche Bank AG (DB)
NuPathe NASDAQPATHPharmaceutical5 Aug$14.00 - $16.005$10$9.6Leerink Swann
D. Medical NASDAQDMEDBiotechnology4 Aug$12-$141.5$7$6.44Rodman & Renshaw Capital (RODM)
Ambow Education NYSEAMBOEducation4 Aug$10 - $1210.7$10$8.45J P Morgan Chase (JPM)
Gordmans Stores NASDAQGMANRetail4 Aug$13-$155.4$11$10.85Piper Jaffray Companies (PJC)
Trius Therapeutics NASDAQTSRXBiotechnology2 Aug$12.00 - $14.0010$5$5Citigroup (C)
Envestnet NYSE ENVFinancial Services/TechnologyJuly 28$9.00 - $10.007.7$9$10.23Morgan Stanley (MS)
Molycorp NYSE MCPMining28 July$15 - $1728.1$14$12.85Morgan Stanley (MS)
Chesapeake Midstream Partners NYSE CHKMEnergy28 July$19 - $2121.3$21$22.40UBS AG (UBS)
Ameresco NYSE AMRCEnergy21 July$14 - $168.7$10$10.17Bank of America (BAC)
Green Dot NYSE GDOTFinance21 July$32 - $354.56$36$43.93J P Morgan Chase (JPM)
Camelot Information Systems NASDAQCISTechnology20 July$11 - $1313.3$11$10.65Goldman Sachs Group (GS)
Qlik Technologies NASDAQQLIKServices15 July$8.50 - $9.5011.2$10$12.80Morgan Stanley
RealD NYSERLDGeneral Entertainment15 July$13.00 - $15.0010.75$16$19.51JP Morgan
Smart Technologies NASDAQSMTTechnology14 July$16.00 - $18.0035.3$17.00$17.05Morgan Stanley
Oxford Resource NYSEOXFEnergyJuly 13$18.00 - $20.008.75$18.517.96Barclays (BCS)
AutoNavi Holdings NASDAQAMAPTechnologyJul 1$10.50 - $12.508.6$12.50$13.50Goldman Sachs

IPOs in the first half of 2010

CompanyExchangeTickerIndustryOffer DateProposed Price RangeShares (in millions)IPO Price1st Day CloseLead Underwriter
HiSoft Technology Int'l NASDAQHSFTTechnologyJun 30$11.00 - $13.007.4$10.00$10.40Deutsche Bank
Tesla Motors NASDAQTSLAManufacturingJun 28$14.00 - $16.0013.3$17.00$23.89Morgan Stanley
Fabrinet NYSEFNManufacturingJun 24$12.00 - $14.008.5$10.00$10.76Morgan Stanley
Hudson Pacific Properties NYSEHPPTechnologyJun 23$17.00 - $19.0012.8$17.00$17.40Bank of America
China Intelligent Lighting NYSECILTechnologyJun 17$4.00 - $5.003.4$3.00$2.95Rodman & Renshaw Capital
Motricity NASDAQMOTRTelecommunicationsJun 17$14.00 - $16.005.0$10.00$9.26JP Morgan
Oasis Petroleum NYSEOASEnergyJun 16$13.00 - $15.0042.0$14.00$15.96Morgan Stanley
Higher One HoldingsNYSEONEServicesJun 16$15.00 - $17.009.0$12.00$14.27Goldman Sachs
Broadsoft NASDAQBSFTSoftwareJun 15$9.00 - $11.007.5$9.00$8.30Goldman Sachs
CBOE HoldingsNASDAQCBOETechnologyJun 14$27.00 - $29.0011.7$29.00$32.07Goldman Sachs
China New BorunNYSEBORNConsumer ProductsJune 10$12.00 - $14.005.7$7.00$7.00Piper Jaffray
GenMark DiagnosticsNASDAQGNMKBiotechnology28 May$6.00 - $7.004.6$6.00$6.00Piper Jaffray
Accretive Health NYSEAHServices19 May$14.00 - $16.0010$12.00$13.55Goldman Sachs
ReachLocal NASDAQRLOCAdvertising19 May$17.00 - $19.004.2$13.00$15.25JP Morgan
JinkoSolar Holding NYSEJKSEnergy13 May$11.00 - $13.005.8$11.00$11.01Credit Suisse
Kingtone Wirelessinfo NASDAQKONEInternet13 May$4.00 - $6.004$4.00$3.94Roth Capital
Noranda Aluminum Holding NYSENORManufacturing12 May$8.00 - $9.0010$8.00$8.80Bank of America
Roadrunner Transportation Systems NYSERRTSServices12 May$14.00 - $16.0010.6$14.00$13.85Baird
Express NYSEEXPRFashion12 May$18.00 - $20.0016$17.00$15.86Bank of America
TeleNav NASDAQTNAVNetworking12 May$11.00 - $13.007.0$8.00$9.20JP Morgan
Niskas Gas Storage Partners LLC NYSENKAEnergyMay 11$20.00 - $22.0017.5$20.50$18.79Goldman Sachs
Douglas Dynamics NYSEPLOWManufacturingMay 4$14.00 - $16.0010.0$11.25$11.29Credit Suisse
Charm Communications NASDAQCHRMAdvertisingMay 4$9.00 - $11.007.8$9.50$9.40Credit Suisse
PAA Natural Gas Storage L.P. NYSEPNGEnergyApr 29$20.00 - $20.0010$21.50$23.25Barclays
Alpha and Omega Semiconductor NASDAQAOSLSemiconductorApr 28$16.00 - $20.005$18.00$17.91Deutsche Bank
ConvioNASDAQCNVOServicesApr 28$10.00 - $12.005.1$9.00$10.04Thomas Weisel Partners
Excel Trust NYSEEXLReal Estate22 Apr$16.00 - $18.009.4$14.00$12.99Morgan Stanley
DynaVox NASDAQDVOXPharmaceuticalApr 21$15.00 - $17.009.4$15.00$15.00Piper Jaffray
Global Geophysical ServicesNYSEGGSEnergyApr 21$15.00 - $17.0011.5$12.00$12.00Credit Suisse
Alimera SciencesNASDAQALIMPharmaceuticalApr 21$15.00 - $17.006.0$11.00$11.00Credit Suisse
CodexisNASDAQCDXSPharmaceuticalApr 21$13.00 - $15.006.0$13.00$13.26Credit Suisse
Mitel NetworksNASDAQMITLInternetApr 21$18.00 - $20.0010.5$14.00$12.30Bank of America (BAC)
SPS CommNASDAQSPSCInternetApr 21$11.00 - $13.003.3$12.00$13.60Thomas Weisel
Alma Maritime Limited NYSEAAMTransportationNA$19.00 - $21.0011.3NANABank of America
Chatham Lodging Trust NYSECLDTReal estateApr 15$20.00 - $20.007.5$20.00$19.98Barclays
Metals USA HoldingsNYSEMUSAManufacturingApr. 08$18.00 - $20.0010.5$21.00$19.20Goldman Sachs
TengionNASDAQTNGNPharma & HealthcareApr. 08$8.00 - $10.004.4$5.00$5.02Piper Jaffray
PrimericaNYSEPRIFinancial ServicesMar. 31$12.00 - $14.0018$15.00$19.65Citi
Scorpio TankersNYSESTNGTransportationMar. 30$14.00 - $16.0012.5$13.00$12.56Morgan Stanley
SS&C TechnologiesNASDAQSSNCTechnologyMar. 30$13.00 - $15.0010.7$15.00$15.08JP Morgan
Meru NetworksNASDAQMERUInternetMar. 30$13.00 - $15.004.4$15.00$19.17Bank of America
China Lodging Group NASDAQHTHTReal EstateMar. 25$10.00 - $12.009.0$12.25$13.92Goldman Sachs
MaxLinear NYSEMXLTechnologyMar 23$11.00 - $13.005.4$14.00$18.70Morgan Stanley
First Interstate BancSystem NASDAQFIBKFinancial ServicesMar 23$14.00 - $16.008.7$14.50$15.70Barclays Capital
Calix Networks NYSECALXInternetMar 23$11.00 - $13.006.3$13.00$15.10Goldman Sachs
Financial Engines NASDAQFNGNTechnology15 Mar$9.00 - $11.0010.6$12.00$16.69Goldman Sachs
AVEO Pharmaceuticals NASDAQAVEOPharmaceutical11 Mar$13.00 - $15.009.0$9.00$9.00JP Morgan
Crude Carriers NYSECRUTransportation11 Mar$19.00 - $21.0013.5$19.00$18.55UBS
Sensata Technologies NYSESTTechnology10 Mar$18.00 - $20.0031.6$18.00$18.14Morgan Stanley
Baltic Trading Limited NYSEBALTTransportation9 Mar$14.00 - $16.0016.3$14.00NAMorgan Stanley
Anthera Pharmaceuticals NASDAQANTHPharmaceutical1 Mar$13.00 - $15.004.6$7.00$7.15Deutsche Bank
Patriot Risk Management NYSEPMGInsuranceNA$8.00 - $8.0021.2NANAFBR Capital Markets
Generac Holdings NYSEGNRCManufacturing10 Feb.$15.00 - $17.0018.8$13.00$13.41JP Morgan
Graham Packaging NYSEGRMBasic Materials10 Feb$14.00 - $16.0016.7$10.00$10.45Citi
Quinstreet NASDAQQNSTTechnology10 Feb.$17.00 - $19.0010.0$15.00$14.55Credit Suisse
Terreno Realty Corp NYSETRNOReal Estate9 Feb.$20.00 - $20.008.8$20.00$18.85Goldman Sachs
Piedmont Office Realty Trust NYSEPDMReal Estate9 Feb.$16.00 - $18.0018$14.50$16.00Morgan Stanley
Ironwood Pharmaceuticals NASDAQIRWDHealthcare2 Feb.$14.00 - $16.0016.7$11.25$11.71JP Morgan
Imperial Capital NYSEICGFinancial ServicesNA$15.00 - $17.006.7NANARenCap Securities
FriendFinder Networks NASDAQFFNInternetNA$10.00 - $12.0020.0NANARenCap Securities
Film Department Holdings NASDAQTFDIEntertainmentNA$12.00 - $14.006.5NANAIPO Solutions
China Electric Motor (CELM) NASDAQCELMManufacturing28 Jan$5.50 - $6.505.0$4.50$4.45Roth Capital
Century 21 China NYSECTCReal Estate27 Jan$7.00 - $8.0012.5$7.00$7.18Goldman Sachs
Andatee China Marine Fuel NASDAQAMCFEnergy24 Jan$6.00 - $8.003.1$6.3$5.77Rodman & Renshaw
China Hydroelectric NYSECHCEnergy21 Jan$15.00 - $17.006.0$14.80$13.45Broadband Capital
Cellu Tissue NYSECLUConsumer Products21 Jan$15.00 - $17.007.8$13.00$11.90Goldman Sachs
Chesapeake Lodging NYSECHSPReal Estate21 Jan$20.00 - $20.007.5$20.00$19.00JP Morgan
Symetra Financial NYSESYAInsurance21 Jan$12.00 - $14.0027$12.00$12.70 BofA Merrill Lynch

IPOs in 2009

CompanyExchangeTickerIndustryOffer DateProposed Price RangeShares (in millions)IPO Price1st Day CloseLead Underwriters
Crimson Exploration NASDAQCXPOEnergy16 Dec$6.00 - $8.0020$5.00$4.00Barclays
Kraton Performance Polymers, Inc.NYSEKRAManufacturing16 Dec$16.00 - $18.0010.28$13.50$13.51Credit Suisse
Team Health Holdings LLC NYSETMHHealthcare15 Dec$14.00 - $16.0020$12.00$12.81Merrill Lynch, Pierce, Fenner & Smith Incorporated
Cobalt International Energy LP NYSECIEEnergy15 Dec$15.00 - $17.0063$13.50$13.50Credit Suisse
KAR Auction Services Inc NYSEKARAutomotive10 Dec$15.00 - $17.0023$12.00$12.03Goldman Sachs
Concord Medical Services Holding Ltd. NYSECCMHealthcare10 Dec$9.00 - $11.0012$11.00$9.50Morgan Stanley
China Nuokang Bio Pharmaceutical Inc NASDAQNKBPHealthcare9 Dec$10.00 - $12.005$9.00$8.67Jefferies & Company, Inc.
Pebblebrook Hotel Trust NYSEPEBFinancial Services8 Dec$20.00 - $20.0017.5$20.00$20.45Merrill Lynch, Pierce, Fenner & Smith Incorporated
Archipelago Learning, Inc. NASDAQARCLEducation19 Nov$15.00 - $17.006.3$16.50$18.77Merrill Lynch, Pierce, Fenner & Smith Incorporated
Cloud Peak Energy Inc NYSECLDBasic Materials19 Nov$16.00 - $18.0030.6$15.00$14.84Credit Suisse
Global Defense Technology & Systems, Inc. NASDAQGTECMilitary19 Nov$14.00 - $16.004.6$13.00$13.08Cowen and Company LLC
7 Days Group Holdings Ltd NYSESVNHotels19 Nov$9.00 - $11.0010.1$11.00$12.50JP Morgan Securities
Fortinet Inc. NASDAQFTNTSecurity17 Nov$9.00 - $11.0012$12.50$16.62Morgan Stanley
rue21, inc. NYSERUEConsumer Goods12 Nov$16.00 - $18.006.8$19.00$24.30Merrill Lynch, Pierce, Fenner & Smith
Dollar General NYSEDGConsumer Goods12 Nov$21.00 - $23.0034.1$21.00$22.73Citi
STR Holdings, Inc. NYSESTRIConsumer Goods6 Nov$11.00 - $13.0012.3$10.00$13.10Credit Suisse
Duoyuan Printing, Inc. NYSEDYPTechnology5 Nov$8.50 - $10.506.45$8.50$7.77Piper Jaffray
Ancestry.com Inc. NYSEACOMHotels4 Nov$12.50 - $14.507.4$13.50$14.20Morgan Stanley
Hyatt Hotels Corp. NYSEHHotels4 Nov$23.00 - $26.0038$25.00$28.00Goldman Sachs
Vitamin Shoppe, Inc. NYSEVSIConsumer Goods27 Oct$14.00 - $16.009.1$17.00$17.95JP Morgan Securities
Addus HomeCare Corporation NASDAQADUSHealthcare27 Oct$11.00 - $13.005$10.00$8.49Robert W. Baird & Co.
Dole Food Company, Inc. NYSEDOLEAgriculture22 Oct$13.00 - $15.0035.7$12.50$12.28Goldman Sachs & Co.
AGA Medical Holdings, Inc. NASDAQAGAMHealthcare20 Oct$19.00 - $21.0013.8$14.50$14.60Merrill Lynch, Pierce, Fenner & Smith Incorporated
ZST Digital Networks, Inc. NASDAQZSTNConsumer Electronics20 Oct$7.50 - $8.503.1$8.00$7.52Rodman & Renshaw LLC
China Real Estate Information Corporation NYSECRICConsulting15 Oct$11.80 - $13.3018$12.00$14.20Credit Suisse
RailAmerica Inc. NYSERAInfrastructure12 Oct$16.00 - $18.0021$15.00$13.75JP Morgan Securities
Mistras Group NYSEMGInfrastructure7 Oct$14.00 - $16.008.70$12.50$12.58JP Morgan Securities
Omeros Corp. NASDAQOMERBiotechnology7 Oct$10.00 - $12.006.82$10.00$8.73Deutsche Bank
Banco Santander (Brasil) S.A. NYSEBSBRFinancial Services6 Oct$12.19 - $13.85525$13.50$13.01Santander Investment Securities
Verisk Analytics, Inc. NASDAQVRSKRisk Management6 Oct$19.00 - $21.0085.25$22.00$27.22Merill Lynch, Pierce, Fenner & Smith Incorporated
Education Management Corporation NASDAQEDMCEducation1 Oct$18.00 - $20.0020.00$18.00$21.77Goldman Sachs
Echo Global Logistics, Inc. NASDAQECHOShipping1 Oct$13.00 - $15.005.70$14.00$14.06Morgan Stanley
Talecris Biotherapeutics Holdings Corp. NASDAQTLCRHealthcare30 Sep$18.00 - $20.0044.7$19.00$21.15Morgan Stanley
Select Medical Holdings Corporation NYSESEMHospitals24 Sep$11.00 - $13.0033.3$10.00$10.09Goldman Sachs
Shanda Games Limited NASDAQGAMEGaming24 Sep$10.50 - $12.5084.00$12.50$10.75Goldman Sachs (Asia)
Artio Global Investors NYSEARTAsset Management23 Sep$24.00 - $25.0023.40$26.00$27.25Goldman Sachs
Apollo Commercial Real Estate Finance, Inc. NYSEARIMortgage23 Sep$20.00 - $20.0020.00$20.00$18.50JP Morgan
Vitacost.com NASDAQVITCOnline Retail23 Sep$11.00 - $13.0011.00$12.00$12.05Jefferies
A123 Systems, Inc. NASDAQAONEStorage23 Sep$8.00 - $9.5025.70$13.50$20.29Morgan Stanley
Colony Financial, Inc. NYSECLNYMortgage16 Sep$20.00 - $20.0012.50$20.00$19.50Merrill Lynch, Pierce Fenner & Smith Incorporated
Crexus Investment Corp. NYSECXSMortgage16 Sep$15.00 - $15.0033.30$15.00$14.63Deutsche Bank Securities Inc.
Lihua International, Inc. NASDAQLIWAMetals4 Sep$4.00 - $4.002.30$4.00$5.41Broadband Capital Management LLC
EmdeonNYSEEMTechnology5 Aug$13.50 - $15.5021.50$15.50$16.52Morgan Stanley
Starwood Property Trust, Inc. NYSE STWD Mortgage11 Aug$20.00 - $20.0025.00$20.00$20.00Merrill Lynch ; Pierce, Fenner & Smith Inc.
Cumberland Pharmaceuticals Inc. NASDAQ CPIX Pharmaceuticals10 Aug$19.00 - $21.005.00$17.00$16.83UBS
Avago Technologies (Video)NASDAQAVGOTechnology5 Aug$13.00 - $15.0036.00$15.00$16.18Barclays Capital, Deutsche Bank
CDC Software (Video)NASDAQCDCSTechnology3 Aug$11.00 - $13.004.80$12.00$9.99Lazard, JMP Securities
PennyMac Mortgage Investment Trust (Video)NYSEPMTFinancials30 JulNA20.00$20.00$19.10Credit Suisse, Deutsche Bank
Sutherland Asset Management (Video)NYSESLDFinancials3 Aug$15.00 - $15.0016.70$15.00NAUBS Investment Bank, Keefe Bruyette Woods
Globe Specialty MetalsNASDAQGSMBasic Materials29 Jul$7.00 - $9.0014.00$7.00$7.09Credit Suisse, Jefferies & Company
LogMeInNASDAQLOGMTechnology1 Jul$14.00 - $16.006.67$16.00$20.02Barclays Capital, J P Morgan
Invesco Mortgage CapitalNYSEIVRFinancials26 Jun$20.00 - $20.008.50$20.00$19.42Credit Suisse, Morgan Stanley
Medidata SolutionsNASDAQMDSOTechnology25 Jun$11.00 - $13.006.30$14.00$17.00Piper Jaffray
Chemspec InternationalNYSECPCConsumer Goods24 Jun$7.00 - $9.008.09$9.00$9.00Citigroup, Credit Suisse
Duoyuan Global WaterNYSEDGWConsumer Goods24 Jun$13.00 - $15.005.50$16.00$21.87Citigroup, Credit Suisse
Cypress Sharpridge InvestmentsNYSECYSFinancials12 Jun$11.00 - $13.009.10$11.00$11.55Merrill Lynch, Morgan Stanley
Government Properties Income TrustNYSEGOVFinancials3 Jun$20.00 - $22.0010.00$20.00$19.47Merrill Lynch
OpenTableNASDAQOPENConsumer Services21 May$12.00 - $14.003.00$20.00$31.89Merrill Lynch
SolarWindsNYSESWITechnology20 May$9.50 - $11.5012.10$12.50$13.75Goldman Sachs, J P Morgan
DigitalGlobeNYSEDGITechnology14 May$16.00 - $18.0014.70$19.00$21.50J P Morgan, Morgan Stanley
Rosetta StoneNYSERSTTechnology16 Apr$15.00 - $17.006.25$18.00$25.12Morgan Stanley, William Blair
Bridgepoint EducationNYSEBPIConsumer Services14 Apr$14.00 - $16.0013.50$10.50$11.20Credit Suisse, J P Morgan
Changyou.comNASDAQCYOUTechnology2 Apr$14.00 - $16.007.50$16.00$20.02Credit Suisse, Merrill Lynch
NIVS IntelliMedia TechNYSENIVConsumer Goods13 Mar$3.50 - $3.500.55$3.50$4.20WestPark Capital
Mead Johnson NutritionNYSEMJNConsumer Services11 Feb$21.00 - $24.0030.00$24.00$26.43Citigroup, Morgan Stanley

IPOs in 2008

CompanyExchangeTickerIndustryOffer DateProposed Price RangeShares (in millions)IPO Price1st Day CloseLead Underwriters
Grand Canyon EducationNASDAQLOPEConsumer Services20 Nov$12.00 - $14.0010.50$12.00$11.85Credit Suisse, Merrill Lynch
Chardan 2008 China Acq CorpNASDAQCACAUFinancials11 Aug$8.00 - $8.006.90$8.00$8.12Brean Murray, Maxim Group
Rackspace HostingNYSERAXTechnology8 Aug$12.00 - $16.0015.00$12.50$10.01Credit Suisse, Goldman Sachs
China Mass Media CorpNYSECMMConsumer Services4 Aug$5.20 - $7.207.20$6.80$6.50Merrill Lynch
China Distance EducationNYSEDLConsumer Services30 Jul$7.00 - $8.008.80$7.00$6.15Citigroup, Merrill Lynch
GT Solar InternationalNASDAQSOLRTechnology24 Jul$15.50 - $17.5030.30$16.50$14.59Credit Suisse, UBS Investment Bank
North Asia Investment CorpAMEXNHRFinancials23 Jul$10.00 - $10.005.00$10.00$9.69Citigroup
Energy RecoveryNASDAQERIIConsumer Goods2 Jul$7.00 - $9.0014.00$8.50$9.83Citigroup, Credit Suisse
Navios Maritime Acq CorpNYSENNAFinancials25 Jun$10.00 - $10.0022.00$10.00$10.05Deutsche Bank, J P Morgan
Hong Kong HighpowerAMEXHPJConsumer Goods19 Jun$3.00 - $4.000.60$3.25$6.84WestPark Capital
Britania Bulk HoldingsNYSEDWTOther18 Jun$17.00 - $19.008.33$15.00$13.85Banc of America, Goldman Sachs
RHI EntertainmentNASDAQRHIEConsumer Services18 Jun$16.00 - $18.0013.50$14.00$13.50Banc of America, J P Morgan
Safe BulkersNYSESBOther29 May$20.00 - $22.0010.00$19.00$18.90Credit Suisse, Merrill Lynch
American Capital AgencyNASDAQAGNCFinancials15 May$20.00 - $20.0010.00$20.00$19.35Citigroup, Merrill Lynch
Verso PaperNYSEVRSConsumer Goods15 May$16.00 - $18.0014.00$12.00$10.00Citigroup, Credit Suisse
Western Gas PartnersNYSEWESOil & Gas9 May$16.00 - $19.0018.75$16.50$16.50Citigroup, UBS Investment Bank
Colfax CorpNYSECFXConsumer Goods8 May$15.00 - $17.0018.75$18.00$21.00Lehman Brothers, Merrill Lynch
Real Goods SolarNASDAQRSOLConsumer Goods8 May$10.00 - $12.005.50$10.00$8.80ThinkEquity
Pioneer Southwest EnergyNYSEPSEOil & Gas1 May$19.00 - $21.008.25$19.00$19.65Citigroup, Deutsche Bank
Hatteras FinancialNYSEHTSFinancials25 Apr$24.00 - $26.0010.00$24.00$24.68Banc of America, Keefe Bruyette Woods
Whiting USA Trust INYSEWHXFinancials25 Apr$19.00 - $21.0010.85$20.00$20.85Raymond James, Wachovia Securities
American Water WorksNYSEAWKUtilities23 Apr$24.00 - $26.0058.00$21.50$20.60Citigroup, Goldman Sachs
Intrepid PotashNYSEIPIBasic Materials22 Apr$27.00 - $29.0030.00$32.00$50.40Goldman Sachs, Merrill Lynch
VisaNYSE VFinancials20 Mar$37.00 - $42.00406.00$44.00$56.50 Goldman Sachs, J P Morgan
CardioNetNASDAQBEATHealth Care18 Mar$18.00 - $20.004.50$18.00$17.70Citigroup
Heritage-Crystal CleanNASDAQHCCIConsumer Services12 Mar$10.50 - $12.501.91$11.50$14.19William Blair, Piper Jaffray
BioHeartNASDAQBHRTHealth Care19 Feb$6.00 - $8.001.10$5.25$5.00Dawson James, Merriman Curhan Ford
ArcSightNASDAQARSTTechnology14 Feb$9.00 - $11.006.86$9.00$8.78Lehman Brothers, Morgan Stanley
MAKO SurgicalNASDAQMAKOHealth Care14 Feb$10.00 - $11.005.10$10.00$9.18J P Morgan, Morgan Stanley
Asia TimeAMEXTYMConsumer Services12 Feb$3.00 - $4.000.84$3.50$8.50WestPark Capital
ATA IncNASDAQATAIConsumer Services29 Jan$9.50 - $11.504.87$9.50$8.75Merrill Lynch
Cascal B.V.NYSEHOOUtilities29 Jan$12.00 - $13.0012.00$12.00$12.00Credit Suisse, J P Morgan
IPC The Hospitalist CompanyNASDAQIPCMHealth Care25 Jan$15.00 - $17.005.20$16.00$20.48Credit Suisse, Jefferies & Company
RiskMetrics GroupNYSERMGFinancials25 Jan$17.00 - $19.0014.00$17.50$23.75Merrill Lynch
Williams Pipeline PartnersNYSEWMZOil & Gas18 Jan$19.00 - $21.0016.25$20.00$20.00Citigroup, Lehman Brothers

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See Also

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