Investment advisers,

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==Investment advisers== ==Investment advisers==
 +A [[persons|person]] who gives advice on Investments. Those who work for closed-end companies, are prohibited from disseminating advice known to be deceitful or fraudulent, and from acting as a principal on their own accounts by buying and selling securities between themselves and a client without prior written consent. [http://www.investopedia.com/terms/i/investmentadvisor.asp]
-A person who gives advice on Investments. Those who work for closed-end companies, are prohibited from disseminating advice known to be deceitful or fraudulent, and from acting as a principal on their own accounts by buying and selling securities between themselves and a client without prior written consent. [http://www.investopedia.com/terms/i/investmentadvisor.asp] The spellings adviser and [[advisor]] are both correct.+Means any person who, for compensation, engages in the business of advising others, either directly or through publications or writings, as to the value of securities or as to the advisability of investing in, purchasing, or selling securities, or who, for compensation and as part of a regular business, issues or promulgates analyses or reports concerning securities. The spellings investment adviser and [[Investment advisor]] are both correct. <ref>Investment Advisers Act of 1940</ref>
-From 1610s, agent noun from advise. [http://www.etymonline.com/index.php?term=adviser]+From advice c.1300 from avis "opinion, it seems to me, in my view. [http://www.etymonline.com/index.php?term=advice]1610s, agent noun from advise. [http://www.etymonline.com/index.php?term=adviser]
 + 
 +==References==
 +<references/>

Current revision

Investment advisers

A person who gives advice on Investments. Those who work for closed-end companies, are prohibited from disseminating advice known to be deceitful or fraudulent, and from acting as a principal on their own accounts by buying and selling securities between themselves and a client without prior written consent. [1]

Means any person who, for compensation, engages in the business of advising others, either directly or through publications or writings, as to the value of securities or as to the advisability of investing in, purchasing, or selling securities, or who, for compensation and as part of a regular business, issues or promulgates analyses or reports concerning securities. The spellings investment adviser and Investment advisor are both correct. [1]

From advice c.1300 from avis "opinion, it seems to me, in my view. [2]1610s, agent noun from advise. [3]

References

  1. Investment Advisers Act of 1940
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